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SPLATE: Sparse Late Interaction Retrieval (2404.13950v1)

Published 22 Apr 2024 in cs.IR

Abstract: The late interaction paradigm introduced with ColBERT stands out in the neural Information Retrieval space, offering a compelling effectiveness-efficiency trade-off across many benchmarks. Efficient late interaction retrieval is based on an optimized multi-step strategy, where an approximate search first identifies a set of candidate documents to re-rank exactly. In this work, we introduce SPLATE, a simple and lightweight adaptation of the ColBERTv2 model which learns an ``MLM adapter'', mapping its frozen token embeddings to a sparse vocabulary space with a partially learned SPLADE module. This allows us to perform the candidate generation step in late interaction pipelines with traditional sparse retrieval techniques, making it particularly appealing for running ColBERT in CPU environments. Our SPLATE ColBERTv2 pipeline achieves the same effectiveness as the PLAID ColBERTv2 engine by re-ranking 50 documents that can be retrieved under 10ms.

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Authors (4)
  1. Thibault Formal (17 papers)
  2. Stéphane Clinchant (39 papers)
  3. Carlos Lassance (35 papers)
  4. Hervé Déjean (16 papers)
Citations (1)

Summary

SPLATE: Adapting ColBERT for Efficient Sparse Retrieval with SPLADE

Overview

The paper introduces a novel method named SPLATE (Sparse Late Interaction), which leverages the strengths of SPLADE models to enhance the late interaction retrieval approach pioneered by ColBERT. This adaptation enables efficient mapping of queries and documents in a sparse vocabulary space, significantly trimming the computational expense associated with dense retrieval methods. The research explores the integration of a SPLADE module with the ColBERT model, specifically targeting improvements in candidate generation for late interaction retrieval, an area traditionally dominated by memory-intensive dense vector approaches.

Methodology

SPLATE extends the ColBERTv2 model by incorporating a lightweight module that adapts frozen ColBERT embeddings for sparse retrieval. This is achieved through a modified Masked LLMing (MLM) head, which projects dense embeddings back into the vocabulary space, thus allowing the generation of sparse vectors as in SPLADE. The adaptation leverages two-layer Multi-Layer Perceptrons (MLP) with a residual connection, ensuring a stable training phase and facilitating an efficient transformation from dense to sparse representations.

Key innovations include:

  • SPLADE Vector Derivation: Using the adapted MLM head, SPLATE computes sparse vectors for both queries and documents, enabling the use of efficient sparse retrieval techniques.
  • Integration with Existing Infrastructure: SPLATE adapts existing ColBERT infrastructure to utilize sparse retrieval without significant modifications, maintaining compatibility with traditional inverted index methods.
  • Efficient Candidate Generation: By generating sparse vectors, SPLATE allows for the efficient selection of candidate documents using less computational resources than traditional dense retrieval methods.

Experimental Results

The experiments conducted utilize the MS MARCO dataset for training and evaluating the SPLATE model, comparing its performance against the baseline ColBERTv2 and other variations like PLAID. The results indicate that SPLATE can effectively approximate the retrieval performance of ColBERTv2 while significantly reducing the computational overhead, as evidenced by the reduced Mean Response Time (MRT) in retrieval tasks.

Key findings include:

  • Latency and Performance Trade-offs: Different configurations of SPLATE were tested, showing a trade-off between retrieval latency and accuracy, with the ability to reach near-baseline performance at substantially reduced computational costs.
  • Approximation Quality: SPLATE efficiently approximates the candidate generation step of ColBERTv2, retrieving a high percentage of relevant documents as compared to the original model.
  • Out-of-Domain Generalization: When tested on out-of-domain scenarios, SPLATE maintained robust performance, indicating good generalizability of the adapted sparse representations.

Implications and Future Work

The introduction of SPLATE has several implications for the field of information retrieval:

  • Reduced Computational Cost: SPLATE offers a pathway to reduce the computational demands of late interaction retrieval systems, making them more accessible for environments with limited hardware capabilities.
  • Potential for Hybrid Models: The approach hints at the possibility of further hybridization between dense and sparse retrieval models, potentially leading to new architectures that leverage the strengths of both paradigms.
  • Enhanced Interpretability: By operating in the vocabulary space, SPLATE enhances the interpretability of the retrieval process, potentially aiding in the understanding and debugging of retrieval systems.

For future research, exploring the integration of SPLATE with other types of dense and sparse models could yield further improvements in retrieval efficiency and effectiveness. Additionally, extending the methodology to other datasets and refining the adaptation mechanism could broaden the applicability of this approach across different domains and languages.