Adaptive Circuit Behavior and Generalization in Mechanistic Interpretability (2411.16105v2)

Abstract: Mechanistic interpretability aims to understand the inner workings of large neural networks by identifying circuits, or minimal subgraphs within the model that implement algorithms responsible for performing specific tasks. These circuits are typically discovered and analyzed using a narrowly defined prompt format. However, given the abilities of LLMs to generalize across various prompt formats for the same task, it remains unclear how well these circuits generalize. For instance, it is unclear whether the models generalization results from reusing the same circuit components, the components behaving differently, or the use of entirely different components. In this paper, we investigate the generality of the indirect object identification (IOI) circuit in GPT-2 small, which is well-studied and believed to implement a simple, interpretable algorithm. We evaluate its performance on prompt variants that challenge the assumptions of this algorithm. Our findings reveal that the circuit generalizes surprisingly well, reusing all of its components and mechanisms while only adding additional input edges. Notably, the circuit generalizes even to prompt variants where the original algorithm should fail; we discover a mechanism that explains this which we term S2 Hacking. Our findings indicate that circuits within LLMs may be more flexible and general than previously recognized, underscoring the importance of studying circuit generalization to better understand the broader capabilities of these models.