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RB-Modulation: Training-Free Personalization of Diffusion Models using Stochastic Optimal Control (2405.17401v1)

Published 27 May 2024 in cs.LG, cs.CV, and stat.ML

Abstract: We propose Reference-Based Modulation (RB-Modulation), a new plug-and-play solution for training-free personalization of diffusion models. Existing training-free approaches exhibit difficulties in (a) style extraction from reference images in the absence of additional style or content text descriptions, (b) unwanted content leakage from reference style images, and (c) effective composition of style and content. RB-Modulation is built on a novel stochastic optimal controller where a style descriptor encodes the desired attributes through a terminal cost. The resulting drift not only overcomes the difficulties above, but also ensures high fidelity to the reference style and adheres to the given text prompt. We also introduce a cross-attention-based feature aggregation scheme that allows RB-Modulation to decouple content and style from the reference image. With theoretical justification and empirical evidence, our framework demonstrates precise extraction and control of content and style in a training-free manner. Further, our method allows a seamless composition of content and style, which marks a departure from the dependency on external adapters or ControlNets.

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Authors (7)
  1. Litu Rout (19 papers)
  2. Yujia Chen (22 papers)
  3. Nataniel Ruiz (32 papers)
  4. Abhishek Kumar (172 papers)
  5. Constantine Caramanis (91 papers)
  6. Sanjay Shakkottai (82 papers)
  7. Wen-Sheng Chu (13 papers)
Citations (12)

Summary

Reference-Based Modulation for Training-Free Personalization of Diffusion Models

The paper presents a novel method called Reference-Based Modulation (RB-Modulation) that addresses several challenges in training-free personalization of diffusion models used for text-to-image (T2I) generation. RB-Modulation provides a plug-and-play solution that efficiently captures and manipulates style and content from reference images without requiring the training or fine-tuning of diffusion models. This method builds on a stochastic optimal control framework and introduces an innovative Attention Feature Aggregation (AFA) module to achieve high fidelity in stylization and content-style composition while maintaining sample diversity and prompt alignment.

Introduction and Background

Recent advancements in T2I generative models have enabled the creation of high-quality images from textual descriptions, significantly impacting creative industries. Existing approaches for personalizing these models often involve substantial computational resources, either by fine-tuning large-scale models or employing parameter-efficient fine-tuning (PEFT) techniques. These methods are generally impractical for new, unseen styles due to their resource intensity and reliance on human-curated datasets.

The training-free approaches, while sidestepping the need for fine-tuning, face difficulties in accurately extracting styles from reference images, transferring these styles to new content, and avoiding content leakage from style reference images. To overcome these limitations, the paper introduces RB-Modulation, which leverages optimal control theory to modify the drift fields in diffusion models for style and content personalization.

Methodology

RB-Modulation operates within the framework of reverse diffusion processes, typically modeled using Stochastic Differential Equations (SDEs). By framing reverse diffusion as a stochastic optimal control problem, the method introduces a novel controller that modulates the drift field to ensure high fidelity to both style and content reference images. This is encapsulated within a terminal cost function that measures the discrepancy between the generated and reference style features, derived from a Consistent Style Descriptor (CSD).

The architectural innovation in RB-Modulation is the AFA module, which processes keys and values from both the previous layers and reference images separately within the attention layers. This separation ensures that style and content are decoupled, preventing content leakage and improving prompt alignment.

Theoretical Justifications

The theoretical foundation of RB-Modulation lies in establishing a connection between optimal control theory and the dynamics of reverse diffusion processes. By solving the Hamilton-Jacobi-BeLLMan (HJB) equation under specific constraints, the authors derive an optimal controller that modulates the drift in the reverse-SDE. The approach ensures that the resulting diffusion process adheres to both the style and content references specified by the terminal cost function. This theoretical backdrop provides strong grounds for the efficacy of RB-Modulation in practical applications.

Experimentation and Results

Stylization

The paper evaluates RB-Modulation against state-of-the-art methods in stylization tasks using both qualitative and quantitative metrics. Qualitatively, RB-Modulation demonstrates significant improvements in style adherence and reduction of content leakage compared to methods like InstantStyle, StyleAligned, and StyleDrop. This is evident from user studies conducted via Amazon Mechanical Turk, where human preferences strongly favor RB-Modulation.

Quantitatively, RB-Modulation shows superior performance in ImageReward and CLIP-T scores, indicating better prompt alignment and human aesthetics. The method also maintains competitive DINO scores, which measure style similarity, although the paper notes that higher DINO scores in competing methods may reflect content leakage rather than true style transfer fidelity.

Content-Style Composition

In content-style composition tasks, RB-Modulation excels by accurately merging the essence of both content and style reference images in a prompt-aligned manner. Compared to both training-free methods (e.g., InstantStyle) and training-based methods (e.g., ZipLoRA), RB-Modulation generates more diverse and correctly posed images as specified by the textual prompts. The method avoids the constraining effects of ControlNets or adapters, which are commonly used in other approaches.

Quantitative results further corroborate the qualitative observations, showcasing RB-Modulation's high ImageReward scores and competitive performance across other metrics. These outcomes underscore the method's robustness and practical applicability in real-world scenarios.

Future Implications

RB-Modulation represents a significant step forward in the development of training-free personalization for T2I models. Its implications extend to various application domains, including visual arts, gaming, and personalized content creation, where precise control over content and style is crucial. The theoretical insights connecting optimal control to reverse diffusion dynamics open new avenues for research in AI personalization, pointing to potential improvements in computational efficiency and model generalizability.

The paper concludes with a promising outlook for RB-Modulation, speculating on future developments that may further enhance its capabilities. These include more sophisticated style descriptors, better integration with various diffusion model architectures, and potential extensions to other generative model frameworks.

Conclusion

RB-Modulation introduces a robust, theoretically grounded method for training-free personalization of diffusion models. Its innovative use of stochastic optimal control and attention feature aggregation addresses key challenges in style extraction and content-style composition, making it a valuable contribution to the field of AI-driven image generation. The method's empirical success and theoretical rigor provide a strong foundation for future research and practical applications in T2I generation.