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FairGAN: Fairness-aware Generative Adversarial Networks (1805.11202v1)

Published 28 May 2018 in cs.LG, cs.CY, and stat.ML

Abstract: Fairness-aware learning is increasingly important in data mining. Discrimination prevention aims to prevent discrimination in the training data before it is used to conduct predictive analysis. In this paper, we focus on fair data generation that ensures the generated data is discrimination free. Inspired by generative adversarial networks (GAN), we present fairness-aware generative adversarial networks, called FairGAN, which are able to learn a generator producing fair data and also preserving good data utility. Compared with the naive fair data generation models, FairGAN further ensures the classifiers which are trained on generated data can achieve fair classification on real data. Experiments on a real dataset show the effectiveness of FairGAN.

Citations (287)

Summary

  • The paper introduces FairGAN, which integrates dual discriminators to model real data distribution and enforce statistical parity simultaneously.
  • The methodology employs fairness constraints to decouple protected attributes from influential predictors, effectively reducing disparate impact.
  • Empirical results on the UCI Adult dataset demonstrate that classifiers trained on FairGAN-generated data achieve lower risk differences and balanced error rates.

Analysis of "FairGAN: Fairness-aware Generative Adversarial Networks"

The paper "FairGAN: Fairness-aware Generative Adversarial Networks" by Xu et al. proposes a novel approach to addressing fairness in machine learning data generation using generative adversarial networks (GANs). The focus of this research is on producing synthetic datasets that not only mimic the distribution of real data but are also devoid of biases, making them suitable for training fair decision-making models. Here, the authors introduce FairGAN, an extension to the traditional GAN architecture, designed to mitigate issues of both disparate treatment and disparate impact within generated data.

Theoretical Framework and Model Architecture

FairGAN distinguishes itself by integrating a fairness constraint into the GAN framework. It comprises a generator and two distinct discriminators, diverging from the conventional GAN setup, which utilizes a single discriminator. The first discriminator ensures that the generated data closely aligns with the real data distribution. Meanwhile, the second discriminator is tasked with maintaining the statistical parity of the synthetic data by reducing correlations between generated attributes and protected attributes.

The authors address two key notions of fairness pervasive in the literature: statistical parity in both labeled data and classifiers. By adhering to these criteria, FairGAN seeks to generate a synthetic dataset where protected attributes do not influence classification outcomes, thereby avoiding inherent biases present in the original data. Importantly, FairGAN aims to ensure that classifiers trained on such synthetic datasets perform with fairness and accuracy when applied to real-world data.

Empirical Evaluations

The effectiveness of FairGAN is empirically demonstrated using the UCI Adult dataset, a standard benchmark in fairness research. The paper provides a comparative analysis of FairGAN against two naive baselines (NaïveFairGAN-I and NaïveFairGAN-II) and a regular GAN. While the naive baselines manage to achieve fair data generation by simply randomizing protected attributes, they fail to eliminate potential disparate impacts due to predictor attributes.

The results showcase that FairGAN has superior performance in generating datasets that not only meet fairness criteria but also maintain data utility, as evidenced by lower risk differences and balanced error rates (BER) compared to the baselines. Importantly, classifiers trained on data from FairGAN achieve lower risk differences when tested on real data, demonstrating FairGAN’s ability to generalize fairness beyond the synthetic training data.

Implications and Future Directions

FairGAN’s contribution is pivotal in that it advances the discourse on generating fair and unbiased datasets, challenging the reliance on potentially biased historical datasets typically used in AI and ML models. This approach is particularly relevant as the field grapples with ensuring the ethical deployment of AI technologies in decision-critical applications like loan approvals or law enforcement.

Looking forward, the methodology opens avenues for further refinement, particularly in achieving fairness concepts such as equalized odds or equal opportunity. The paper suggests potential integration with various adversarial objectives to meet these broader fairness criteria, emphasizing the flexibility and extensibility of the proposed GAN-based framework.

Conclusion

In conclusion, FairGAN represents a significant step forward in fairness-aware learning, providing a robust mechanism for generating synthetic datasets that preserve both data utility and fairness. The research not only contributes to theoretical understanding but also casts light on practical solutions to fairness challenges in AI deployments, setting a framework that future studies can expand upon to achieve even greater levels of fairness and utility in machine learning applications.

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