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What is algebraic about algebraic effects and handlers? (1807.05923v2)

Published 16 Jul 2018 in cs.LO and cs.PL

Abstract: This note recapitulates and expands the contents of a tutorial on the mathematical theory of algebraic effects and handlers which I gave at the Dagstuhl seminar 18172 "Algebraic effect handlers go mainstream". It is targeted roughly at the level of a doctoral student with some amount of mathematical training, or at anyone already familiar with algebraic effects and handlers as programming concepts who would like to know what they have to do with algebra. We draw an uninterrupted line of thought between algebra and computational effects. We begin on the mathematical side of things, by reviewing the classic notions of universal algebra: signatures, algebraic theories, and their models. We then generalize and adapt the theory so that it applies to computational effects. In the last step we replace traditional mathematical notation with one that is closer to programming languages.

Citations (18)

Summary

  • The paper formalizes computational effects like state or I/O using algebraic theories and their free models, establishing a mathematical basis for effectful computation.
  • Handlers are introduced as homomorphisms between free models of different theories, providing a structured way to interpret or transform computations with effects.
  • The framework integrates comodels to represent external interaction, offering a theoretical foundation for designing programming languages with user-defined operations and effect handling.

Understanding Algebraic Effects and Handlers

The paper "What is algebraic about algebraic effects and handlers?" by Andrej Bauer provides an in-depth discussion on the mathematical foundations of algebraic effects and handlers, bridging the gap between algebraic theories and computational effects in programming languages. Its content is targeted at advanced researchers in the areas of computer science, specifically those with familiarity in the mathematical theory behind programming concepts.

The paper begins by elucidating algebraic theories which are central to understanding algebraic effects. An algebraic theory consists of a signature and a collection of equations, where a signature is defined by operation symbols with specified arities. The paper extensively discusses how these theories can be applied to model computational effects such as state, I/O, exceptions, and non-determinism via algebraic operations. The equivalences and transitions between algebraic and coalgebraic interpretations are meticulously detailed, providing a robust theoretical framework.

An interesting highlight of the paper is the examination of computations in terms of free models of algebraic theories. The notion of using free models to describe computations incorporating algebraic effects is significantly expanded upon, wherein free models of a given algebraic theory form a monad, further establishing their use in computational settings. By presenting this intersection, the paper emphasizes the duality between programming constructs and their mathematical representations.

The introduction and discussion of handlers form another cornerstone of this work. Handlers are shown as a means to transform computations, characterized as homomorphisms between free models of different theories, thereby enabling simulations of computational effects. The intricate diagrammatic presentations coupled with formal equations underscore handler applications in effectful computing environments.

The section on comodels ventures into what is coined as a coalgebraic notion - wherein comodels provide a top-level interaction with computational effects escaped from a programming environment to the external world, such as operating systems or hardware. This segues into the notion of tensoring comodels with models, positing an interaction framework between a program and its external environment which practitioners can leverage for realistic implementation of computational effects.

In the final segments, the paper delineates how the mathematical theory of algebraic effects and handlers can be injected into the design of programming languages, presenting a foundational model that can inspire innovation in crafting new programming concepts. For instance, the model can be instrumental in developing languages with capabilities for user-defined operations and handlers, reflecting practical applications from purely theoretical constructs.

The implications of this research are substantial, providing a theoretical basis for further work on programming language design and computational theory. The paper teases potential development areas including exploration of equation incorporation into programming languages and dynamic creation of computational effects, showing paths for integration in future language designs.

Overall, Bauer's paper serves as a granular and comprehensive guide, balancing algebra and coalgebra to address computational effects, and propelling further exploration into areas that merge the mathematical theories with practical programming language development efforts. These insights not only contribute to theoretical computer science but also have promising directions for impactful advancements in software engineering.

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