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Interactive Overlay Maps for US Patent (USPTO) Data Based on International Patent Classifications (IPC) (1210.6456v2)

Published 24 Oct 2012 in cs.DL

Abstract: We report on the development of an interface to the US Patent and Trademark Office (USPTO) that allows for the mapping of patent portfolios as overlays to basemaps constructed from citation relations among all patents contained in this database during the period 1976-2011. Both the interface and the data are in the public domain; the freeware programs VOSViewer and/or Pajek can be used for the visualization. These basemaps and overlays can be generated at both the 3-digit and 4-digit levels of the International Patent Classifications (IPC) of the World Intellectual Property Organization (WIPO). The basemaps can provide a stable mental framework for analysts to follow developments over searches for different years, which can be animated. The full flexibility of the advanced search engines of USPTO are available for generating sets of patents and/or patent applications which can thus be visualized and compared. This instrument allows for addressing questions about technological distance, diversity in portfolios, and animating the developments of both technologies and technological capacities of organizations over time.

Citations (178)

Summary

  • The paper introduces an interface for visualizing US patent data through interactive overlay maps constructed from IPC classifications and citation relationships.
  • The research processed millions of USPTO patents and citation links from 1976-2011, applying cosine similarity to map technological distances and portfolio diversity.
  • The visualization tools enable mapping technological trajectories, animating innovation evolution, and analyzing patent portfolios for strategic R&D and policy making.

Mapping US Patent Data Using International Patent Classifications (IPC)

The paper focuses on the creation of a novel interface to the US Patent and Trademark Office (USPTO) database, allowing for the visualization of patent data through overlays on basemaps constructed using citation relationships from 1976 to 2011. These visualizations can elucidate the technological distances and portfolio diversity of patents, and animate the evolution of technologies and organizational capacities over time.

The interface supports visualization at both the 3-digit and 4-digit levels of the International Patent Classification (IPC). Tools like VOSViewer and Pajek are utilized for mapping, and all programming and data are publicly accessible. The visualization aids in tracking changes and developments in the technological landscape by providing a stable mental framework, which can be animated for various years.

Technical Achievements

The research harnessed citation relations among approximately 4.2 million patents, resulting in the organization of roughly 39 million citation connections within IPC classes for both 3-digit and 4-digit levels. Cosine similarity was employed to normalize citation distributions, following recommendations for calculating technological proximities, which is a robust method given the sparse matrices involved.

Descriptive statistics indicate negligible error rates in classification, with small corrections enhancing link counts without significantly affecting citation totals. This meticulous data preparation allowed for accurate basemap generation critical for subsequent analysis.

Implications and Applications

The paper's methodologies provide several practical implications:

  • Technological Mapping: The ability to map technological trajectories using patent data can significantly impact strategic decision-making in R&D, offering insights into emerging trends and the competitive landscape.
  • Innovation Tracking: By animating developments over various timeframes, researchers and strategists can gauge the evolution and diffusion of innovations across industries or within specific technological areas.
  • Portfolio Analysis: Organizations can analyze patent portfolios for diversity, exploring not only their own inventions but also the broader technological environment and potential collaborative opportunities.

Future Directions

The introduced interface sets a precedent for further developments in patent analytics, such as incorporating 'being cited' counts as additional dimensions in overlay maps. Further research might explore dynamic overlays based on patent applications that often indicate cutting-edge developments, preceding granted patents by several years and allowing an earlier glimpse into technological trends.

In exploring potential applications of nanotechnology (B82 classifications) or similar specialized fields, future studies can extend these methods to understand how specific technologies integrate into broader patent classes and geographical distributions. This could enhance predictions of technological progress and inform policy-making further.

Overall, the tool provided in this research constitutes an invaluable asset for patent analysts, policy makers, and industry leaders aiming to understand and anticipate technological shifts in the global innovation landscape.