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Recent Advances and Challenges in Task-oriented Dialog System (2003.07490v3)

Published 17 Mar 2020 in cs.CL

Abstract: Due to the significance and value in human-computer interaction and natural language processing, task-oriented dialog systems are attracting more and more attention in both academic and industrial communities. In this paper, we survey recent advances and challenges in task-oriented dialog systems. We also discuss three critical topics for task-oriented dialog systems: (1) improving data efficiency to facilitate dialog modeling in low-resource settings, (2) modeling multi-turn dynamics for dialog policy learning to achieve better task-completion performance, and (3) integrating domain ontology knowledge into the dialog model. Besides, we review the recent progresses in dialog evaluation and some widely-used corpora. We believe that this survey, though incomplete, can shed a light on future research in task-oriented dialog systems.

Overview of Recent Advances and Challenges in Task-Oriented Dialog Systems

Task-oriented dialog systems have garnered significant attention given their potential to enhance human-computer interaction and facilitate various NLP applications. This paper provides a comprehensive review of the advances in task-oriented dialog systems, focusing on pipeline and end-to-end methods, critical challenges such as data efficiency, multi-turn dynamics, and domain ontology integration, and evaluation methods.

Pipeline vs. End-to-End Methods

Two prominent approaches are discussed: pipeline and end-to-end methods. Pipeline methods decompose the system into modular components, such as Natural Language Understanding (NLU), Dialog State Tracking (DST), Dialog Policy, and Natural Language Generation (NLG). These methods often rely on large-scale annotated datasets to train each module, making them interpretable but data-intensive. In contrast, end-to-end systems integrate these components within a single model, taking raw dialog inputs and producing responses. While more flexible with data requirements, end-to-end models are perceived as less controllable due to their black-box nature.

Critical Challenges in Task-Oriented Dialog Systems

The paper identifies three major challenges in the development of task-oriented dialog systems:

  1. Data Efficiency: Many neural models are data-hungry, requiring substantial domain-specific data which is costly to collect. Methods like transfer learning, unsupervised learning, and simulation techniques are proposed to address data scarcity.
  2. Multi-Turn Dynamics: Effective dialog management requires models to maintain a coherent dialog policy over multiple turns, often employing reinforcement learning (RL) techniques. However, RL in dialog systems faces difficulties such as costly human-in-the-loop training and reward estimation.
  3. Ontology Integration: Task-oriented systems depend heavily on integrated domain knowledge to query databases and produce meaningful dialog. Challenges arise in designing models that can generalize across new domains without extensive retraining.

Evaluation Methods

The evaluation of dialog systems is multifaceted, including automatic evaluation using defined metrics, simulated evaluation using user simulators, and human evaluation assessing user satisfaction and dialog success. Each method carries its own benefits and limitations, highlighting the need for comprehensive evaluation frameworks.

Implications and Future Directions

The implications of this survey extend to both practical applications and the theoretical advancement in dialog systems. Practically, improving data efficiency, management strategies, and integrating domain ontology are essential for deploying robust dialog systems in real-world scenarios. Theoretically, the challenges discussed offer avenues for future research, notably in pre-training methods, robust model design, domain adaptation, and fully end-to-end modeling.

Looking ahead, the paper suggests several promising directions for the field:

  • Pre-training methods: Inspired by success in NLP tasks, such methods could improve data efficiency by leveraging large, unlabeled datasets.
  • Domain adaptation: Developing models capable of quick adaption to new domains with minimal intervention remains a key goal.
  • Robustness and Explainability: Combining rule-based approaches with neural models to enhance robustness and provide explanations for model decisions.
  • Fully End-to-End Systems: Bridging the gap between pipeline and end-to-end approaches to streamline dialog system development without intermediate supervision.

This review serves as a foundational reference for researchers and practitioners aiming to advance the capabilities and applications of task-oriented dialog systems in both academic and commercial contexts.

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Authors (5)
  1. Zheng Zhang (486 papers)
  2. Ryuichi Takanobu (17 papers)
  3. Qi Zhu (160 papers)
  4. Minlie Huang (225 papers)
  5. Xiaoyan Zhu (54 papers)
Citations (163)