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Simple Techniques for Enhancing Sentence Embeddings in Generative Language Models (2404.03921v2)

Published 5 Apr 2024 in cs.CL

Abstract: Sentence Embedding stands as a fundamental task within the realm of Natural Language Processing, finding extensive application in search engines, expert systems, and question-and-answer platforms. With the continuous evolution of LLMs such as LLaMA and Mistral, research on sentence embedding has recently achieved notable breakthroughs. However, these advancements mainly pertain to fine-tuning scenarios, leaving explorations into computationally efficient direct inference methods for sentence representation in a nascent stage. This paper endeavors to bridge this research gap. Through comprehensive experimentation, we challenge the widely held belief in the necessity of an Explicit One-word Limitation for deriving sentence embeddings from Pre-trained LLMs (PLMs). We demonstrate that this approach, while beneficial for generative models under direct inference scenario, is not imperative for discriminative models or the fine-tuning of generative PLMs. This discovery sheds new light on the design of manual templates in future studies. Building upon this insight, we propose two innovative prompt engineering techniques capable of further enhancing the expressive power of PLMs' raw embeddings: Pretended Chain of Thought and Knowledge Enhancement. We confirm their effectiveness across various PLM types and provide a detailed exploration of the underlying factors contributing to their success.

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Authors (3)
  1. Bowen Zhang (161 papers)
  2. Kehua Chang (2 papers)
  3. Chunping Li (10 papers)
Citations (9)

Summary

Enhancing Sentence Embeddings in Generative LLMs through Novel Prompting Techniques

Introduction to the Challenge

The transformational impact of generative Pre-trained LLMs (PLMs) like GPT, OPT, and LLaMA on NLP tasks is indisputable. These models, characterized by their vast parameter sizes and expansive pre-training datasets, have significantly advanced the capabilities in multi-task processing and zero-shot reasoning, particularly in the derivation of sentence embeddings. Sentence embeddings, which encapsulate the semantic essence of text in high-dimensional vectors, are critical for a plethora of downstream NLP tasks. Yet, despite the remarkable advancements in this field, the direct inference techniques for generating sentence embeddings from generative PLMs have remained relatively unexplored, prompting the need for innovative solutions.

Unveiling the Explicit One-word Limitation (EOL)

This paper presents an extensive examination of the Explicit One-word Limitation (EOL) in sentence embedding derivation from generative PLMs. Through methodical experimentation, it is revealed that EOL's effectiveness is predominantly observed in direct inference scenarios rather than during fine-tuning or with discriminative models. This distinctive discovery underscores the necessity of advancing beyond the established norms and seeking novel methodologies to leverage the full potential of LLMs for sentence representation.

Innovative Prompt Engineering Techniques

Building on the insights gained, the paper introduces two groundbreaking prompt engineering methods aimed at enhancing the expressiveness of PLMs' raw embeddings: Pretended Chain of Thought (CoT) and Knowledge Enhancement. These strategies involve the ingenious use of fixed prefixes to optimize the context derived from the PLMs without necessitating extensive computational resources:

  • Pretended Chain of Thought (CoT): Inspired by the Zero-shot CoT technique, this method emphasizes a stepwise intellectual approach to text representation, nudging the model towards a deeper semantic analysis without requiring elaborate reasoning processes.
  • Knowledge Enhancement: By invoking human-like summarization principles through explicitly crafted prompts, this method guides the model to concentrate on the core semantic components of the text, thereby yielding embeddings of superior quality.

Empirical Validation and Insights

The effectiveness of Pretended CoT and Knowledge Enhancement is rigorously validated across multiple semantic textual similarity benchmarks and PLMs of diverse configurations. Remarkably, not only do these techniques surpass the baseline established by PromptEOL, but they also demonstrate a competitive edge over unsupervised fine-tuning methods, all while ensuring lower GPU memory utilization. Moreover, the analysis reinforces that these strategies significantly improve the alignment and uniformity of the generated embeddings, thereby enriching their semantic representational capacity.

Forward-Looking Perspectives

Reflecting on the outcomes of this research, the potential for practical applications of Pretended CoT and Knowledge Enhancement is profound, particularly in scenarios where computational efficiency and scalability are paramount. The findings also invigorate the discourse on sentence embedding generation, indicating a pivotal shift towards direct inference methods that could reshape the landscape of NLP research and applications. As the field evolves, the open-source codebase accompanying this paper stands as a valuable resource for further exploration and adaptation of these pioneering techniques.

In sum, this paper not only challenges the prevailing perceptions within the field of NLP but also paves the way for future explorations in enhancing sentence representation techniques. The introduction of Pretended CoT and Knowledge Enhancement adds two powerful tools to the repertoire of strategies for extracting rich semantic information from generative PLMs, heralding a new era in the quest for optimizing sentence embeddings.

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