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Advancing Ear Biometrics: Enhancing Accuracy and Robustness through Deep Learning (2406.00135v1)

Published 31 May 2024 in cs.CV, cs.AI, cs.HC, cs.LG, and cs.MM

Abstract: Biometric identification is a reliable method to verify individuals based on their unique physical or behavioral traits, offering a secure alternative to traditional methods like passwords or PINs. This study focuses on ear biometric identification, exploiting its distinctive features for enhanced accuracy, reliability, and usability. While past studies typically investigate face recognition and fingerprint analysis, our research demonstrates the effectiveness of ear biometrics in overcoming limitations such as variations in facial expressions and lighting conditions. We utilized two datasets: AMI (700 images from 100 individuals) and EarNV1.0 (28,412 images from 164 individuals). To improve the accuracy and robustness of our ear biometric identification system, we applied various techniques including data preprocessing and augmentation. Our models achieved a testing accuracy of 99.35% on the AMI Dataset and 98.1% on the EarNV1.0 dataset, showcasing the effectiveness of our approach in precisely identifying individuals based on ear biometric characteristics.

Summary

  • The paper demonstrates the effective application of deep learning to ear biometric identification, achieving up to 99.35% accuracy using CNN architectures on controlled and diverse datasets.
  • A meticulous preprocessing pipeline that includes zooming, contour detection, and robust augmentation significantly enhances model adaptability and reduces overfitting.
  • Transfer learning with models such as VGG, ResNet, and EfficientNet validates the approach, yielding performance gains of 1-4% and promoting practical, secure biometric applications.

Advancing Ear Biometrics: Enhancing Accuracy and Robustness through Deep Learning

This paper presents a focused paper on advancing ear biometric identification using deep learning methodologies, emphasizing improvements in system accuracy and robustness. Biometric identification, favored for its reliability in individual verification through unique physical traits, encounters challenges in modalities such as facial recognition due to sensitivity to expressions and lighting, and fingerprint analysis due to susceptibility to spoofing and physical damage. Here, the exploration of ear biometrics surfaces as a viable alternative, with inherent advantages such as temporal stability, ease of acquisition, and privacy preservation through minimal identifiable data capture.

Methodology and Datasets

The paper makes significant contributions by employing convolutional neural networks (CNNs) to enhance performance on two specific datasets: AMI, comprising 700 ear images from 100 individuals, and EarNV1.0, with 28,412 images from 164 individuals. These datasets were carefully chosen for their potential to provide a comprehensive exploration, despite the AMI dataset's relatively smaller size which holds the advantage of high-resolution images acquired in a controlled environment. The EarNV1.0 dataset, in contrast, offers vast diversity but at lower resolutions, challenging the system's discriminatory capabilities.

Preprocessing and Data Augmentation

A cornerstone of the research is the preprocessing strategy that includes data zooming, contour detection through the Canny edge detection method, and robust augmentation to bolster model adaptability to real-world conditions. Zooming ensures uniformity in image size, optimizing the focus on ear-specific features, while augmentation introduces synthetic variations, thereby decreasing overfitting and improving robustness. This meticulous data preparation is pivotal in refining the input quality, directly influencing the system's performance accuracy.

Model Architectures and Evaluation

Utilizing pre-trained CNN architectures such as VGG16, VGG19, ResNet50, MobileNet, and EfficientNet B7, the paper explores model customization to achieve optimal performance for the task. Transfer learning is strategically applied, with models being tested across four experimental setups involving no preprocessing, basic preprocessing, augmented zooming, and a comprehensive enhancement strategy. Remarkably, the models achieved high testing accuracies, notably 99.35% on the AMI dataset with ResNet50 and 98.1% on the EarNV1.0 dataset with EfficientNet B7, underscoring the efficacy of the applied methods. The comprehensive strategy, which integrates contour detection and augmentation, yielded a performance boost of 2% on the AMI dataset and a notable 1-4% on the EarNV1.0 dataset across various models.

Discussion and Future Work

The research also outlines challenges such as dataset limitations, varied image quality, pose variations, and obstructions by hair which necessitate careful preprocessing and feature extraction methods. Addressing these complexities, the paper underscores the critical role of preprocessing stages in the modeling pipeline. The presented findings suggest practical implications for implementing ear biometric systems in sectors requiring robust individual verification solutions. Future directions emphasize the need for larger, higher-quality datasets, the development of more sophisticated edge detection algorithms for ear images, and advanced pose normalization techniques. Sustained exploration in this domain could facilitate more accurate biometric systems, enhancing security protocols and expanding application horizons in the field of biometric identification.

By providing strong numerical results and introducing effective preprocessing and model enhancement techniques, the paper advances the potential for ear biometrics as a reliable identity verification modality within the biometric identification landscape.