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On the Design of Artificial-Noise-Aided Secure Multi-Antenna Transmission in Slow Fading Channels (1212.3640v3)

Published 14 Dec 2012 in cs.IT and math.IT

Abstract: In this paper, we investigate the design of artificial-noise-aided secure multi-antenna transmission in slow fading channels. The primary design concerns include the transmit power allocation and the rate parameters of the wiretap code. We consider two scenarios with different complexity levels: i) the design parameters are chosen to be fixed for all transmissions, ii) they are adaptively adjusted based on the instantaneous channel feedback from the intended receiver. In both scenarios, we provide explicit design solutions for achieving the maximal throughput subject to a secrecy constraint, given by a maximum allowable secrecy outage probability. We then derive accurate approximations for the maximal throughput in both scenarios in the high signal-to-noise ratio region, and give new insights into the additional power cost for achieving a higher security level, whilst maintaining a specified target throughput. In the end, the throughput gain of adaptive transmission over non-adaptive transmission is also quantified and analyzed.

Citations (205)

Summary

  • The paper designs and optimizes artificial-noise-aided secure multi-antenna transmission systems for maximizing throughput under secrecy constraints in slow fading channels.
  • It proposes explicit design solutions for both non-adaptive and adaptive encoding schemes, analyzing optimal power allocation and high SNR approximations for throughput and security cost.
  • The study quantifies throughput gains of adaptive over non-adaptive schemes, finding significant benefits particularly with fewer antennas, while noting the increased complexity.

Overview of Artificial-Noise-Aided Secure Multi-Antenna Transmission in Slow Fading Channels

This paper examines the design of artificial-noise-aided secure multi-antenna transmission in slow fading channels. The focus is on optimizing transmit power allocation and wiretap code rate parameters under two scenarios: non-adaptive and adaptive encoding schemes. Key objectives include maximizing throughput subject to a secrecy constraint defined by a maximum allowable secrecy outage probability.

The authors propose explicit design solutions for achieving the maximum throughput while maintaining a specified security level. The solutions are provided for both fixed and adaptively adjusted design parameters based on the channel feedback. The paper also offers high SNR approximations for maximal throughput and an analysis of the additional power cost required for achieving higher security.

Key Contributions and Findings

  1. Non-Adaptive Encoder Scheme:
    • A fixed set of parameters is used throughout the transmissions, where the rate parameters and power allocation ratio are optimized to minimize the average delay and maximize throughput.
    • The optimal power allocation ratio is independent of transmit power and increases with the number of antennas, converging to a limit as the number of antennas becomes large.
    • High SNR analyses reveal insights into the added power cost necessary to maintain a specific level of security while achieving a target throughput.
  2. Adaptive Encoder Scheme:
    • The system dynamically adjusts its parameters based on instantaneous channel feedback from the intended receiver, leading to increased complexity.
    • Analytical solutions for maximizing data rate under the secrecy constraint are provided, with a focus on high SNR regions.
    • The throughput gain of adaptive over non-adaptive transmission is quantified, showing significant gains especially when the number of antennas is small.
    • The power allocation strategy closely approaches the non-adaptive case in high SNR conditions, suggesting that adaptation may offer diminishing returns when the number of antennas grows.

Insights and Implications

The paper addresses a critical issue in physical-layer security by leveraging multi-antenna techniques and artificial noise, which allow the transmission to remain secure regardless of an eavesdropper's computational capabilities. The paper provides a rigorous analysis and practical guidelines that can be used to design wireless systems with heightened security under physical constraints.

The findings highlight the quantitative benefits of adaptive encoding schemes, which include enhanced throughput performance primarily in systems with fewer antennas or at lower SNRs. However, the complexity involved in adaptive schemes might not justify using such schemes when operating at high SNRs or with larger MIMO systems.

Future Developments

The results prompt several directions for future research, particularly in exploring the trade-offs between complexity and performance in adaptive schemes and extending analyses to other channel models and practical deployments. Future studies might also investigate alternative power allocation strategies or hybrid models that balance fixed and adaptive methodologies. The framework could also be useful in developing secure communication protocols for emerging technologies such as 5G and IoT networks, where the demands for security and efficiency are high.

This paper serves as a foundation for further explorations in the domain of secure communications and demonstrates how theoretical models can be adapted to address real-world transmission challenges.