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Bi-capacities -- Part I: definition, Möbius transform and interaction (0711.2114v1)

Published 14 Nov 2007 in cs.DM and cs.GT

Abstract: Bi-capacities arise as a natural generalization of capacities (or fuzzy measures) in a context of decision making where underlying scales are bipolar. They are able to capture a wide variety of decision behaviours, encompassing models such as Cumulative Prospect Theory (CPT). The aim of this paper in two parts is to present the machinery behind bi-capacities, and thus remains on a rather theoretical level, although some parts are firmly rooted in decision theory, notably cooperative game theory. The present first part is devoted to the introduction of bi-capacities and the structure on which they are defined. We define the M\"obius transform of bi-capacities, by just applying the well known theory of M\" obius functions as established by Rota to the particular case of bi-capacities. Then, we introduce derivatives of bi-capacities, by analogy with what was done for pseudo-Boolean functions (another view of capacities and set functions), and this is the key point to introduce the Shapley value and the interaction index for bi-capacities. This is done in a cooperative game theoretic perspective. In summary, all familiar notions used for fuzzy measures are available in this more general framework.

Citations (171)

Summary

  • The paper introduces bi-capacities as a mathematical framework generalizing capacities to handle bipolar evaluations, defining the concept and applying the Möbius transform for analysis.
  • It uses the Möbius transform to analyze coalitional interactions within bi-capacities, deriving metrics like Shapley value and interaction indices relevant to cooperative game theory.
  • The framework enables more comprehensive modeling of decision-making under ambiguity, especially in environments with positive and negative outcomes, impacting fields like economics, psychology, and AI.

An Analytical Overview of Bi-capacities: Introduction, M\"obius Transformations, and Interaction Analysis

This paper presents a comprehensive theoretical framework for bi-capacities, a concept developed as a generalization of capacitory models, particularly within the context of decision-making scenarios characterized by bipolar evaluations. The study's primary focus is on introducing and formalizing the construct of bi-capacities, detailing their structural formulation, the application of M\"obius transformations, and the interaction index within decision-making paradigms, notably those akin to cooperative game theory.

The foundation of this paper lies in addressing the limitations faced by traditional capacitory approaches when managing bipolar scales, a prevalent requirement in various decision-making environments. Bi-capacities retain the versatility inherent in fuzzy measures but expand their application scope by explicitly accommodating bipolar scales, thereby enhancing model expressiveness and applicability. The formal definition hinges upon the ability of bi-capacities to delineate coalitions of criteria, thus allowing comprehensive assessment on a bipolar scale. The M\"obius transform provides a method to decompose set functions, essential for understanding coalitional interactions in these bipolar decision-making frameworks.

Formal Definitions and Theorems

The paper rigorously defines bi-capacities as functions that operate on sets where both positive and negative criteria can be independently assessed. This is a notable expansion from conventional models, which typically rely on unipolar scales. Within this context, bi-capacities subsume established models such as Cumulative Prospect Theory, extending their theoretical underpinnings by introducing a robust mathematical framework for dealing with ternary options in decision-making—allowing scores ranging from negative through neutral to positive.

This first part of the study delineates key theoretical constructs including the M\"obius transform and its derivatives in the context of bi-capacities. Utilizing the foundational works of Rota on M\"obius functions, the authors adapt these principles to the newly introduced bi-capacity paradigm. The detailed representation of bi-capacities using mathematical transformations facilitates the derivation of the Shapley value and interaction index, which are influential metrics in assessing cooperative behaviors in game-theoretical contexts.

Implications and Future Directions

By embedding decision profiles within a game-theoretical framework, the study opens pathways to apply bi-capacities across disciplines concerned with decision-making amidst ambiguity—such as economic models, psychology, and complex systems analysis. The implications for theoretical research include broadening the scope for modeling interdependent utilities and complex decision-making processes in environments characterized by adverse or opposing outcomes.

In the field of practical application, these insights offer refined analytical techniques particularly suited to multilateral and multipolar decision environments, where traditional models exhibit deficiencies. Moving forward, extending this framework to incorporate practical integrals—such as Choquet and Sugeno—might provide empirical testability and enhance the robustness of applications in real-world scenarios, including cooperative and competitive strategies.

Numerical Results and Bold Claims

The authors effectively showcase the applicability of their framework with intricate mathematical proofs and examples, demonstrating alignment with existing constructs while allowing room for a broader application spectrum. Central to this treatise is the emphasis on theoretical precision rather than empirical validation, denoting a significant claim of mathematical universality within this model.

This paper lays vital groundwork for further investigation into how bi-capacities can inform the practical methodologies of AI-driven decision systems and complex decision analytics. With concrete numerical results, it establishes a platform for further exploration and potential incorporation into emerging AI frameworks.

In summary, the paper underlines the potential for bi-capacities to redefine interactions within complex decision-making scenarios, fostering a deeper understanding of how bipolar influences can reshape outcomes across decision sciences, cooperative game theory, and AI.