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BeaverTails: Towards Improved Safety Alignment of LLM via a Human-Preference Dataset (2307.04657v3)

Published 10 Jul 2023 in cs.CL

Abstract: In this paper, we introduce the BeaverTails dataset, aimed at fostering research on safety alignment in LLMs. This dataset uniquely separates annotations of helpfulness and harmlessness for question-answering pairs, thus offering distinct perspectives on these crucial attributes. In total, we have gathered safety meta-labels for 333,963 question-answer (QA) pairs and 361,903 pairs of expert comparison data for both the helpfulness and harmlessness metrics. We further showcase applications of BeaverTails in content moderation and reinforcement learning with human feedback (RLHF), emphasizing its potential for practical safety measures in LLMs. We believe this dataset provides vital resources for the community, contributing towards the safe development and deployment of LLMs. Our project page is available at the following URL: https://sites.google.com/view/pku-beavertails.

Citations (299)

Summary

  • The paper presents BeaverTails, a novel dataset that disentangles helpfulness from harmlessness to advance LLM safety alignment.
  • It employs over 333K QA pairs and 361K expert comparisons to train reward and cost models for refined RLHF with safety constraints.
  • Empirical results demonstrate improved QA moderation and multi-round interaction quality, balancing both safe and effective model outputs.

Insights into BeaverTails: A Dataset for Enhancing LLM Safety Alignment

The paper presents BeaverTails, a specialized dataset designed to enhance safety alignment in LLMs by integrating human-preference data. This dataset makes a distinct contribution by separating annotations of helpfulness and harmlessness in question-answer (QA) pairs, a methodological choice that has significant implications for addressing LLM safety challenges.

The dataset comprises 333,963 QA pairs with safety meta-labels and 361,903 pairs of expert comparison data, focusing on helpfulness and harmlessness metrics. Through these resources, BeaverTails aims to improve practical safety measures in LLMs, providing a foundation for reinforcing content moderation and advancing reinforcement learning with human feedback (RLHF).

Dataset Composition and Annotations

The BeaverTails dataset, which is open-source, includes two iterations: the BeaverTails-30k and BeaverTails-330k datasets. A notable strength of this dataset is its dual annotation strategy. It contains approximately 30,000 to 330,000 QA pairs and expert comparisons, with multiple annotations per QA pair in the larger set. This structure substantially aids in deriving robust metrics for LLM alignment concerning safety and helpfulness.

Two primary tasks lay the foundation for understanding the dataset: the classification of QA pairs into 14 potential harm categories and the ranking of responses based on human preferences. This classification contributes to a nuanced understanding of what constitutes a harmless interaction, a key aspect of LLM safety.

Task Design and System Insights

The dataset introduces the notion of QA moderation, distinct from traditional content moderation methods. QA moderation evaluates the risk-neutrality of interactions, thus enhancing a model's capability to provide safe and contextually appropriate responses. This process has been shown to improve multi-round interaction quality significantly, facilitating the development of AI systems that are both helpful and secure.

The paper describes how reward and cost models are derived from the dataset, training them on LLMs to foster better safety alignment. These models demonstrated appreciable performance, achieving accuracy metrics that underscore their potential for application in safety-critical scenarios. Subsequently, these models were used to apply a form of RLHF with safety constraints, revealing a balanced improvement in model performance regarding both safety and helpfulness.

Empirical Analysis and Future Directions

The paper provides extensive empirical analyses, highlighting the importance of disentangling helpfulness from harmlessness. Through comparative studies with other alignment methodologies, such as classifier-based approaches and prior datasets (e.g., HH-RLHF), BeaverTails consistently outperformed in fostering both safe and useful model outputs. Notably, the Safe-RLHF approach illustrated pronounced improvements in fine-tuning LLM outputs to be both less harmful and more beneficial, as evidenced by shifts in reward-cost distributions.

In conclusion, the BeaverTails dataset addresses the dual challenges of safety and helpfulness in LLM alignment, which are crucial for achieving societal benefits from AI technologies. By distinctly categorizing intents and biases, it opens avenues for more fine-tuned control in AI deployments. Future work may focus on addressing limitations in demographic and cultural diversity in annotations and expanding upon harm categorization to enhance robustness and applicability. In essence, BeaverTails reinforces a pivotal aspect of ethical AI development, aligning model behaviors more closely with human values while navigating the complex trade-offs between safety and capability.