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Path-Specific Counterfactual Fairness (1802.08139v1)

Published 22 Feb 2018 in stat.ML

Abstract: We consider the problem of learning fair decision systems in complex scenarios in which a sensitive attribute might affect the decision along both fair and unfair pathways. We introduce a causal approach to disregard effects along unfair pathways that simplifies and generalizes previous literature. Our method corrects observations adversely affected by the sensitive attribute, and uses these to form a decision. This avoids disregarding fair information, and does not require an often intractable computation of the path-specific effect. We leverage recent developments in deep learning and approximate inference to achieve a solution that is widely applicable to complex, non-linear scenarios.

Path-Specific Counterfactual Fairness: A Causal Approach to Fair Decision Systems

The paper presented by Chiappa and Gillam from DeepMind addresses a significant challenge in deploying machine learning systems in sensitive applications: fairness concerning sensitive attributes such as race and gender. The authors examine the complexities of fair decision-making in scenarios where the sensitive attribute influences decisions through both fair and unfair causal pathways. Their work proposes a novel concept termed "path-specific counterfactual fairness," which refines existing approaches by focusing only on the unfair impacts of sensitive attributes.

Core Concepts and Methodology

The proposed framework builds on the realization that discarding all influence of sensitive attributes is often infeasible and undesirable, as useful, non-discriminatory information may also be discarded. Thus, the authors introduce a causal pathway-based approach. They introduce a method that corrects observations adversely influenced by sensitive attributes by leveraging developments in deep learning and approximate inference. This correction allows decision systems to consider fair information—pathways where the sensitive attribute is benign—while disregarding unfair influences.

A significant contribution of the paper is moving beyond the limitations of prior methods which either required computationally demanding solutions or imposed restrictive assumptions on the data. The authors argue for an implicit removal of the unfair path-specific effects, rather than the explicit computation typically associated with statistical fairness criteria. This is achieved through a causal inference framework that uses graphical causal models (GCMs) to demarcate the different pathways through which sensitive attributes exert influence.

Numerical Results and Impact

The authors demonstrate the efficacy of their approach through its application to real-world datasets, such as a biased version of the Berkeley Admission dataset. Numerical robustness is highlighted by achieving comparable accuracies when both fair and unfair pathways are used versus when only fair pathways are retained.

By identifying the causal effect along specific paths, the methodology allows researchers to understand and disregard only the unfair influence of sensitive attributes, preserving model accuracy and enabling more trust in AI systems deployed in critical decision-making processes.

Implications and Future Directions

This work offers critical insights into fairness in algorithmic decision-making, suggesting that understanding the causality in data is paramount to achieving fairness. The approach signifies a shift towards more intelligent handling of sensitive variables by focusing on causal effects along specific, defined pathways, enabling more nuanced and accurate fairness assessments.

Going forward, researchers are encouraged to explore alternative methodologies that further refine the independence between latent spaces and sensitive attributes beyond Maximum Mean Discrepancy (MMD) methods used in this paper. Furthermore, application to a broader range of scenarios like recommendation systems, hiring and recruitment, and social media platforms could provide practical validation and additional insights.

In summary, Chiappa and Gillam present a compelling argument and solution for addressing fairness through causal mechanisms, offering a solid foundation for future AI systems that are fair and unbiased in their decision-making processes. This work bridges the gap between theoretical fairness definitions and practical, applicable solutions, thus moving closer to responsible AI deployment.

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Authors (2)
  1. Silvia Chiappa (26 papers)
  2. Thomas P. S. Gillam (3 papers)
Citations (313)