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Hard Prompts Made Easy: Gradient-Based Discrete Optimization for Prompt Tuning and Discovery (2302.03668v2)

Published 7 Feb 2023 in cs.LG and cs.CL

Abstract: The strength of modern generative models lies in their ability to be controlled through text-based prompts. Typical "hard" prompts are made from interpretable words and tokens, and must be hand-crafted by humans. There are also "soft" prompts, which consist of continuous feature vectors. These can be discovered using powerful optimization methods, but they cannot be easily interpreted, re-used across models, or plugged into a text-based interface. We describe an approach to robustly optimize hard text prompts through efficient gradient-based optimization. Our approach automatically generates hard text-based prompts for both text-to-image and text-to-text applications. In the text-to-image setting, the method creates hard prompts for diffusion models, allowing API users to easily generate, discover, and mix and match image concepts without prior knowledge on how to prompt the model. In the text-to-text setting, we show that hard prompts can be automatically discovered that are effective in tuning LMs for classification.

Gradient-Based Discrete Optimization for Prompt Tuning and Discovery

The presented paper explores innovative methodologies for prompt tuning and discovery, focusing on gradient-based discrete optimization techniques. This approach addresses the inherent complexity of manually crafting "hard" prompts and the limitations associated with "soft" prompts in controlling generative models.

Overview and Methodology

This research delineates a pioneering technique to optimize hard text prompts via efficient gradient-based methods. The distinction between hard and soft prompts lies in their composition: hard prompts consist of interpretable tokens, while soft prompts are unstructured continuous embeddings. The latter can be optimized but lack portability and interpretability. Hard prompts are advantageous due to their flexibility, interpretability, and ability to transfer between models, even with simple API access.

The proposed algorithm, referred to as PEZ, ingeniously combines the strengths of continuous optimization with the benefits of discrete prompt tokens. The optimization process maintains continuous iterates, essentially soft prompts, during each gradient step, ultimately projecting onto discrete token embeddings. This technique outpaces other methods by utilizing learned continuous embeddings as innovative tools for achieving optimal discrete token representations.

Experimental Results

Extensive experimentation demonstrates the efficacy of this approach across various text-to-image and text-to-text applications. Specifically, in prompt discovery for diffusion models, the method generates prompts that enable users to elicit specific styles or objects efficiently. The empirical results highlight the optimization's capability to produce prompts that are competitive with, or superior to, highly specialized prompt generation techniques despite using fewer tokens.

In text classification tasks, the research illustrates that discrete prompts generated by this method exhibit robust transferability across different model architectures, achieving notable improvements in classification accuracy. The application of fluency constraints further enhances the interpretability and transferability of these prompts.

Quantitative assessments support that the optimized prompts retain significant semantic alignment with original images or desired outcomes, reinforcing the validity and applicability of the proposed techniques in practical settings.

Implications and Future Directions

This research contributes substantially to the field by providing a versatile tool for facilitating prompt discovery, enhancing model control, and improving performance in transformational models. The implications of such a flexible approach extend to optimizing task-specific model behavior and could revolutionize prompt engineering practices by reducing reliance on human intuition.

Future research may explore understanding the geometry of the embedding space to enhance prompt optimization further. Additionally, there is a potential exploration avenue in developing more sophisticated safety mechanisms, given the capability of optimized prompts to bypass simple content filters.

The paper sets a promising precedent for the evolution of AI prompting methodologies, suggesting a paradigm shift towards more automated, interpretable, and transferable prompt engineering processes.

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Authors (6)
  1. Yuxin Wen (33 papers)
  2. Neel Jain (13 papers)
  3. John Kirchenbauer (21 papers)
  4. Micah Goldblum (96 papers)
  5. Jonas Geiping (73 papers)
  6. Tom Goldstein (226 papers)
Citations (191)
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