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The Debate Over Understanding in AI's Large Language Models (2210.13966v3)

Published 14 Oct 2022 in cs.LG and cs.AI

Abstract: We survey a current, heated debate in the AI research community on whether large pre-trained LLMs can be said to "understand" language -- and the physical and social situations language encodes -- in any important sense. We describe arguments that have been made for and against such understanding, and key questions for the broader sciences of intelligence that have arisen in light of these arguments. We contend that a new science of intelligence can be developed that will provide insight into distinct modes of understanding, their strengths and limitations, and the challenge of integrating diverse forms of cognition.

The Debate on Understanding in AI's LLMs

The paper authored by Melanie Mitchell and David C. Krakauer from the Santa Fe Institute explores a prominent discussion within the AI research community: whether LLMs can be considered to truly understand language and, by extension, the physical and social contexts it describes. This discourse has significant implications not only within the academic sphere but also in practical applications across industries such as automotive, healthcare, and education.

The traditional perspective in AI research has maintained that while AI systems can perform specific tasks with apparent intelligence, their understanding is not comparable to that of humans. This view highlights the brittleness and unpredictability of AI systems, attributable to their lack of robust generalization abilities. However, the emergence of LLMs, which leverage massive datasets and self-supervised learning, has challenged these conventional beliefs. Some in the research community argue that with adequate scaling of parameters and data, LLMs could achieve a level of understanding akin to humans. The phrase "Scale is all you need" encapsulates this optimistic standpoint.

Contrastingly, skeptics argue that LLMs, despite their proficiency in generating humanlike text, do not possess understanding in the human sense, as they lack experiential or causal grounding in the world. The proponents of this view dismiss attributions of understanding or consciousness to LLMs as manifestations of the Eliza effect—a tendency to ascribe human-like attributes to machines demonstrating superficial human-like behavior.

The paper effectively navigates the complexity of this debate by presenting both sides: those who believe LLMs demonstrate a degree of general intelligence and those who argue that current LLMs are fundamentally incapable of true understanding. It cites evaluations such as the General Language Understanding Evaluation (GLUE) and its successor (SuperGLUE) as benchmarks used to assess the capabilities of LLMs. For instance, OpenAI's GPT-3 and Google's PaLM have shown remarkable results on these benchmarks, sparking debates about their implications for understanding.

An essential point made by the authors is that human understanding involves more than linguistic competence; it requires conceptual knowledge, causal reasoning, and a model-based representation of external realities. Current LLMs, effectively statistical models, lack these sophisticated conceptual frameworks. They rely heavily on correlations and patterns in linguistic data, which can result in what the authors describe as "shortcut learning"—exploitations of spurious correlations rather than genuine understanding.

The paper raises critical questions regarding the categorization of understanding in AI. These include whether LLMs, despite lacking physical embodiment, could develop concept-based models akin to human cognition, or whether their statistical nature would ultimately enable a form of comprehension foreign to human experience. Such questions have bearings not only on theoretical considerations but also on the ethical and practical deployment of AI in society.

In conclusion, Mitchell and Krakauer's work underscores the necessity of expanding the scientific understanding of intelligence to encompass diverse modalities of understanding. As AI systems evolve, developing new methodologies to probe the various forms of intelligence and reconcile human-like and non-human-like modes of understanding will be pivotal. This paper contributes significantly to the dialogue on AI's future, advocating for a nuanced appreciation of differing forms of cognition, which can lead to more robust and ethical applications of AI technologies.

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Authors (2)
  1. Melanie Mitchell (28 papers)
  2. David C. Krakauer (11 papers)
Citations (164)
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