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EnsLoss: Stochastic Calibrated Loss Ensembles for Preventing Overfitting in Classification (2409.00908v2)

Published 2 Sep 2024 in stat.ML, cs.LG, and stat.ME

Abstract: Empirical risk minimization (ERM) with a computationally feasible surrogate loss is a widely accepted approach for classification. Notably, the convexity and calibration (CC) properties of a loss function ensure consistency of ERM in maximizing accuracy, thereby offering a wide range of options for surrogate losses. In this article, we propose a novel ensemble method, namely EnsLoss, which extends the ensemble learning concept to combine loss functions within the ERM framework. A key feature of our method is the consideration on preserving the "legitimacy" of the combined losses, i.e., ensuring the CC properties. Specifically, we first transform the CC conditions of losses into loss-derivatives, thereby bypassing the need for explicit loss functions and directly generating calibrated loss-derivatives. Therefore, inspired by Dropout, EnsLoss enables loss ensembles through one training process with doubly stochastic gradient descent (i.e., random batch samples and random calibrated loss-derivatives). We theoretically establish the statistical consistency of our approach and provide insights into its benefits. The numerical effectiveness of EnsLoss compared to fixed loss methods is demonstrated through experiments on a broad range of 14 OpenML tabular datasets and 46 image datasets with various deep learning architectures. Python repository and source code are available on GitHub at https://github.com/statmlben/ensloss.

Summary

  • The paper presents EnsLoss, a novel approach that ensembles calibrated loss derivatives to mitigate overfitting in classification models.
  • It leverages stochastic optimization within the ERM framework to ensure convexity and calibration, achieving statistical consistency.
  • Empirical evaluations on tabular and image datasets demonstrate improved classification accuracy and reduced hyperparameter tuning.

An Essay on "EnsLoss: Stochastic Calibrated Loss Ensembles for Preventing Overfitting in Classification"

"EnsLoss: Stochastic Calibrated Loss Ensembles for Preventing Overfitting in Classification" by Ben Dai introduces a novel method called EnsLoss, which addresses overfitting in machine learning models by combining different calibrated loss functions within the empirical risk minimization (ERM) framework. The emphasis on the convexity and calibration (CC) properties of loss functions in the context of ERM ensures the statistical consistency of the methodology in maximizing classification accuracy.

Overview of EnsLoss

EnsLoss is an extension of the ensemble learning paradigm applied specifically to loss functions within the ERM framework. The method is inspired by the Dropout technique commonly used in neural network training, which randomly deactivates neurons during each update to prevent overfitting. Similarly, EnsLoss leverages doubly stochastic gradient descent by introducing stochasticity in both the sampled data batches and the loss-derivatives. This is achieved through a random process that generates calibrated loss-derivatives, thereby ensuring the consistency properties of the combined losses without the necessity of explicitly defining the loss functions themselves.

Methodology

The authors detail a method where the CC conditions of losses are transformed into conditions on the loss-derivatives. The generated loss-derivatives are sampled from a distribution that ensures the derivatives are nondecreasing and have defined lower bounds, which maintains the convexity and calibration of the resultant functions. By bypassing the explicit definition of loss functions and directly generating calibrated loss-derivatives, EnsLoss provides a flexible and efficient approach to ERM.

One primary consideration in this method is the "superlinear raising-tail" property. This ensures the boundedness of the generated loss functions, which is crucial for maintaining stability during training. The loss-derivatives are generated to comply with this property through the application of techniques such as the inverse Box-Cox transformation to add variability and maintain the required statistical properties.

Experimental Results

The numerical effectiveness of EnsLoss was demonstrated across several datasets:

  • 14 OpenML tabular datasets: Utilizing varying complexities of Multilayer Perceptrons (MLPs), the results indicated that EnsLoss outperformed or performed comparably to traditional fixed loss methods, especially as the complexity of the model increased.
  • 45 binary CIFAR2 datasets and the PatchCamelyon (PCam) dataset: These experiments were conducted with deep learning architectures such as ResNet, VGG, and MobileNet. EnsLoss consistently outperformed fixed loss methods in terms of classification accuracy across these image datasets.

Strong empirical performance highlighted the robustness of EnsLoss. For instance, on the CIFAR2 (cat-dog) dataset, EnsLoss showed significant improvements in test accuracy over methods utilizing fixed losses.

Theoretical Implications

The authors reinforce the theoretical robustness of EnsLoss with strong mathematical underpinnings. The primary findings include:

  • Calibration and Consistency: The ensemble risk function introduced in EnsLoss is shown to have statistical consistency properties. This means minimizing this risk function translates to minimizing the true classification risk.
  • Rademacher Complexity: The complexity measures indicate that the EnsLoss framework does not outstrip the fixed loss methods in terms of generalization bounds. Still, it demonstrates advantageous statistical behavior supported by empirical evidence.

Practical Implications and Future Directions

EnsLoss provides a promising technique for mitigating overfitting in complex models used in real-world applications. The compatibility of EnsLoss with other regularization techniques, such as Dropout, L2 regularization, and data augmentation, demonstrated its utility in various settings. Furthermore, the experiments underline the reduction in the necessity for extensive hyperparameter tuning, making EnsLoss practically attractive.

Future research could extend EnsLoss to other areas of machine learning beyond binary classification, such as multi-class classification, bipartite ranking, asymmetric classification, and regression, where similar calibration conditions have been studied. Investigating the interaction between EnsLoss and newer consistency concepts, such as HH-consistency, may yield further insights and improvements.

Conclusion

EnsLoss represents a significant advancement in the quest to mitigate overfitting in machine learning. By smartly integrating stochastic processes into the loss function ensemble, it achieves improved generalization in both theoretical and practical settings. Its adaptation to various data distributions without the need for extensive hyperparameter tuning enhances its attractiveness to practitioners looking for robust and efficient classification methods. The results suggest that EnsLoss has the potential to become a cornerstone technique in the ongoing development of machine learning models aimed at tackling real-world challenges.

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