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HiRAG: Retrieval-Augmented Generation with Hierarchical Knowledge (2503.10150v2)

Published 13 Mar 2025 in cs.CL and cs.AI

Abstract: Graph-based Retrieval-Augmented Generation (RAG) methods have significantly enhanced the performance of LLMs in domain-specific tasks. However, existing RAG methods do not adequately utilize the naturally inherent hierarchical knowledge in human cognition, which limits the capabilities of RAG systems. In this paper, we introduce a new RAG approach, called HiRAG, which utilizes hierarchical knowledge to enhance the semantic understanding and structure capturing capabilities of RAG systems in the indexing and retrieval processes. Our extensive experiments demonstrate that HiRAG achieves significant performance improvements over the state-of-the-art baseline methods.

Retrieval-Augmented Generation with Hierarchical Knowledge: An Academic Overview

The paper “Retrieval-Augmented Generation with Hierarchical Knowledge” introduces a novel framework named HiRAG, designed to enhance the existing capabilities of Retrieval-Augmented Generation (RAG) methods. RAG systems have shown promise in bolstering LLMs in specialized domains by incorporating graph structures. However, they have been limited by their failure to effectively leverage hierarchical knowledge, which is innate to human cognition and crucial for semantic understanding.

Key Contributions

HiRAG addresses two principal challenges faced by current RAG systems:

  1. Distant Structural Relationships: In conventional RAG systems, semantically similar entities often exhibit weak connections due to their distal positions in the knowledge graph. HiRAG proposes a hierarchical approach to indexing, where knowledge is represented from fine-grained levels up to more abstract layers. By employing hierarchical clustering, the framework constructs a knowledge graph that enhances connectivity between semantically relevant entities.
  2. Knowledge Gap Between Local and Global Information: Existing RAG systems struggle with reconciling disparate knowledge layers when generating responses. HiRAG introduces a retrieval mechanism that bridges this gap by retrieving reasoning paths between local entity details and global community summaries, ensuring cohesive knowledge integration.

Methodology

The HiRAG framework comprises two core modules:

  • HiIndex: Constructs a hierarchical knowledge graph through iterative clustering and entity summarization, using Gaussian Mixture Models (GMMs) for clustering and LLMs for generating summary entities, thus improving connectivity and semantic cohesion across layers.
  • HiRetrieval: Employs LLMs to extract relevant entities and communities and utilizes reasoning paths to unite these different levels of knowledge. This approach allows the generation of context-aware responses by providing local-level descriptions, global context through community reports, and bridging knowledge paths.

Experimental Results

The paper demonstrates that HiRAG significantly surpasses baseline methods across various datasets, achieving higher win rates in categories such as comprehensiveness, diversity, and empowerment of generated responses. The efficacy of HiRAG is underscored through comparisons with existing RAG frameworks like GraphRAG and LightRAG, showcasing its improved performance due to effective hierarchical indexation and retrieval processes.

Implications and Future Work

The introduction of HiRAG has notable implications for the field of AI, specifically in enhancing the performance of LLMs in domain-specific information retrieval and generation:

  • Practical Implications: HiRAG facilitates advanced query-focused summarization, offering potential applications in systems requiring detailed and contextually accurate information response. It promises improved functionality for tasks involving complex reasoning across hierarchical domains like healthcare, finance, and legal sectors.
  • Theoretical Implications: The hierarchical approach to graph-based RAG posits a transformative method in knowledge representation, aligning closely with cognitive patterns. This could spur advancements in neural architectures aimed at semantic processing.
  • Future Developments: Pursuing parallelized hierarchical indexing could reduce computational overheads, enhancing scalability. Further exploration into optimized query-aware ranking mechanisms for retrieval could bolster interface performance, making HiRAG adaptable to various real-world applications.

In conclusion, HiRAG represents a significant advancement in the domain of retrieval-augmented generation, enhancing the structural and semantic capacities of RAG systems through the intelligent application of hierarchical knowledge. These contributions position HiRAG as a foundational framework for future AI applications involving complex knowledge integration and generation tasks.

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Authors (8)
  1. Haoyu Huang (11 papers)
  2. Yongfeng Huang (110 papers)
  3. Junjie Yang (74 papers)
  4. Zhenyu Pan (13 papers)
  5. Yongqiang Chen (31 papers)
  6. Kaili Ma (9 papers)
  7. Hongzhi Chen (13 papers)
  8. James Cheng (75 papers)
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