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Discovering governing equations from data: Sparse identification of nonlinear dynamical systems (1509.03580v1)

Published 11 Sep 2015 in math.DS

Abstract: The ability to discover physical laws and governing equations from data is one of humankind's greatest intellectual achievements. A quantitative understanding of dynamic constraints and balances in nature has facilitated rapid development of knowledge and enabled advanced technological achievements, including aircraft, combustion engines, satellites, and electrical power. In this work, we combine sparsity-promoting techniques and machine learning with nonlinear dynamical systems to discover governing physical equations from measurement data. The only assumption about the structure of the model is that there are only a few important terms that govern the dynamics, so that the equations are sparse in the space of possible functions; this assumption holds for many physical systems. In particular, we use sparse regression to determine the fewest terms in the dynamic governing equations required to accurately represent the data. The resulting models are parsimonious, balancing model complexity with descriptive ability while avoiding overfitting. We demonstrate the algorithm on a wide range of problems, from simple canonical systems, including linear and nonlinear oscillators and the chaotic Lorenz system, to the fluid vortex shedding behind an obstacle. The fluid example illustrates the ability of this method to discover the underlying dynamics of a system that took experts in the community nearly 30 years to resolve. We also show that this method generalizes to parameterized, time-varying, or externally forced systems.

Citations (3,502)

Summary

  • The paper presents the Sparse Identification of Nonlinear Dynamics (SINDy) algorithm, a novel sparse regression framework for discovering governing equations directly from data.
  • SINDy identifies both linear and nonlinear dynamics with minimal prior knowledge, offering an alternative to traditional model-dependent system identification methods.
  • The methodology effectively uncovers governing equations even from noisy data and is applicable across diverse complex systems, including fluid dynamics and chaotic systems.

Sparse Identification of Nonlinear Dynamical Systems

The paper "Discovering governing equations from data: Sparse identification of nonlinear dynamical systems" by Steven L. Brunton, Joshua L. Proctor, and J. Nathan Kutz presents a novel methodology for deriving governing equations from empirical data using sparse regression and machine learning techniques. The core premise hinges on leveraging the inherent sparsity in the dynamic terms governing many physical systems, allowing for the extraction of parsimonious models that adequately describe the observed data.

The authors introduce a framework that synthesizes ideas from compressed sensing and sparse representation to discern the dynamics underlying measurement data. This approach contrasts traditional system identification methods, which often require predetermined model structures and typically yield linear models. Instead, the paper proposes a method that assumes minimal a priori knowledge of the system and can manage both linear and nonlinear dynamics.

The methodology is delineated through the Sparse Identification of Nonlinear Dynamics (SINDy) algorithm. This algorithm constructs a library of candidate nonlinear functions derived from the data. Sparse regression is subsequently applied to identify the few significant terms in the nonlinear function space that effectively model the dynamics. The authors demonstrate the efficacy of this approach across a spectrum of dynamical systems, including linear and nonlinear oscillators, the chaotic Lorenz system, and fluid dynamics examples such as vortex shedding behind a cylinder.

A salient demonstration of the algorithm's capability is its application to the fluid wake behind a cylinder, a problem that historically took experts decades to model accurately. Utilizing the SINDy framework, the authors swiftly uncover the governing dynamics, validating the potential of sparse regression as a powerful tool in fluid mechanics.

The methodology's robustness is evident in its ability to generalize to various systems that are parameterized, time-varying, or subject to external forces. The paper's results confirm that even noisy data can be effectively handled, underscoring the algorithm's utility in practical scenarios where measurement noise is unavoidable. The cross-validation approach for selecting the sparsification parameter ensures that the identified models achieve a balance between complexity and accuracy, fitting identifiable dynamics without overfitting.

Theoretical implications of this research are profound, as they suggest a paradigm shift in modeling complex systems — moving from exhaustive data-driven searches toward leveraging sparsity to distill meaningful physical insights. Practically, the efficiency and scalability of the proposed method open avenues for applications across diverse fields, such as neuroscience, climatology, financial modeling, and more, where data is plentiful, but governing laws remain elusive.

In conclusion, the paper lays groundwork for future developments in model identification and prediction, particularly in the context of large-scale, nonlinear systems. Continued advancements could integrate this methodology into real-time monitoring and control systems, fundamentally enhancing our capability to comprehend and manipulate complex dynamical behavior. Future work could aim to refine the algorithm further, optimize computational efficiency, and expand its applicability to even larger, more complex datasets.

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