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UBAR: Towards Fully End-to-End Task-Oriented Dialog Systems with GPT-2 (2012.03539v2)

Published 7 Dec 2020 in cs.CL

Abstract: This paper presents our task-oriented dialog system UBAR which models task-oriented dialogs on a dialog session level. Specifically, UBAR is acquired by fine-tuning the large pre-trained unidirectional LLM GPT-2 on the sequence of the entire dialog session which is composed of user utterance, belief state, database result, system act, and system response of every dialog turn. Additionally, UBAR is evaluated in a more realistic setting, where its dialog context has access to user utterances and all content it generated such as belief states, system acts, and system responses. Experimental results on the MultiWOZ datasets show that UBAR achieves state-of-the-art performances in multiple settings, improving the combined score of response generation, policy optimization, and end-to-end modeling by 4.7, 3.5, and 9.4 points respectively. Thorough analyses demonstrate that the session-level training sequence formulation and the generated dialog context are essential for UBAR to operate as a fully end-to-end task-oriented dialog system in real life. We also examine the transfer ability of UBAR to new domains with limited data and provide visualization and a case study to illustrate the advantages of UBAR in modeling on a dialog session level.

Overview of UBAR: Towards Fully End-to-End Task-Oriented Dialog System with GPT-2

The paper "UBAR: Towards Fully End-to-End Task-Oriented Dialog System with GPT-2" presents an innovative approach for task-oriented dialog systems (TOD) by leveraging the large pre-trained unidirectional LLM GPT-2. The central contribution of this work is UBAR, a system that models task-oriented dialogs at the session level rather than the traditional dialog turn level. By incorporating the dialog context, which includes user utterances alongside belief states, database results, system acts, and system responses of prior dialog turns, UBAR aims to efficiently achieve end-to-end dialog generation.

Key Contributions and Experimental Results

One of the paper's significant accomplishments is UBAR's performance improvement across various dialog systems metrics. In experimental evaluations on the MultiWOZ datasets, UBAR demonstrated state-of-the-art results by achieving a notable increase in the combined score across response generation, policy optimization, and end-to-end modeling settings, with improvements of 4.7, 3.5, and 9.4 points respectively. This highlights UBAR's proficiency not only in generating more accurate dialog responses but also in maintaining coherent dialog policies over extended sessions.

The paper also explores UBAR’s ability to adapt to new domains with limited data, an essential trait for practical deployment where extensive domain-specific data might not always be available. By conditioning dialog generation on previous belief states and integrating GPT-2's capabilities, UBAR is able to operate competently under real-world conditions with limited supervision at the intermediate stages.

Implications and Future Directions

The implications of this research are multifold. From a theoretical standpoint, it challenges traditional approaches in dialog systems that rely on separate pipelines for state tracking, policy learning, and response generation. The session-level modeling advocated by UBAR suggests a paradigm shift, where a singular architectural framework can streamline these components into a seamless process. Practically, the model holds promise for applications requiring adaptive dialog management across diverse domains without intensive data-centric reengineering.

Future developments in AI may see extensions of this session-level approach, with models potentially incorporating bidirectional LLMs to capture even richer dialog contexts and integrating reinforcement learning techniques to refine dialog strategies dynamically based on user satisfaction and dialog success rates. Moreover, further exploration into mitigating catastrophic forgetting during domain transfer will enhance UBAR's robustness and applicability across evolving use cases.

In conclusion, this paper provides evidence that session-level modeling with GPT-2 can effectively underpin fully end-to-end TOD systems, marking a significant advancement beyond traditional turn-level strategies. The promising results achieved by UBAR suggest its potential to inspire future research aimed at refining dialog systems for more sophisticated human-AI interactions.

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Authors (3)
  1. Yunyi Yang (20 papers)
  2. Yunhao Li (26 papers)
  3. Xiaojun Quan (52 papers)
Citations (179)