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A General Language Assistant as a Laboratory for Alignment (2112.00861v3)

Published 1 Dec 2021 in cs.CL and cs.LG
A General Language Assistant as a Laboratory for Alignment

Abstract: Given the broad capabilities of LLMs, it should be possible to work towards a general-purpose, text-based assistant that is aligned with human values, meaning that it is helpful, honest, and harmless. As an initial foray in this direction we study simple baseline techniques and evaluations, such as prompting. We find that the benefits from modest interventions increase with model size, generalize to a variety of alignment evaluations, and do not compromise the performance of large models. Next we investigate scaling trends for several training objectives relevant to alignment, comparing imitation learning, binary discrimination, and ranked preference modeling. We find that ranked preference modeling performs much better than imitation learning, and often scales more favorably with model size. In contrast, binary discrimination typically performs and scales very similarly to imitation learning. Finally we study a `preference model pre-training' stage of training, with the goal of improving sample efficiency when finetuning on human preferences.

A General Language Assistant as a Laboratory for Alignment

The paper "A General Language Assistant as a Laboratory for Alignment" presents a paper focusing on aligning LLMs with human values. Particularly, it aims to develop AI systems that are helpfully honest and harmless (HHH). This work investigates baseline techniques such as prompting and explores scaling trends in alignment-focused training methodologies.

Key Contributions and Findings

The researchers introduced a simple prompt to guide LLMs toward aligned behavior. This approach leverages the in-context learning capabilities of large models, showing that larger models perform better on alignment evaluations even with basic interventions. The paper emphasizes that prompts do not incur a significant performance 'tax' on larger models, implying that alignment can be achieved without detracting from model capabilities.

In exploring training objectives, the paper evaluates imitation learning, binary discrimination, and ranked preference modeling. The findings underscore that ranked preference modeling substantially outperforms imitation learning, particularly in contexts where hierarchy or continuum preferences exist. By contrast, binary discrimination aligns closely with imitation learning both in performance and scaling trends.

A notable methodological innovation is preference model pre-training (PMP), which improves the sample efficiency of training preference models. The paper shows PMP's efficacy in leveraging large-scale data from platforms like Stack Exchange and Reddit to enhance model alignment on smaller, specialized datasets. Interestingly, binary PMP showed superior transferability compared to ranked preference pre-training, suggesting that a less rigid ranking structure offers more adaptable learning in subsequent tasks.

Implications for AI Alignment

The implications of this research are multifaceted. Practically, the introduction of simple prompting techniques provides a low-cost, scalable baseline for improving alignment across a variety of models. On a theoretical level, these findings elucidate the scalability of preference modeling as an avenue for alignment research. The success of ranked preference modeling opens pathways for developing more sophisticated reward systems, closely aligned with human preferences.

Further, the paper's exploration of generalized, effective alignment techniques could inform the development of interactive AI systems in diverse domains, reminding researchers of the potential complexities in model behavior across different levels of alignment intervention.

Future Directions

Future research should consider the qualitative differences between large-scale models and how these techniques apply to more advanced systems. As the intricacies of alignment continue to grow with model capabilities, probing the robustness, efficiency, and scalability of alignment interventions remains crucial. Additionally, ethical considerations must guide these developments, ensuring that advancements in AI alignment do not inadvertently serve counterproductive ends.

Ultimately, this research contributes significantly to the ongoing dialogue on AI alignment, providing empirical insights and methodological frameworks to inform future work. As alignment with human values becomes an ever-more critical task in AI research, studies like this play a crucial role in guiding effective development strategies.

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Authors (22)
  1. Amanda Askell (23 papers)
  2. Yuntao Bai (19 papers)
  3. Anna Chen (16 papers)
  4. Dawn Drain (23 papers)
  5. Deep Ganguli (26 papers)
  6. Tom Henighan (21 papers)
  7. Andy Jones (10 papers)
  8. Nicholas Joseph (18 papers)
  9. Ben Mann (11 papers)
  10. Nova DasSarma (13 papers)
  11. Nelson Elhage (15 papers)
  12. Zac Hatfield-Dodds (19 papers)
  13. Danny Hernandez (16 papers)
  14. Jackson Kernion (14 papers)
  15. Kamal Ndousse (15 papers)
  16. Catherine Olsson (18 papers)
  17. Dario Amodei (33 papers)
  18. Tom Brown (74 papers)
  19. Jack Clark (28 papers)
  20. Sam McCandlish (24 papers)
Citations (611)
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