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Heterogeneous Federated Learning: State-of-the-art and Research Challenges (2307.10616v2)

Published 20 Jul 2023 in cs.LG, cs.AI, and cs.CV

Abstract: Federated learning (FL) has drawn increasing attention owing to its potential use in large-scale industrial applications. Existing federated learning works mainly focus on model homogeneous settings. However, practical federated learning typically faces the heterogeneity of data distributions, model architectures, network environments, and hardware devices among participant clients. Heterogeneous Federated Learning (HFL) is much more challenging, and corresponding solutions are diverse and complex. Therefore, a systematic survey on this topic about the research challenges and state-of-the-art is essential. In this survey, we firstly summarize the various research challenges in HFL from five aspects: statistical heterogeneity, model heterogeneity, communication heterogeneity, device heterogeneity, and additional challenges. In addition, recent advances in HFL are reviewed and a new taxonomy of existing HFL methods is proposed with an in-depth analysis of their pros and cons. We classify existing methods from three different levels according to the HFL procedure: data-level, model-level, and server-level. Finally, several critical and promising future research directions in HFL are discussed, which may facilitate further developments in this field. A periodically updated collection on HFL is available at https://github.com/marswhu/HFL_Survey.

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Authors (5)
  1. Mang Ye (43 papers)
  2. Xiuwen Fang (2 papers)
  3. Bo Du (264 papers)
  4. Pong C. Yuen (18 papers)
  5. Dacheng Tao (829 papers)
Citations (165)

Summary

Heterogeneous Federated Learning: State-of-the-art and Research Challenges

The paper "Heterogeneous Federated Learning: State-of-the-art and Research Challenges" by Mang Ye and colleagues presents a comprehensive overview of the challenges and developments in the field of Heterogeneous Federated Learning (HFL). Federated learning (FL) has gained substantial attention for its applications in decentralized machine learning on distributed datasets, specifically when data privacy is a priority. Unlike traditional federated learning methods that assume homogeneous environments, HFL addresses the complexities arising from heterogeneity in data distributions, model architectures, network environments, and hardware across clients. The paper serves as an in-depth survey that not only reviews existing challenges but also categorizes and critically analyzes current methods used to overcome these obstacles and suggests fertile avenues for future research.

Key Challenges in Heterogeneous Federated Learning

The authors enumerate five principal forms of heterogeneity impacting federated learning processes:

  • Statistical Heterogeneity: This arises from Non-Independent and Identically Distributed (Non-IID) data, leading to discrepancies in local data distributions across clients. This heterogeneity can further be classified as label skew, feature skew, quality skew, and quantity skew, each with unique implications for model training and convergence.
  • Model Heterogeneity: As clients may utilize distinct model architectures due to varying application needs or hardware constraints, this poses significant challenges for standard aggregation techniques, which typically assume homogeneous models.
  • Communication Heterogeneity: Differences in network conditions and bandwidth among clients can lead to variegated communication efficiencies, affecting overall system performance and necessitating tailored strategies for client-server interactions.
  • Device Heterogeneity: Variabilities in computational power and memory across client devices can introduce issues such as stragglers during the training process, thereby affecting synchronization and model update cycles.
  • Additional Challenges: These include knowledge transfer barriers, wherein heterogeneous setups impede effective information exchange between clients, as well as privacy concerns heightened by increased data sharing complexity.

Current Solutions and Methodologies

The paper categorizes state-of-the-art HFL methodologies based on their operational level: data-level, model-level, and server-level.

  • Data-Level Methods: These focus on mitigating statistical heterogeneity and privacy concerns through techniques such as data augmentation and privacy-preserving data processing (e.g., differential privacy and homomorphic encryption).
  • Model-Level Methods: These include strategies such as federated optimization algorithms, knowledge transfer mechanisms (e.g., distillation across models), and architecture sharing to accommodate and align different model architectures.
  • Server-Level Methods: Solutions at this level focus on optimizing client selection, clustering similar clients for improved learning efficiency, and enabling decentralized communication to handle network and device heterogeneity efficiently.

Future Directions in Heterogeneous Federated Learning

The authors suggest several avenues for future research, emphasizing the necessity for improved communication efficiency to address the high costs and latency issues induced by heterogeneity. Additionally, mechanisms to ensure federated fairness, especially concerning contributions from diverse clients regarding data and performance outcomes, require further exploration. Strengthening privacy protection measures and advancing the robustness of systems against adversarial attacks remain critical, particularly as HFL environments expand in complexity and scale. Furthermore, advocating for uniform benchmarks that consider the diverse real-world heterogeneities would expedite the evolution of standardized solutions and facilitate rigorous experimentation and comparison of HFL techniques.

In conclusion, this paper not only catalogs the current challenges and solutions in heterogeneous federated learning but also directs future research towards addressing open problems, thereby enhancing the reliability, efficiency, and applicability of federated learning frameworks in complex, real-world environments.

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