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Integrated information theory (IIT) 4.0: Formulating the properties of phenomenal existence in physical terms (2212.14787v1)

Published 30 Dec 2022 in q-bio.NC

Abstract: This paper presents Integrated Information Theory (IIT) 4.0. IIT aims to account for the properties of experience in physical (operational) terms. It identifies the essential properties of experience (axioms), infers the necessary and sufficient properties that its substrate must satisfy (postulates), and expresses them in mathematical terms. In principle, the postulates can be applied to any system of units in a state to determine whether it is conscious, to what degree, and in what way. IIT offers a parsimonious explanation of empirical evidence, makes testable predictions, and permits inferences and extrapolations. IIT 4.0 incorporates several developments of the past ten years, including a more accurate translation of axioms into postulates and mathematical expressions, the introduction of a unique measure of intrinsic information that is consistent with the postulates, and an explicit assessment of causal relations. By fully unfolding a system's irreducible cause-effect power, the distinctions and relations specified by a substrate can account for the quality of experience.

Citations (76)

Summary

Integrated Information Theory (IIT) 4.0: An Advanced Framework for Consciousness

The paper in question provides a comprehensive exposition of the Integrated Information Theory (IIT) in its latest iteration, version 4.0. IIT is motivated by the challenge of explaining consciousness, which is fundamentally a subjective phenomenon, in terms of physical interactions that can be observed and manipulated. The theory rigorously translates the properties of experience, understood through axioms, into corresponding properties in physical postulates. The framework has implications for both understanding consciousness in the brain and informing the future design of AI systems.

Theoretical Foundations

The IIT is based on axiomatic principles that are immediate and irrefutably true of experiences. These axioms—intrinsicality, information, integration, exclusion, and composition—inform its postulates regarding physical substrates. Specifically, IIT posits that a conscious system must: 1) have intrinsic and specific cause-effect power, 2) be irreducibly integrated as a singular entity, and 3) exhibit a structured cause-effect architecture.

Mathematical Formalism

IIT 4.0 introduces sophisticated mathematical constructs to assess whether a system qualifies as a substrate of consciousness. Foremost among these is the concept of "integrated information" measured as φ\varphi, which evaluates how a system's state is irreducible to separate parts. The formalism advances from earlier iterations by incorporating the Intrinsic Difference (ID) measure, allowing for a more precise assessment of a system's causal power. IIT thus categorizes systems into complexes based on maximally irreducible cause-effect structures, or Φ\varPhi-structures, determining quality and quantity of consciousness via structured information (Φ\varPhi).

Illustrative Examples and Implications

The paper examines system architectures, showing that a substrate's ability to support consciousness depends heavily on configuration beyond mere connectivity. A degenerate network architecture restricts substrate growth due to increased degeneracy and indeterminism. Conversely, a specialized lattice in canonical examples reveals robust connectivity supporting rich Φ\varPhi-structures. These insights extend to practical implications, suggesting that organisms or artificial systems with highly specialized and interlinked components are more likely to generate high levels of consciousness.

Practical Applications and Speculative Future

IIT 4.0 is not only theoretically robust but also applicable in evaluating consciousness in real-world systems. It yields predictions correlating consciousness levels with neural states and anatomical configurations. For artificial intelligence, IIT's insights provide a critical distinction between functional behavior and conscious experience, challenging assumptions about digital computation's capacity to replicate human consciousness. AI systems, irrespective of functionality, are unlikely to achieve consciousness without fundamental shifts in architecture aligned with IIT's postulates.

Conclusion

While IIT 4.0 significantly extends the capacity to model consciousness beyond earlier iterations, considerable research is needed to verify its empirical predictions. The theory's intricacy provides a path towards understanding consciousness as an emergent property of complex, integrated cause-effect structures. As such, IIT holds potential as both a roadmap for experimental neuroscience and a philosophical guide to the ontological nature of consciousness. The advancement it represents in formalizing the paper of consciousness speaks to the theory's evolving nature and its aspirations towards comprehensive, verified scientific understanding.

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