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Large Vision-Language Model Alignment and Misalignment: A Survey Through the Lens of Explainability (2501.01346v2)

Published 2 Jan 2025 in cs.CV and cs.CL

Abstract: Large Vision-LLMs (LVLMs) have demonstrated remarkable capabilities in processing both visual and textual information. However, the critical challenge of alignment between visual and textual representations is not fully understood. This survey presents a comprehensive examination of alignment and misalignment in LVLMs through an explainability lens. We first examine the fundamentals of alignment, exploring its representational and behavioral aspects, training methodologies, and theoretical foundations. We then analyze misalignment phenomena across three semantic levels: object, attribute, and relational misalignment. Our investigation reveals that misalignment emerges from challenges at multiple levels: the data level, the model level, and the inference level. We provide a comprehensive review of existing mitigation strategies, categorizing them into parameter-frozen and parameter-tuning approaches. Finally, we outline promising future research directions, emphasizing the need for standardized evaluation protocols and in-depth explainability studies.

Summary

  • The paper surveys alignment in Large Vision-Language Models (LVLMs), defining it at representational and behavioral levels and detailing its multi-stage training process.
  • It categorizes misalignment by semantic level (object, attribute, relational) and source (dataset, model, inference), explaining why errors occur in LVLM outputs.
  • The survey reviews parameter-tuning and parameter-frozen methods to mitigate misalignment and highlights future research needs like standardized benchmarks and explainability.

Large Vision-LLMs (LVLMs) have the ability to analyze both images and text simultaneously, and they have shown impressive performance on tasks like describing images or answering questions based on visuals. However, one of the biggest challenges in this field is ensuring that the model’s understanding of an image is properly aligned with what it generates in text. This paper offers a detailed survey of the current state of alignment in LVLMs, examining both the reasons why these models sometimes succeed and the causes behind cases where they fail—often referred to as misalignment.


Understanding Alignment in LVLMs

The paper explains that alignment in these models can be thought of on two levels:

  • Representational Alignment: This involves how well the visual features (obtained from an image encoder) and the textual features (derived from a LLM) match in a shared space. When the representations are well-aligned, similar images and their text descriptions are close together using mathematical measures (like cosine similarity). This is important because it allows the model to understand that an image and its corresponding caption are semantically similar.
  • Behavioral Alignment: This refers to the model’s ability to produce accurate and consistent text outputs that faithfully reflect the content of the input image. When a model is behaviorally aligned, it not only recognizes objects in an image but also correctly describes their attributes (such as color or size) and relationships (like “a cat sitting on a mat”).

How Alignment is Built

The development of alignment in LVLMs happens in three key stages:

  1. Training Visual Encoders: The first step involves training visual encoders using a technique known as contrastive learning. Here, the model is shown pairs of images and their corresponding textual descriptions (as well as non-matching pairs), and it learns to bring the matching ones closer in its internal representation space while keeping non-matching ones apart. This lays down the groundwork for cross-modal understanding.
  2. Adapter Fine-Tuning: Next, an adapter module is introduced to bridge the gap between the visual encoder and the LLM. This adapter typically consists of lightweight components that translate the information from the visual domain into a format that the LLM can use. During this stage, the adapter is fine-tuned without altering the core LLM’s parameters too much, ensuring that both the visual and textual features can communicate effectively.
  3. End-to-End Fine-Tuning: Finally, the entire system—including the visual encoder, the adapter, and the LLM—is fine-tuned together. This comprehensive training allows for deeper integration and usually results in a system that is better at understanding and linking the two modalities. However, it requires careful handling to make sure that none of the components lose their pre-trained strengths.

The paper also explains that the reason both vision and language can be aligned is because they capture overlapping information about the same underlying reality. Even though images and text are very different forms of data, they both provide information about the world, which makes it possible for the model to find a common ground between them.


Measuring Alignment

To evaluate the degree of alignment, the paper outlines methods at both the representational and behavioral levels:

  • Representation-Level Metrics: These include measures like cosine similarity, where the closeness of image and text embeddings is quantified. More advanced methods also check if the nearest neighbors in one modality correspond to those in the other.
  • Behavioral-Level Metrics: These involve checking the model’s performance on specific tasks—like whether it correctly identifies objects in an image or accurately describes actions—by comparing its outputs with the correct answers.

Exploring Misalignment

Even with strong alignment methods, LVLMs can still generate text that does not match the visual input. The paper defines and categorizes misalignment into three semantic levels:

  • Object Misalignment: The model might mention an object that isn’t present or completely miss one that is, which is the most straightforward type to identify.
  • Attribute Misalignment: Here, the model might correctly identify the object but describe its attributes (such as color, size, or texture) incorrectly.
  • Relational Misalignment: This occurs when the model gets the relationships between objects wrong—such as confusing “next to” with “on top of” or attributing an impossible action to an object.

The causes of misalignment are discussed on three levels:

  • Dataset Level: Issues such as poor data quality, imbalance in image-text pairs, or ambiguous captions can all lead to misalignment during training.
  • Model Level: Separately pre-trained components (the visual encoder and the LLM) might develop different kinds of biases, leading to an “ability gap” where one is much stronger than the other. Moreover, conflicts may arise between the direct image perception of the visual encoder and the prior knowledge stored in the LLM.
  • Inference Level: When the model is used in real-world scenarios, users might ask questions or provide images that are quite different from the training examples. This out-of-distribution challenge can cause the model to generate responses that do not properly reflect the visual content.

Mitigation Strategies

To address these issues, the paper surveys a range of strategies, which can generally be grouped into two types:

  • Parameter-Tuning Alignment Methods:
    • Improving Training Schemes: Employing contrastive learning, instruction tuning, or reinforcement learning from human feedback to improve the model’s understanding.
    • Improving Model Architecture: Enhancing the visual encoder or the adapter module so that the information transfer between visual and linguistic components is more effective.
  • Parameter-Frozen Alignment Methods:
    • Augment-Based Methods: Supplementing the input with external knowledge or additional generated information.
    • Inference-Based Interventions: Adjusting the internal representations during the model’s inferencing process.
    • Decoding-Based and Post-Decoding Methods: Altering how the model generates or refines its text output, making sure visual details are not lost or misinterpreted.

Future Research Directions

The paper also outlines important areas for further exploration, such as:

  • Standardized Benchmarks:

Developing unified tests that can evaluate misalignment consistently across different models and tasks.

  • Explainability-Based Diagnosis:

Using techniques that reveal how the model is processing both visual and textual information internally. This can help identify the specific components or stages where misalignment occurs.

  • Architectural Innovations:

Creating new model designs that more naturally integrate visual and textual data without the drawbacks seen in current architectures, such as the ability gap between different components.


In summary, the paper presents a comprehensive review of how LVLMs establish alignment between visual and textual information and where misalignments occur. It explains the multi-stage process of achieving alignment, discusses various sources of error, and surveys both tuning and tuning-free methods to address these challenges. By offering insights into both the successes and limitations of current approaches, the paper lays out a clear roadmap for future research in building more robust and reliable vision-language systems.