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Simplifying Neural Network Training Under Class Imbalance (2312.02517v1)

Published 5 Dec 2023 in cs.LG and cs.AI

Abstract: Real-world datasets are often highly class-imbalanced, which can adversely impact the performance of deep learning models. The majority of research on training neural networks under class imbalance has focused on specialized loss functions, sampling techniques, or two-stage training procedures. Notably, we demonstrate that simply tuning existing components of standard deep learning pipelines, such as the batch size, data augmentation, optimizer, and label smoothing, can achieve state-of-the-art performance without any such specialized class imbalance methods. We also provide key prescriptions and considerations for training under class imbalance, and an understanding of why imbalance methods succeed or fail.

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Authors (5)
  1. Ravid Shwartz-Ziv (31 papers)
  2. Micah Goldblum (96 papers)
  3. Yucen Lily Li (4 papers)
  4. C. Bayan Bruss (22 papers)
  5. Andrew Gordon Wilson (133 papers)
Citations (11)

Summary

Simplifying Neural Network Training Under Class Imbalance

The paper "Simplifying Neural Network Training Under Class Imbalance" addresses a prevalent challenge in machine learning: the class imbalance that frequently occurs in real-world datasets. Class imbalance can severely undermine the performance of neural networks, as these models are often developed in conditions where datasets are balanced, leading to biased predictions. The authors of this paper present a novel perspective by demonstrating that effective tuning of existing components of standard deep learning pipelines—specifically batch size, data augmentation, optimizer choice, and label smoothing—achieves performance competitive with current state-of-the-art methods tailored for class imbalance, without the need for specialized class imbalance loss functions or sampling techniques.

Key Contributions

  1. Training Routine Adjustments: The paper reveals that traditional approaches to mitigating class imbalance, which typically involve bespoke loss functions and sampling techniques, may be unnecessary. The researchers instead achieve competitive results by fine-tuning existing training routine components. This approach emphasizes batch size, augmentation strategies, architecture scale, and label smoothing.
  2. Training Cycle Insights: The investigation uncovers that smaller batch sizes may be favorable in imbalanced settings, contrary to the conventional wisdom advocating larger batches. Notably, data augmentation and regularization methods like label smoothing have significantly amplified effects when dealing with imbalanced classes.
  3. Architectural Considerations: The paper illustrates that larger and newer deep learning architectural designs, albeit beneficial in balanced conditions, tend to overfit imbalanced datasets, disproportionately affecting minority class samples. This underscores the importance of considering architectural adjustments in conjunction with existing configurations to ameliorate performance under imbalance.
  4. Integration of Self-Supervised Learning (SSL): The inclusion of SSL during training, rather than in typical pre-training scenarios, demonstrates improved feature representation for minority class samples. This is attributable to SSL’s resilience against learning imbalance from downstream tasks.
  5. Sharpness-Aware Minimization (SAM): The authors propose an adaptation to SAM that explicitly targets improving decision boundary margins for minority classes, further enhancing the adaptability of networks to class imbalance scenarios.
  6. Experimental Validation and Benchmarking: The comprehensive experimental setup spans diverse datasets—spanning image and tabular formats—and reveals that the aforementioned routine adjustments alone surpass or match many specialized mechanisms in performance metrics.

Implications and Future Directions

The implications of this paper suggest a paradigm shift in addressing class imbalance, pivoting from complex, highly-tailored methods toward more simplistic adaptations of existing routines with substantial empirical support. The findings hold practical significance for real-world deployments in domains such as fraud detection or medical diagnostics, where the cost of collecting balanced training datasets can be prohibitive.

Future research could explore further adaptations of these concepts to other machine learning contexts, such as natural language processing, where token frequency imbalance demands tailored attention. There is also potential for designing novel neural architectures that inherently account for imbalance without the need for extensive empirical tuning. Additionally, the theoretical basis of the synergy between these practices, as suggested by the results, might be further explored through PAC-Bayes generalization frameworks, providing deeper insights into why these methods yield consistent improvements.

By offering code and methodologies for reproducibility, the authors open the door for further research and application of their findings, catalyzing advances in both academic and practical spheres of machine learning.

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