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Downlink and Uplink Cell Association with Traditional Macrocells and Millimeter Wave Small Cells (1601.05281v1)

Published 20 Jan 2016 in cs.IT and math.IT

Abstract: Millimeter wave (mmWave) links will offer high capacity but are poor at penetrating into or diffracting around solid objects. Thus, we consider a hybrid cellular network with traditional sub 6 GHz macrocells coexisting with denser mmWave small cells, where a mobile user can connect to either opportunistically. We develop a general analytical model to characterize and derive the uplink and downlink cell association in view of the SINR and rate coverage probabilities in such a mixed deployment. We offer extensive validation of these analytical results (which rely on several simplifying assumptions) with simulation results. Using the analytical results, different decoupled uplink and downlink cell association strategies are investigated and their superiority is shown compared to the traditional coupled approach. Finally, small cell biasing in mmWave is studied, and we show that unprecedented biasing values are desirable due to the wide bandwidth.

Citations (201)

Summary

  • The paper introduces decoupled uplink and downlink associations that enhance performance using bias-based strategies.
  • It develops a stochastic geometry model to derive closed-form expressions for SINR and rate coverage in heterogeneous macro and mmWave deployments.
  • Simulations confirm that aggressive mmWave small cell biasing improves throughput, especially in less dense urban scenarios, shaping future 5G network design.

Overview of "Downlink and Uplink Cell Association with Traditional Macrocells and Millimeter Wave Small Cells"

This paper provides an analytical framework for examining cell association strategies in heterogeneous networks that integrate traditional sub-6GHz macrocells (Mcells) with millimeter wave (mmWave) small cells (Scells). The authors focus on decoupled uplink (UL) and downlink (DL) associations, which represent a meaningful departure from conventional coupled strategies where user equipment (UE) connects to the same base station (BS) for both UL and DL.

Key components of this paper include the development of a stochastic geometry-based model to assess UL and DL cell association probabilities, as well as SINR and rate coverage probabilities in this mixed deployment context. The authors offer a thorough validation of their analytical results with simulations, which account for several assumptions and approximations.

Decoupled Uplink and Downlink Association

The core contribution of the paper is a detailed analysis of decoupled UL and DL associations. By permitting UEs to independently select Scells or Mcells for UL and DL connections, the authors demonstrate potential enhancements in network performance. Two main strategies are investigated: maximum biased received power (Max-BRP) and maximum achievable rate (Max-Rate). The Max-BRP strategy incorporates different UL and DL bias values to optimize received power, while the Max-Rate approach focuses on maximizing end-to-end data rates.

Coverage and Rate Trends

The authors derive closed-form expressions for UL and DL SINR and rate coverage probabilities, placing emphasis on Scell biasing. They acknowledge that mmWave systems are generally noise-limited due to high directionality and coverage limitations, arguing that high bias values might therefore be tolerable due to their expansive bandwidth. Small cell biasing can significantly alter coverage and rate trends, allowing for substantial throughput enhancements, particularly in less dense urban environments.

Decoupling Implications and System Design Insights

This paper shows that decoupling the UL and DL association decisions can increase coverage and capacity, especially when UEs connect to Mcells for UL and Scells for DL—a reversal of traditional decoupling strategies. The researchers provide empirical insights on factors affecting decoupling gains, including pathloss exponents and LOS ball parameters, suggesting that less dense urban deployments benefit more from decoupling.

The analysis reveals that aggressive Scell biasing values are feasible in this hybrid scenario and could drive performance improvements, thus necessitating robust modulation and coding techniques to function at very low SINR levels. The significant bandwidth disparities between the tiers can justify these unconventional bias settings and pave the way for further research on integrating disparate frequency bands in next-generation networks.

Analytical Model Validation and Future Work

Simulation results validate the analytical predictions, reinforcing the potential of a decoupled UL and DL strategy to optimize network performance. Yet, the authors acknowledge limitations related to simplifying assumptions in user distribution and exclusion zone modeling. Future research could extend these findings to include UL power control mechanisms, indoor user behavior, and real-world network dynamics, while also exploring further integration of small cells at sub-6GHz frequencies.

Overall, this paper contributes to the theoretical and practical understanding of hybrid sub-6GHz/mmWave network deployments, emphasizing the importance of flexible, tier-aware connection strategies as we progress toward 5G architectures and beyond.