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The influence of Automated Decision-Making systems in the context of street-level bureaucrats' practices (2407.19427v1)

Published 28 Jul 2024 in cs.CY and cs.HC

Abstract: In an era of digital governance, the use of automation for individual and cooperative work is increasing in public administrations (Tangi et al., 2022). Despite the promises of efficiency and cost reduction, automation could bring new challenges to the governance schemes. Regional, national, and local governments are taking measures to regulate and measure the impact of automated decision-making systems (ADMS). This research focuses on the use and adoption of ADMS in European public administrations to understand how these systems have been transforming the roles, tasks, and duties of street-level bureaucrats. We conducted a qualitative study in which we interviewed street-level bureaucrats from three administrations who had used an ADMS for several years, which was embedded in their daily work routines. The outcome of our research is an analysis of five dimensions of how collaborative work, the organizational settings, the capacities of bureaucrats and the implementation of the ADMS enable or limit the capacities for offering better services towards the citizens.

The Role of Automated Decision-Making Systems in Public Administration Practices

The paper "ADMS and street-level bureaucrats' practices" provides a thorough investigation into the implications of Automated Decision-Making Systems (ADMS) across European public administrations, focusing on street-level bureaucrats. The authors, Portela, Müller, and Tangi, employ a qualitative paper to articulate the shifting dynamics in bureaucratic functions due to the implementation of ADMS, a facet of the digital transformation in governance.

The paper focuses on the influence of ADMS on the roles, tasks, and perceptions of bureaucrats within the public sector. As public administrations strive for efficiency, ADMS have emerged as critical tools, offering structured solutions for complex decision-making processes, such as welfare benefit allocations and risk assessments in law enforcement. Nonetheless, ADMS bring challenges, particularly regarding human oversight, trust, and the efficacy of their implementation.

Methodological Approach

The authors leverage Infrastructuring Studies as their theoretical framework, emphasizing the socio-technical nature of ADMS. They conduct semi-structured qualitative interviews and focus groups, primarily with bureaucrats from three European administrations – Spain's VioGen, Norway's NAV algorithms, and the Netherlands' SlimmeCheck project – to extract diverse insights.

The research identifies five dimensions critical to understanding ADMS' influence: Capacities, Organization, Implementation, Use, and Confidence. These dimensions provide a structured analysis of how ADMS are integrated and perceived within bureaucratic frameworks.

Key Findings and Discussion

  1. Capacities: The paper highlights a requisite for comprehensive training and resources to augment bureaucrats’ competencies in interacting with ADMS efficiently. Critically, bureaucrats must understand the underlying statistical processes of ADMS outputs to gauge and act upon them effectively.
  2. Organization: ADMS implementation often entails centralized decision-making structures, which may introduce challenges in bureaucratic communication. The paper underscores the necessity of bridging information silos and fostering cooperative infrastructure to enhance system effectiveness and bureaucratic efficacy.
  3. Implementation: The adaptation and standardization of administrative processes to align with ADMS is vital. However, ensuring transparency and reducing bias in input data remains a challenge, raising questions about the ethical use of such systems in decision-making contexts.
  4. Use and Confidence: The paper illustrates a dual relationship between system usability and bureaucratic trust. Adoption is contingent upon perceiving tangible benefits, while overconfidence or skepticism might lead to operational inefficiencies. The complexity of ADMS outputs necessitates mechanisms that enhance transparency and interpretability to foster genuine trust.

Implications and Future Directions

The implications of ADMS on public administration are multifaceted. Practically, the research offers a taxonomy that aids in evaluating and refining ADMS integration within bureaucratic procedures, emphasizing the importance of continuous improvement and human oversight to prevent overreliance or misapplications.

Theoretically, this paper contributes to understanding how socio-technical systems like ADMS navigate the complex interplay between technology and human agency. Future developments in AI could accelerate this transition by enhancing system sophistication, requiring a concerted focus on developing frameworks that prioritize ethical compliance and multilateral engagement.

In summation, while ADMS can transform public sector processes, careful consideration of their design, implementation, and operational impact on bureaucratic functions is imperative. The paper suggests that an interdisciplinary approach, considering legal, social, and technical dimensions, is crucial for realizing the full potential of ADMS in fostering efficient, equitable public service delivery. The development of more refined training programs and robust communication channels will further enhance the seamless integration of ADMS into public administration practices.

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Authors (3)
  1. Manuel Portela (4 papers)
  2. A. Paula Rodriguez Müller (1 paper)
  3. Luca Tangi (1 paper)
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