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Parameter inference from a non-stationary unknown process (2407.08987v1)

Published 12 Jul 2024 in physics.data-an, cs.LG, nlin.CD, and stat.ML

Abstract: Non-stationary systems are found throughout the world, from climate patterns under the influence of variation in carbon dioxide concentration, to brain dynamics driven by ascending neuromodulation. Accordingly, there is a need for methods to analyze non-stationary processes, and yet most time-series analysis methods that are used in practice, on important problems across science and industry, make the simplifying assumption of stationarity. One important problem in the analysis of non-stationary systems is the problem class that we refer to as Parameter Inference from a Non-stationary Unknown Process (PINUP). Given an observed time series, this involves inferring the parameters that drive non-stationarity of the time series, without requiring knowledge or inference of a mathematical model of the underlying system. Here we review and unify a diverse literature of algorithms for PINUP. We formulate the problem, and categorize the various algorithmic contributions. This synthesis will allow researchers to identify gaps in the literature and will enable systematic comparisons of different methods. We also demonstrate that the most common systems that existing methods are tested on - notably the non-stationary Lorenz process and logistic map - are surprisingly easy to perform well on using simple statistical features like windowed mean and variance, undermining the practice of using good performance on these systems as evidence of algorithmic performance. We then identify more challenging problems that many existing methods perform poorly on and which can be used to drive methodological advances in the field. Our results unify disjoint scientific contributions to analyzing non-stationary systems and suggest new directions for progress on the PINUP problem and the broader study of non-stationary phenomena.

Summary

  • The paper defines the PINUP problem to infer time-varying parameters from non-stationary processes without relying on known underlying models.
  • It systematically categorizes diverse methods—including dimension reduction, statistical features, RQA, prediction error, phase-space partitioning, and Bayesian inference—for this challenging inference task.
  • The introduced benchmarks reveal that while conventional methods work for standard processes, advanced techniques are essential for accurately handling more complex cases.

Parameter Inference from a Non-stationary Unknown Process

The paper "Parameter Inference from a Non-stationary Unknown Process" by Kieran S. Owens and Ben D. Fulcher addresses a challenging problem in time-series analysis: inferring the parameters driving non-stationarity in time series without requiring the underlying mathematical model. This paper systematically reviews and synthesizes various algorithms for tackling this problem class, termed Parameter Inference from a Non-stationary Unknown Process (PINUP), and introduces standardized benchmarks to evaluate algorithmic performance.

Defining the PINUP Problem

Non-stationary time-series data are pervasive across scientific domains, including neuroscience, climate science, and finance. Traditional time-series analysis methods often assume stationarity, a condition where the statistical properties of the process do not change over time. However, many real-world phenomena exhibit non-stationary behavior, thus necessitating methods capable of characterizing such dynamics.

Owens and Fulcher define the PINUP problem as follows: given an observed time series generated by an unknown process influenced by one or more Time-Varying Parameters (TVPs), infer these TVPs. This formulation does not require prior knowledge of the mathematical model governing the process, distinguishing it from other parameter inference problems, such as the inverse problem for differential equations.

Categorization of PINUP Methods

The paper categorizes existing PINUP methods based on different conceptual approaches:

  1. Dimension Reduction:
    • Principal Component Analysis (PCA), Slow Feature Analysis (SFA), and Time-lagged Independent Component Analysis (TICA) are utilized to project high-dimensional time-series data onto lower-dimensional subspaces where the influence of TVPs is preserved.
    • SFA and its variations (e.g., SFA2) have been applied effectively in climate and molecular dynamics contexts.
  2. Statistical Time-Series Features:
    • Statistical features, such as mean and variance, computed over sliding time windows can capture TVP-driven changes in the probability distribution.
    • Feature-based methods have been shown to perform well without prior feature selection biases.
  3. Recurrence Quantification Analysis (RQA):
    • Methods in this category use recurrence plots (RPs) to identify and quantify non-stationary patterns in the time series.
    • Techniques range from optimizing the RP to ordering time-series points based on dynamic similarity, to multidimensional scaling-based reconstruction.
  4. Prediction Error:
    • These methods involve constructing predictive models and quantifying prediction errors over time windows to track TVP variations.
    • Techniques include cross-prediction error and training neural networks to minimize prediction errors while ensuring temporal smoothness.
  5. Phase-Space Partitioning:
    • Phase-space is divided into regions where local statistical measures, like prediction error, are computed and analyzed to infer TVPs.
    • Methods such as Phase Space Warping (PSW) and Sensitivity Vector Fields (SVF) fall under this category and have applications in fault detection.
  6. Bayesian Inference:
    • Bayesian methods infer TVPs using prior distributions and likelihood models, applicable to systems described by stochastic differential equations.
    • These methods provide a probabilistic framework for capturing uncertainties in parameter estimates.

Experimental Validation and Benchmarking

The authors conducted numerical experiments to evaluate the efficacy of various PINUP methods on both well-known and newly identified benchmark problems. They observed that many conventional methods perform well on non-stationary processes like the logistic map and Lorenz system, where simple distributional features (e.g., mean and variance) suffice for accurate TVP inference. This observation led them to question the utility of such benchmarks for evaluating PINUP algorithms.

New, more challenging benchmark problems were introduced, including the Langford process and sine map. These problems necessitate more sophisticated techniques, as simple baseline methods fail to achieve high accuracy. Through systematic testing, the authors demonstrated that even under challenging conditions, the PINUP framework remains robust, highlighting areas where further methodological advancements are required.

Implications and Future Directions

The research by Owens and Fulcher consolidates the fragmented literature on PINUP, providing a unified framework and comprehensive categorization of existing methods. The introduction of challenging benchmark problems will facilitate more rigorous testing and comparison of algorithms, driving methodological advancements.

Future developments in PINUP should focus on:

  • Refining feature-based methods for better robustness and interpretability.
  • Developing techniques capable of handling high-dimensional and noisy datasets.
  • Exploring hybrid methods that integrate principles from different PINUP categories.

The practical implications of improved PINUP algorithms are vast, including enhanced fault detection in engineering systems, better understanding of brain dynamics in neuroscience, and more accurate climate models. As researchers continue to address these challenges, the interdisciplinary nature of the problem will necessitate ongoing collaboration across domains.

Overall, this paper provides a crucial step towards advancing our understanding and methodologies for analyzing non-stationary time-series data, with broad implications across various fields of science and industry.