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Prompting Visual-Language Models for Dynamic Facial Expression Recognition (2308.13382v3)

Published 25 Aug 2023 in cs.CV

Abstract: This paper presents a novel visual-LLM called DFER-CLIP, which is based on the CLIP model and designed for in-the-wild Dynamic Facial Expression Recognition (DFER). Specifically, the proposed DFER-CLIP consists of a visual part and a textual part. For the visual part, based on the CLIP image encoder, a temporal model consisting of several Transformer encoders is introduced for extracting temporal facial expression features, and the final feature embedding is obtained as a learnable "class" token. For the textual part, we use as inputs textual descriptions of the facial behaviour that is related to the classes (facial expressions) that we are interested in recognising -- those descriptions are generated using LLMs, like ChatGPT. This, in contrast to works that use only the class names and more accurately captures the relationship between them. Alongside the textual description, we introduce a learnable token which helps the model learn relevant context information for each expression during training. Extensive experiments demonstrate the effectiveness of the proposed method and show that our DFER-CLIP also achieves state-of-the-art results compared with the current supervised DFER methods on the DFEW, FERV39k, and MAFW benchmarks. Code is publicly available at https://github.com/zengqunzhao/DFER-CLIP.

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Authors (2)
  1. Zengqun Zhao (4 papers)
  2. Ioannis Patras (73 papers)
Citations (21)

Summary

Analysis of "Prompting Visual-LLMs for Dynamic Facial Expression Recognition"

The paper introduces a novel approach, DFER-CLIP, for dynamic facial expression recognition (DFER) that leverages the capabilities of vision-LLMs, particularly CLIP, to achieve improved recognition performance. The paper is motivated by the need to understand temporal facial dynamics better, a facet where traditional static methods encounter significant limitations. This is particularly relevant in natural and uncontrolled environments ("in-the-wild" scenarios) where variations such as lighting, pose, and occlusions are prevalent.

Methodology Overview

DFER-CLIP operates with a dual-component architecture comprising both visual and textual inputs:

  1. Visual Component: Building on the CLIP image encoder, the visual component integrates a temporal modeling layer comprised of multiple Transformer encoders. This layer is designed to encapsulate temporal facial expression dynamics, producing a video-level feature representation derived from learnable class tokens.
  2. Textual Component: The paper innovates upon existing textual processing by introducing fine-grained textual descriptions of facial expressions. Unlike conventional methods that employ simple class labels, DFER-CLIP utilizes detailed descriptions generated by LLMs, such as ChatGPT, aiming to encapsulate the semantic nuances of facial expressions. Additionally, using a learnable token, the textual component optimizes context learning alongside expression-specific descriptors during training.

Experimental Results

DFER-CLIP was evaluated extensively on three established benchmarks: DFEW, FERV39k, and MAFW. Comparisons with state-of-the-art supervised DFER methods reveal that DFER-CLIP achieves competitive if not superior performance. The paper reports improvements that are quantitatively significant, particularly in unweighted average recall (UAR) and weighted average recall (WAR), metrics that address class imbalance in the datasets. The temporal modeling of expressions markedly contributed to performance gains, highlighting the importance of sequence information in understanding expressions as they evolve over time.

Implications and Future Directions

The introduction of DFER-CLIP provides a compelling framework for advancing DFER systems, emphasizing the role of textual descriptions in providing contextually rich insights. The integration of LLMs illustrates the potential of cross-modal interactions in enhancing recognition systems, underlining the importance of semantic alignment between visual and textual representations.

From a theoretical standpoint, this research encourages further exploration of fine-grained textual descriptors in DFER tasks, with potential applications extending into multimodal emotion recognition systems. The approach could potentially be extrapolated to other domains where temporal dynamics and semantic understanding are crucial, like human-computer interaction or assistive technologies.

Future developments could focus on refining the textual description generation process, potentially incorporating adaptive methods that tailor descriptions to specific tasks or user domains. Furthermore, exploring more sophisticated transformer architectures within the temporal model could uncover additional performance gains, particularly in settings where data variability is significant.

In conclusion, the paper offers substantial advancements in dynamic facial expression recognition, providing a solid foundation for subsequent research and development in affective computing and related fields.

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