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TOD-BERT: Pre-trained Natural Language Understanding for Task-Oriented Dialogue (2004.06871v3)

Published 15 Apr 2020 in cs.CL

Abstract: The underlying difference of linguistic patterns between general text and task-oriented dialogue makes existing pre-trained LLMs less useful in practice. In this work, we unify nine human-human and multi-turn task-oriented dialogue datasets for LLMing. To better model dialogue behavior during pre-training, we incorporate user and system tokens into the masked LLMing. We propose a contrastive objective function to simulate the response selection task. Our pre-trained task-oriented dialogue BERT (TOD-BERT) outperforms strong baselines like BERT on four downstream task-oriented dialogue applications, including intention recognition, dialogue state tracking, dialogue act prediction, and response selection. We also show that TOD-BERT has a stronger few-shot ability that can mitigate the data scarcity problem for task-oriented dialogue.

An Expert Overview of "TOD-BERT: Pre-trained Natural Language Understanding for Task-Oriented Dialogue"

The paper "TOD-BERT: Pre-trained Natural Language Understanding for Task-Oriented Dialogue" addresses the limitations of existing pre-trained LLMs when applied to task-oriented dialogues, which often differ significantly in linguistic patterns from general text. The authors introduce TOD-BERT, a model specifically designed for task-oriented dialogue systems, which is shown to surpass strong baselines like BERT in several downstream tasks, including intention recognition, dialogue state tracking, dialogue act prediction, and response selection.

Methodology

The authors compile and unify nine human-human, multi-turn task-oriented dialogue datasets, amounting to approximately 100,000 dialogues and 1.4 million utterances across more than 60 domains. TOD-BERT adopts a BERT-like architecture but introduces enhancements specific to dialogue understanding. Two notable adjustments include the use of user and system tokens to better capture dialogue behaviors and a contrastive learning approach to enhance response selection tasks.

For the pre-training objectives, TOD-BERT employs two complementary loss functions. First, a masked LLMing (MLM) loss, akin to the original BERT but applied dynamically, which replaces tokens with a mask and predicts them during training. Second, a response contrastive loss (RCL) which employs a dual-encoder strategy. This approach involves contrasting a set of responses against each other to enhance representation of dialogue context and response pairs. These adaptations aim to improve the representation of user-system interactions and dialogue-specific context.

Results and Discussion

TOD-BERT's efficacy is demonstrated through multiple downstream evaluations. It consistently outperforms BERT and other pre-trained models such as GPT-2 and DialoGPT. Particularly notable is its superior performance in few-shot learning scenarios across all tested tasks, indicating its robustness even with limited data—a key advantage in the resource-constrained field of task-oriented dialogue systems.

  • Intent Recognition: In one of the largest intent recognition datasets (OOS), TOD-BERT shows significant improvement in accuracy across all settings, particularly in scenarios with scarce labeled data.
  • Dialogue State Tracking: Utilizing the MWOZ dataset, TOD-BERT demonstrates superior joint goal accuracy compared to existing dialogue state trackers, such as TRADE and ZSDST.
  • Dialogue Act Prediction: Across multiple datasets, TOD-BERT yields higher micro and macro F1 scores, showcasing its robustness in predicting multiple dialogue acts in task-oriented dialogues.
  • Response Selection: In experiments measuring the model’s ability to discern appropriate responses among multiple candidates, TOD-BERT shows marked improvements in accuracy, attributable to its contrastive learning during pre-training.

Implications and Future Work

The introduction of TOD-BERT marks a significant stride in developing LLMs tailored for task-oriented dialogues. Its strong performance in various contexts—especially in few-shot learning scenarios—suggests practical benefits for real-world applications where labeled data is often scarce. The success of TOD-BERT underscores the importance of domain-specific pre-training, emphasizing the need to adapt pre-trained models to the specific characteristics of the data and tasks they need to address.

Looking forward, further exploration into enhancing dialogue-derived pre-training objectives could yield even more sophisticated models. The findings also open avenues for integrating TOD-BERT or similar models into end-to-end task-oriented dialogue systems, potentially enhancing capabilities in complex real-world conversational interfaces. The authors' release of their source code invites further research and experimentation, promising continued advancement in task-oriented dialogue modeling.

The research encapsulated in this paper serves as a compelling example of how customizing pre-trained models to align with task-specific characteristics can produce marked improvements in performance, offering substantial contributions to the field of natural language processing in conversational systems.

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Authors (4)
  1. Chien-Sheng Wu (77 papers)
  2. Steven Hoi (38 papers)
  3. Richard Socher (115 papers)
  4. Caiming Xiong (337 papers)
Citations (304)
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