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Federated Collaborative Filtering for Privacy-Preserving Personalized Recommendation System (1901.09888v1)

Published 29 Jan 2019 in cs.IR, cs.AI, cs.LG, and stat.ML

Abstract: The increasing interest in user privacy is leading to new privacy preserving machine learning paradigms. In the Federated Learning paradigm, a master machine learning model is distributed to user clients, the clients use their locally stored data and model for both inference and calculating model updates. The model updates are sent back and aggregated on the server to update the master model then redistributed to the clients. In this paradigm, the user data never leaves the client, greatly enhancing the user' privacy, in contrast to the traditional paradigm of collecting, storing and processing user data on a backend server beyond the user's control. In this paper we introduce, as far as we are aware, the first federated implementation of a Collaborative Filter. The federated updates to the model are based on a stochastic gradient approach. As a classical case study in machine learning, we explore a personalized recommendation system based on users' implicit feedback and demonstrate the method's applicability to both the MovieLens and an in-house dataset. Empirical validation confirms a collaborative filter can be federated without a loss of accuracy compared to a standard implementation, hence enhancing the user's privacy in a widely used recommender application while maintaining recommender performance.

Citations (241)

Summary

  • The paper introduces the Federated Collaborative Filter (FCF) that integrates federated learning with collaborative filtering to preserve user data privacy while achieving near-parity performance with centralized models.
  • It employs a matrix factorization approach updated via stochastic gradient descent to ensure that only gradients, not raw data, are shared during model training.
  • Empirical evaluations on datasets like MovieLens demonstrate that the method maintains recommendation accuracy within a 0.5% difference from traditional approaches.

Federated Collaborative Filtering for Privacy-Preserving Personalized Recommendation System

The paper "Federated Collaborative Filtering for Privacy-Preserving Personalized Recommendation System" proposes an innovative approach in the implementation of Collaborative Filtering (CF) for personalized recommendation systems, emphasizing user privacy. The authors address a critical challenge in machine learning: balancing effective data-driven personalization with stringent privacy demands, particularly under regulatory pressures such as the General Data Protection Regulation (GDPR).

Overview and Methodology

The paper introduces the Federated Collaborative Filter (FCF) as the first of its kind, extending the collaborative filtering method into the federated learning paradigm. The authors propose an architecture that operates within federated learning frameworks, ensuring that each user's data remains on his/her device, with only gradients being shared with a central server for model updates. The FCF method sustains performance comparable to traditional CF by using a stochastic gradient descent approach to update item-factor vectors.

The innovative aspect of this research is its practical application of federated learning to collaborative filtering—a widely utilized machine learning model for recommendations. Unlike previous federated approaches, which have focused primarily on deep learning models for tasks such as image classification and LLMing, this research tailors a federated learning solution to matrix factorization models, particularly CF.

Empirical Evaluation

The research is empirically validated using simulated datasets and two real-world datasets: MovieLens and an in-house dataset. Key findings illustrate that the federated model achieves similar performance in recommendation accuracy as the classical centralized CF method. High-fidelity metrics such as Precision, Recall, F1 Score, MAP, and RMSE are used to evaluate model performance, demonstrating that FCF maintains accuracy within less than a 0.5% difference compared to standard CF implementations.

Implications and Future Directions

The proposed method's implication is significant: it provides a robust path to implementing personalized recommendations under privacy-preserving constraints that do not compromise model accuracy. This is particularly relevant in scenarios where data privacy is a primary concern, such as healthcare or personalized e-commerce, where user data often contain sensitive information.

Theoretical implications of this work suggest that federated learning can effectively extend beyond deep neural networks to matrix factorization models, potentially revolutionizing other areas of distributed machine learning. Future research directions could involve extending the FCF approach to handle asynchronous updates from clients in real-world scenarios, optimizing communication payloads for more efficient model distribution, and addressing security concerns, such as robustness against adversarial attacks within federated frameworks.

In summary, the paper contributes substantially to the domain of privacy-preserving machine learning, offering a well-founded approach that harmonizes the need for data privacy with the demand for accurate machine learning models in personalized recommendation systems. The FCF framework signifies a pivotal step toward adopting federated learning in more diverse applications, fostering advancements in privacy-centric AI developments.