Towards Concrete and Connected AI Risk Assessment (C$^2$AIRA): A Systematic Mapping Study (2301.11616v4)

Abstract: The rapid development of AI has led to increasing concerns about the capability of AI systems to make decisions and behave responsibly. Responsible AI (RAI) refers to the development and use of AI systems that benefit humans, society, and the environment while minimising the risk of negative consequences. To ensure responsible AI, the risks associated with AI systems' development and use must be identified, assessed and mitigated. Various AI risk assessment frameworks have been released recently by governments, organisations, and companies. However, it can be challenging for AI stakeholders to have a clear picture of the available frameworks and determine the most suitable ones for a specific context. Additionally, there is a need to identify areas that require further research or development of new frameworks, as well as updating and maintaining existing ones. To fill the gap, we present a mapping study of 16 existing AI risk assessment frameworks from the industry, governments, and non-government organizations (NGOs). We identify key characteristics of each framework and analyse them in terms of RAI principles, stakeholders, system lifecycle stages, geographical locations, targeted domains, and assessment methods. Our study provides a comprehensive analysis of the current state of the frameworks and highlights areas of convergence and divergence among them. We also identify the deficiencies in existing frameworks and outlines the essential characteristics of a concrete and connected framework AI risk assessment (C$^2$AIRA) framework. Our findings and insights can help relevant stakeholders choose suitable AI risk assessment frameworks and guide the design of future frameworks towards concreteness and connectedness.