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Diversity in Faces (1901.10436v6)

Published 29 Jan 2019 in cs.CV

Abstract: Face recognition is a long standing challenge in the field of AI. The goal is to create systems that accurately detect, recognize, verify, and understand human faces. There are significant technical hurdles in making these systems accurate, particularly in unconstrained settings due to confounding factors related to pose, resolution, illumination, occlusion, and viewpoint. However, with recent advances in neural networks, face recognition has achieved unprecedented accuracy, largely built on data-driven deep learning methods. While this is encouraging, a critical aspect that is limiting facial recognition accuracy and fairness is inherent facial diversity. Every face is different. Every face reflects something unique about us. Aspects of our heritage - including race, ethnicity, culture, geography - and our individual identify - age, gender, and other visible manifestations of self-expression, are reflected in our faces. We expect face recognition to work equally accurately for every face. Face recognition needs to be fair. As we rely on data-driven methods to create face recognition technology, we need to ensure necessary balance and coverage in training data. However, there are still scientific questions about how to represent and extract pertinent facial features and quantitatively measure facial diversity. Towards this goal, Diversity in Faces (DiF) provides a data set of one million annotated human face images for advancing the study of facial diversity. The annotations are generated using ten well-established facial coding schemes from the scientific literature. The facial coding schemes provide human-interpretable quantitative measures of facial features. We believe that by making the extracted coding schemes available on a large set of faces, we can accelerate research and development towards creating more fair and accurate facial recognition systems.

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Authors (4)
  1. Michele Merler (10 papers)
  2. Nalini Ratha (18 papers)
  3. Rogerio S. Feris (9 papers)
  4. John R. Smith (12 papers)
Citations (178)

Summary

Analysis of Facial Diversity for Enhanced Fairness in Face Recognition Technology

The paper "Diversity in Faces" addresses the limitations inherent in contemporary face recognition systems, particularly those related to intrinsic facial diversity. The authors propose a novel data set termed Diversity in Faces (DiFDiF) to tackle issues of fairness and accuracy in face recognition tasks. By applying ten distinct facial coding schemes, the researchers annotate one million face images sourced from publicly available data through the YFCC-100M data set. The DiFDiF dataset is poised to provide a robust foundation for challenging longstanding biases in AI-driven face recognition systems.

Challenges and Motivation

The accurate identification and classification of human faces remain significant challenges in the field of AI. The advances achieved with deep learning have improved the accuracy of these systems, yet they still falter significantly when faced with diverse facial features. In this context, the paper introduces the Diversity in Faces dataset as a tool designed to address the discrepancies and biases caused by unrepresentative training data—an Achilles heel of current model architectures. The data set incorporates annotations based on ten facial coding schemes, which are supported by scientific literature and include craniofacial distances, areas, ratios, symmetry, contrast, skin color, age and gender predictions, subjective annotations, and pose data.

Methodology

The development of the DiFDiF dataset involves selecting images meeting stringent criteria to ensure they are both of high-quality and possess diverse features. The authors employ computational techniques to extract annotations for the coding schemes by utilizing DLIB and CNN-based approaches. Each coding scheme captures distinct facets of facial characteristics:

  • Craniofacial Features: Three schemes focusing on distances, areas, and ratios provide insights into facial morphology, laying a foundation for understanding variation among faces.
  • Facial Symmetry and Contrast: These are examined with respect to inherent and perceived attributes such as attractiveness and age.
  • Skin Color and Age/Gender Predictions: Extraction involves continuous measurements that inform demographic diversity.
  • Subjective Human Annotation: Human-labeled data is juxtaposed with automated predictions for enriching the annotation process.

Statistical Analysis

An integral part of the paper is the detailed statistical analysis of the DiFDiF dataset. The authors employ diversity and evenness metrics commonly used in ecological studies to quantify facial diversity across the dataset. The application of Shannon and Simpson indices provides a nuanced understanding of how different dimensions reflect variations within facial features.

Implications for AI and Future work

The insights from this paper highlight the need for comprehensive, representative training data that accurately reflects global facial diversity. This poses implications for both theoretical exploration and practical applications in AI. Future directions outlined in the paper involve comparison analyses with existing datasets and refinement of sampling methodologies to enhance data diversity. The paper advocates for collaborative research efforts to expand upon the DiFDiF dataset and the employed coding schemes to foster equitable development in face recognition systems.

Conclusion

The "Diversity in Faces" paper contributes a comprehensive dataset for evaluating and improving face recognition systems. By bringing attention to facial diversity, it serves as a critical tool for researchers aiming to mitigate bias and enhance system fairness. Continued work in this vein promises to catalyze advancements in AI that recognize and honor the variety inherent in human faces.