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Quantifying vegetation biophysical variables from imaging spectroscopy data: a review on retrieval methods (2012.04555v1)

Published 7 Dec 2020 in q-bio.QM and eess.IV

Abstract: An unprecedented spectroscopic data stream will soon become available with forthcoming Earth-observing satellite missions equipped with imaging spectroradiometers. This data stream will open up a vast array of opportunities to quantify a diversity of biochemical and structural vegetation properties. The processing requirements for such large data streams require reliable retrieval techniques enabling the spatiotemporally explicit quantification of biophysical variables. With the aim of preparing for this new era of Earth observation, this review summarizes the state-of-the-art retrieval methods that have been applied in experimental imaging spectroscopy studies inferring all kinds of vegetation biophysical variables. Identified retrieval methods are categorized into: (1) parametric regression, including vegetation indices, shape indices, and spectral transformations; (2) non-parametric regression, including linear and non-linear machine learning regression algorithms; (3) physically-based, including inversion of radiative transfer models (RTMs) using numerical optimization and look-up-table approaches; and (4) hybrid regression methods, which combine RTM simulations with machine learning regression methods. For each of these categories, an overview of widely applied methods with application to mapping vegetation properties is given. In view of processing imaging spectroscopy data, a critical aspect involves the challenge of dealing with spectral multicollinearity. The ability to provide robust estimates, retrieval uncertainties, and acceptable retrieval processing speed are other important aspects in view of operational processing. Recommendations towards new-generation spectroscopy-based processing chains for the operational production of biophysical variables are given.

Citations (340)

Summary

  • The paper reviews four primary retrieval methods—parametric, non-parametric, physically-based, and hybrid—for quantifying vegetation biophysical variables.
  • It demonstrates the strengths and limitations of each method, emphasizing the role of machine learning and radiative transfer models.
  • The study highlights promising hybrid approaches that combine physical realism with fast data processing to enhance operational Earth observation.

Quantifying Vegetation Biophysical Variables from Imaging Spectroscopy: A Comprehensive Overview of Retrieval Methods

The reviewed paper addresses the evolving domain of vegetation biophysical variable quantification using upcoming imaging spectroscopy data. The central theme revolves around harnessing the anticipated data influx from future Earth-observing satellite missions equipped with imaging spectroradiometers. These advances necessitate proficient retrieval techniques for handling the voluminous data streams to successfully quantify biophysical variables in vegetation. The paper explores various retrieval methods, categorizing them into four distinct approaches: parametric regression, non-parametric regression, physically-based model inversion methods, and hybrid regression methods.

Parametric Regression Methods

Parametric regression methods rely on predefined relationships between spectral measurements and biophysical variables. The methods encompass spectral indices like vegetation indices (VIs), as well as shape indices and spectral transformations. Despite their simplicity and computation speed, parametric methods suffer from limitations in generic applicability across diverse environments and lack reliable uncertainty estimates, which are pivotal for robust application in variable geographic and temporal contexts.

Non-parametric Regression Methods

Non-parametric regression approaches, primarily driven by ML techniques such as support vector regression (SVR), random forests (RF), and Gaussian process regression (GPR), offer flexibility by learning from data without pre-assumed functional relationships. These methods can successfully exploit the rich spectral data of imaging spectrometers to extract intricate interdependencies between spectra and vegetation variables. Many machine learning approaches address the multicollinearity challenge in spectroscopic datasets, which can obscure retrieval accuracy. Techniques like dimensionality reduction are employed to countering this challenge effectively, enhancing the reliability of non-parametric regression outputs.

Physically-based Model Inversion Methods

Physically-based methods capitalize on the robustness of radiative transfer models (RTMs), which anchor the retrievals in fundamental light-vegetation interaction physics. While RTM inversion ensures physical realism and spatial consistency, it often struggles with ill-posedness and computational demands due to the high dimensionality of input parameters and the need for iterative inversion schemes, making it less ideal for operational mapping over large scales without the use of advanced computational tactics like emulation.

Hybrid Regression Methods

Hybrid methods combine the predictive strengths of machine learning with the physically-based grounding of RTMs. Here, RTM simulations are used as training datasets for machine learning models, fostering fast data processing and capturing both physical and statistical data insights without extensive reliance on ground truth data. Such hybrid models represent a promising route toward operational remote sensing applications, especially when paired with dimensionality reduction strategies to mitigate multicollinearity.

Implications and Future Directions

The paper highlights the role of imaging spectroscopy in revolutionizing biophysical variable retrieval, promoting more comprehensive Earth observation models. Key to operationalizing these advancements will be the methods’ capabilities to deliver accurate, reliable outputs with associated uncertainties. Further enhancement would involve streamlining computational efficiencies and ensuring transferability of models across satellite missions and diverse monitoring scenarios, allowing real-time and large-scale applications. The exploration into hybrid regression methods shows a promising future; however, continuous research in optimizing these methodologies is essential to fully leverage the new data era introduced by spectroscopic technologies.

In summary, the paper offers an in-depth evaluation of retrieval methodologies pertinent to the effective use of forthcoming imaging spectroscopy data, vital for vegetation biophysical analysis, suggesting pathways towards operational implementation.