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A Survey of Generative Information Retrieval (2406.01197v2)

Published 3 Jun 2024 in cs.IR and cs.CL

Abstract: Generative Retrieval (GR) is an emerging paradigm in information retrieval that leverages generative models to directly map queries to relevant document identifiers (DocIDs) without the need for traditional query processing or document reranking. This survey provides a comprehensive overview of GR, highlighting key developments, indexing and retrieval strategies, and challenges. We discuss various document identifier strategies, including numerical and string-based identifiers, and explore different document representation methods. Our primary contribution lies in outlining future research directions that could profoundly impact the field: improving the quality of query generation, exploring learnable document identifiers, enhancing scalability, and integrating GR with multi-task learning frameworks. By examining state-of-the-art GR techniques and their applications, this survey aims to provide a foundational understanding of GR and inspire further innovations in this transformative approach to information retrieval. We also make the complementary materials such as paper collection publicly available at https://github.com/MiuLab/GenIR-Survey/

Overview of "A Survey of Generative Information Retrieval"

The research paper titled "A Survey of Generative Information Retrieval" presents a comprehensive examination of Generative Retrieval (GR) as an emerging paradigm in the field of information retrieval (IR). The paper provides a detailed overview of GR, discussing the historical context, key advancements, and the potential GR holds for transforming traditional models of retrieval.

Historical Context and Evolution of Information Retrieval

The historical progression of information retrieval (IR) models is outlined with clarity, tracing the development from early sparse vector similarity techniques to dense vector methodologies, culminating in the current focus on generative retrieval. Initially, IR systems were heavily reliant on sparse techniques, exemplified by the bag-of-words model and the Vector Space Model (VSM), where document retrieval was accomplished through analyzing statistical relationships among words. With advances in technology, the field transitioned to dense retrieval models which employed word embeddings to capture intricate semantic relationships, with notable contributions from models like Word2Vec, GloVe, and BERT. These developments laid the groundwork for sophisticated dense retrieval models such as Dense Passage Retrieval (DPR) and others.

Generative Retrieval: An Emerging Paradigm

Generative Retrieval (GR), in essence, leverages advanced generative models to bypass the traditional processes of vector similarity and document reranking by directly generating relevant document identifiers from user queries. This represents a marked shift in approach—effectively transitioning from encoding pre-defined vector representations to dynamically generating outputs suited to the user query. The paper emphasizes the role of GR at various stages of the information retrieval process and delineates the importance of novel strategies, including learnable document identifiers and multi-task integration frameworks, in enhancing the scalability and efficacy of GR.

Document Identifier Strategies

A crucial element in GR, as emphasized in the survey, is the design and utilization of document identifiers (docids). The survey elaborates on numerical versus string-based document identifier strategies as well as the distinction between static and learnable identifiers. By exploring methods such as single token and semantically structured identifiers, the paper elucidates on how these methods impact retrieval effectiveness, emphasizing the need for balanced design considerations to optimize performance.

Evaluation Metrics and Empirical Results

The paper highlights the metrics used to measure GR efficacy, focusing on Hits, Recall, and Mean Reciprocal Rank (MRR), along with analysis of datasets like MS MARCO and Natural Questions that are commonly employed in experimental evaluations. The survey presents empirical findings where GR models are compared against baseline models such as BM25 and dense retrieval variants, revealing instances where GR models exhibit noteworthy improvements.

Challenges and Future Directions

Despite its promising advancements, generative retrieval faces significant challenges, particularly in terms of scalability when applied to large-scale datasets and adaptability in dynamic corpus environments. Additional challenges include the computational overhead of indexing and updates, which remain areas ripe for exploration and innovation. To enhance the utility and robustness of GR systems, the paper suggests future research paths, including the refinement of training methods, improved scalability through innovative indexing, and the incorporation of multi-task learning capabilities.

Conclusion

In summary, this paper offers a comprehensive appraisal of the GR paradigm, establishing a foundational understanding for practitioners and researchers alike. While the potential of GR is evident, its widespread application necessitates addressing existing limitations and aligning future research endeavors to address practical challenges. Through deeper exploration into document identifier strategies, training methodologies, and dynamic corpus management, GR could further evolve to redefine the landscape of information retrieval.

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Authors (6)
  1. Tzu-Lin Kuo (2 papers)
  2. Tzu-Wei Chiu (1 paper)
  3. Tzung-Sheng Lin (1 paper)
  4. Sheng-Yang Wu (1 paper)
  5. Chao-Wei Huang (28 papers)
  6. Yun-Nung Chen (104 papers)
Citations (1)
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