Focal Radius, Rigidity, and Lower Curvature Bounds

Abstract: We show that the focal radius of any submanifold $N$ of positive dimension in a manifold $M$ with sectional curvature greater than or equal to $1$ does not exceed $\frac{\pi }{2}.$ In the case of equality, we show that $N$ is totally geodesic in $M$ and the universal cover of $M$ is isometric to a sphere or a projective space with their standard metrics, provided $N$ is closed. Our results also hold for $k^{th}$--intermediate Ricci curvature, provided the submanifold has dimension $\geq k.$ Thus in a manifold with Ricci curvature $\geq n-1,$ all hypersurfaces have focal radius $\leq \frac{\pi }{2},$ and space forms are the only such manifolds where equality can occur, if the submanifold is closed. To prove these results, we develop a new comparison lemma for Jacobi fields that exploits Wilking's transverse Jacobi equation.