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Large Language Models for Information Retrieval: A Survey (2308.07107v4)

Published 14 Aug 2023 in cs.CL and cs.IR

Abstract: As a primary means of information acquisition, information retrieval (IR) systems, such as search engines, have integrated themselves into our daily lives. These systems also serve as components of dialogue, question-answering, and recommender systems. The trajectory of IR has evolved dynamically from its origins in term-based methods to its integration with advanced neural models. While the neural models excel at capturing complex contextual signals and semantic nuances, thereby reshaping the IR landscape, they still face challenges such as data scarcity, interpretability, and the generation of contextually plausible yet potentially inaccurate responses. This evolution requires a combination of both traditional methods (such as term-based sparse retrieval methods with rapid response) and modern neural architectures (such as LLMs with powerful language understanding capacity). Meanwhile, the emergence of LLMs, typified by ChatGPT and GPT-4, has revolutionized natural language processing due to their remarkable language understanding, generation, generalization, and reasoning abilities. Consequently, recent research has sought to leverage LLMs to improve IR systems. Given the rapid evolution of this research trajectory, it is necessary to consolidate existing methodologies and provide nuanced insights through a comprehensive overview. In this survey, we delve into the confluence of LLMs and IR systems, including crucial aspects such as query rewriters, retrievers, rerankers, and readers. Additionally, we explore promising directions, such as search agents, within this expanding field.

Overview of "LLMs for Information Retrieval: A Survey"

The paper "LLMs for Information Retrieval: A Survey" provides an exhaustive examination of the utilization of LLMs in enhancing information retrieval (IR) systems. The authors, Zhu et al., contend that as LLMs such as ChatGPT and GPT-4 exhibit remarkable capabilities in language generation, understanding, generalization, and reasoning, they have immense potential to revolutionize existing IR frameworks effectively.

Core Components of IR and Role of LLMs:

The survey begins by delineating the traditional and evolving components of IR systems, which include query rewriters, retrievers, rerankers, and readers. IR, as a domain, has transitioned from term-based methods, frequently hindered by vocabulary mismatches, to semantic-oriented neural models driven by LLMs, enhancing the precision of query-document relevance evaluations.

  • Query Rewriting: LLMs have been integrated into query rewriting to mitigate vocabulary mismatches and enhance the precision of query expression. They possess the ability to expand, refine, and clarify user queries, especially in scenarios involving conversational search. The transition to employing LLMs for this task results from their deep contextual understanding and generative prowess, which outperform traditional methods.
  • Retriever Systems: Neural retrievers, when augmented with LLMs, can utilize the vast semantic capacity of LLM models to perform superior document retrieval. This integration ensures higher recall and precision, particularly in understanding complex query intents, and moves beyond the constraints of statistical LLMs such as BM25.
  • Reranking Models: In reranking, LLMs, when prompted effectively, facilitate finer-grained document ranking by providing more nuanced relevance judgments. Their ability to evaluate the semantic context places them at an advantage over conventional models, resulting in improved overall search quality.
  • Reader Modules for Answer Generation: The advent of LLMs allows IR systems to evolve from delivering lists of potentially relevant documents to directly generating concise, coherent responses, effectively fulfilling the user's informational need in a manner previously unattainable with traditional IR frameworks.

Implementation Methodology and Challenges:

The authors address the technical facets and challenges of implementing LLMs in IR systems, such as data scarcity for model training, interpretability challenges, and inaccuracies from the generation of text lacking factual consistency. They discuss strategies including prompt engineering, fine-tuning on specific tasks, and exploration of in-context learning and chain-of-thought prompting to optimize the performance of LLMs in IR applications.

Moreover, the paper advocates for ongoing research to refine interaction strategies between LLMs and IR system components and explores potential new paradigms, such as dynamic search agents, that simulate human-like browsing and information-seeking behavior.

Future Directions:

The paper calls for further research to address open issues such as mitigating latency and response times of LLMs, ensuring data privacy, validating generated responses, and reducing biases in AI systems. Multipronged improvements, including exploring multimodal integrations where LLMs handle not only text but also images and audio in IR scenarios, signify an exciting trajectory for future explorations.

Conclusion:

In conclusion, the survey by Zhu et al. synthesizes a comprehensive view of how LLMs are reshaping IR and emphasizes the transformative potential and challenges that accompany this evolution. The work contributes critically to ongoing dialogues in the field, proposing that LLMs, if tailored and applied with precision, could lead to unprecedented advances in IR capabilities—thereby restructuring how information is accessed, understood, and utilized in tomorrow's digital landscape.

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Authors (10)
  1. Yutao Zhu (63 papers)
  2. Huaying Yuan (9 papers)
  3. Shuting Wang (11 papers)
  4. Jiongnan Liu (7 papers)
  5. Wenhan Liu (5 papers)
  6. Chenlong Deng (7 papers)
  7. Zhicheng Dou (113 papers)
  8. Ji-Rong Wen (299 papers)
  9. Haonan Chen (49 papers)
  10. Zheng Liu (312 papers)
Citations (195)
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