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Variational Deep Embedding: An Unsupervised and Generative Approach to Clustering (1611.05148v3)

Published 16 Nov 2016 in cs.CV

Abstract: Clustering is among the most fundamental tasks in computer vision and machine learning. In this paper, we propose Variational Deep Embedding (VaDE), a novel unsupervised generative clustering approach within the framework of Variational Auto-Encoder (VAE). Specifically, VaDE models the data generative procedure with a Gaussian Mixture Model (GMM) and a deep neural network (DNN): 1) the GMM picks a cluster; 2) from which a latent embedding is generated; 3) then the DNN decodes the latent embedding into observables. Inference in VaDE is done in a variational way: a different DNN is used to encode observables to latent embeddings, so that the evidence lower bound (ELBO) can be optimized using Stochastic Gradient Variational Bayes (SGVB) estimator and the reparameterization trick. Quantitative comparisons with strong baselines are included in this paper, and experimental results show that VaDE significantly outperforms the state-of-the-art clustering methods on 4 benchmarks from various modalities. Moreover, by VaDE's generative nature, we show its capability of generating highly realistic samples for any specified cluster, without using supervised information during training. Lastly, VaDE is a flexible and extensible framework for unsupervised generative clustering, more general mixture models than GMM can be easily plugged in.

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Authors (5)
  1. Zhuxi Jiang (3 papers)
  2. Yin Zheng (23 papers)
  3. Huachun Tan (7 papers)
  4. Bangsheng Tang (6 papers)
  5. Hanning Zhou (8 papers)
Citations (683)

Summary

Overview of Variational Deep Embedding (VaDE)

The paper introduces Variational Deep Embedding (VaDE), an innovative unsupervised clustering method incorporating a generative approach within the Variational Auto-Encoder (VAE) framework. VaDE pioneers a fusion of the Gaussian Mixture Model (GMM) and Deep Neural Networks (DNNs) to address clustering tasks, emphasizing the generative process of data.

Key Contributions

VaDE achieves unsupervised clustering by modeling the data generative process as follows:

  1. A cluster is selected from a GMM.
  2. A latent embedding is generated.
  3. A DNN decodes this latent embedding into an observable data point.

Inference in VaDE leverages a variational approach, employing another DNN to encode observables to latent embeddings. This process optimizes the Evidence Lower Bound (ELBO) via the Stochastic Gradient Variational Bayes (SGVB) estimator and the reparameterization trick. These steps position VaDE as a more effective model for clustering tasks by generalizing VAE with a Mixture-of-Gaussians (MoG) prior.

Experimental Results

The effectiveness of VaDE is demonstrated through superior performance across various benchmarks, including MNIST, HHAR, Reuters-10K, Reuters, and STL-10 datasets. VaDE significantly outperforms existing state-of-the-art clustering approaches, including Deep Embedded Clustering (DEC) and Adversarial Auto-Encoder (AAE). The clustering accuracy results presented in the paper reveal a marked improvement over other methods by a substantial margin.

Generative Capabilities

A prominent aspect of VaDE is its ability to generate realistic samples from specific clusters without supervised information during training. This generative capability distinguishes VaDE from methods like DEC, which do not model the data generative process. Comparative assessments of the sample generation ability against models such as InfoGAN demonstrate VaDE's proficiency in producing varied and smooth digits from the MNIST dataset.

Theoretical and Practical Implications

VaDE not only extends the utility of VAEs in clustering but also offers insights into improving latent representations for clustering tasks. The combination of VAE and GMM in VaDE demonstrates how integrating powerful generative models can enhance unsupervised learning performance. Its success indicates potential broader applications in semi-supervised learning and unsupervised feature learning.

Future Directions

The promising results of VaDE suggest several avenues for future research. Exploring other mixture models within the VaDE framework could yield richer latent representations tailored for specific clustering challenges. Additionally, adapting VaDE to handle diverse data types, including high-dimensional or multimodal datasets, could further enhance its applicability across various domains, particularly in complex real-world scenarios where labeled data is scarce.

In conclusion, VaDE represents a noteworthy advancement in unsupervised clustering, combining the strengths of GMM and deep generative models to achieve enhanced performance and flexibility in generating data. Its development paves the way for future innovations in AI clustering methodologies.