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Synthetic Document Generator for Annotation-free Layout Recognition (2111.06016v3)

Published 11 Nov 2021 in cs.CV

Abstract: Analyzing the layout of a document to identify headers, sections, tables, figures etc. is critical to understanding its content. Deep learning based approaches for detecting the layout structure of document images have been promising. However, these methods require a large number of annotated examples during training, which are both expensive and time consuming to obtain. We describe here a synthetic document generator that automatically produces realistic documents with labels for spatial positions, extents and categories of the layout elements. The proposed generative process treats every physical component of a document as a random variable and models their intrinsic dependencies using a Bayesian Network graph. Our hierarchical formulation using stochastic templates allow parameter sharing between documents for retaining broad themes and yet the distributional characteristics produces visually unique samples, thereby capturing complex and diverse layouts. We empirically illustrate that a deep layout detection model trained purely on the synthetic documents can match the performance of a model that uses real documents.

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Authors (3)
  1. Natraj Raman (13 papers)
  2. Sameena Shah (33 papers)
  3. Manuela Veloso (105 papers)
Citations (6)

Summary

Essay on "Synthetic Document Generator for Annotation-free Layout Recognition"

The paper entitled "Synthetic Document Generator for Annotation-free Layout Recognition" by Natraj Raman, Sameena Shah, and Manuela Veloso, presents a novel system for generating synthetic documents that can be utilized to train deep learning models for document layout recognition tasks. The core innovation of the work is the use of a Bayesian Network to autonomously create large volumes of annotated documents, which are traditionally expensive to obtain due to the intensive manual labeling process.

Overview of the Methodology

The authors leverage a Bayesian Network to model the inherent dependencies among different elements of a document, treating components such as headers, tables, and figures as random variables. This approach allows for the generation of realistic synthetic documents wherein every component's spatial position, extent, and categorical type are annotated. The Bayesian Network facilitates capturing complex layout structures through hierarchical and stochastic templates, enabling parameter sharing among subsets of documents. The stochastic templates contribute to maintaining thematic consistency while generating visually unique documents, thereby encapsulating the diversity found in real-world documents.

Empirical Evaluation

A significant evaluation metric is whether models trained solely on synthetic data can match those trained on real datasets. The paper offers empirical evidence that deep learning models trained on this synthetic dataset nearly achieve parity with models trained on real dataset annotations for layout detection; the performance gap being less than 4% on several public benchmarks like PubLayNet, DocBank, and PubTabNet. Such results demonstrate the utility of synthetic document generation in bypassing the need for manual annotation.

Key Contributions and Implications

  1. Document Generation Framework: The paper introduces a Bayesian framework for document generation, which doesn't require real document seeds for training. This approach supports broad applicability across domains and complexity levels without domain-specific constraints.
  2. Domain Independence and Flexibility: The framework is customizable, allowing parameterization to generate domain and language-specific documents. This suggests applications in multilingual settings without additional linguistic training data.
  3. Annotation-Free Training: By eliminating the need for manual annotations, the approach significantly reduces the cost and time investment needed for training data preparation, which is a major bottleneck in deep learning tasks for document layout analysis.
  4. Robustness to Quality Variations: The capability to introduce controlled simulated defects in documents strengthens models to handle poor-quality real-world documents, enhancing resilience and robustness.

Future Directions

The implications of this research extend into improving AI's ability to autonomously understand diverse document types, potentially impacting fields such as information retrieval, automated semantic understanding, and knowledge extraction from structured and semi-structured data sources. Future advancements might include extending the Bayesian approach to automatically infer network topologies, thereby optimizing element dependencies even further. Additionally, exploring integrations with document understanding tasks to jointly model text and layout elements could enhance holistic document processing.

In conclusion, this research contributes a significant tool to the arsenal of document image analysis, providing a scalable path forward in document layout recognition. The approach of leveraging synthetic data not only challenges traditional training paradigms but also opens avenues for more efficient, flexible, and expansive model deployment across different document landscapes.