Papers
Topics
Authors
Recent
Gemini 2.5 Flash
Gemini 2.5 Flash
194 tokens/sec
GPT-4o
7 tokens/sec
Gemini 2.5 Pro Pro
46 tokens/sec
o3 Pro
4 tokens/sec
GPT-4.1 Pro
38 tokens/sec
DeepSeek R1 via Azure Pro
28 tokens/sec
2000 character limit reached

Decentralised Finance and Automated Market Making: Execution and Speculation (2307.03499v3)

Published 7 Jul 2023 in q-fin.TR and q-fin.MF

Abstract: Automated market makers (AMMs) are a new prototype of decentralised exchanges which are revolutionising market interactions. The majority of AMMs are constant product markets (CPMs) where exchange rates are set by a trading function. This work studies optimal trading and statistical arbitrage in CPMs where balancing exchange rate risk and execution costs is key. Empirical evidence shows that execution costs are accurately estimated by the convexity of the trading function. These convexity costs are linear in the trade size and are nonlinear in the depth of liquidity and in the exchange rate. We develop models for when exchange rates form in a competing centralised exchange, in a CPM, or in both venues. Finally, we derive computationally efficient strategies that account for stochastic convexity costs and we showcase their out-of-sample performance.

Citations (20)

Summary

Decentralised Finance and Automated Market Making: Execution and Speculation

The paper "Decentralised Finance and Automated Market Making: Execution and Speculation" by Álvaro Cartea, Fayçal Drissi, and Marcello Monga presents an in-depth analysis of automated market makers (AMMs) within the field of decentralized finance (DeFi). The authors aim to address contemporary challenges involved in trading and statistical arbitrage in constant product markets (CPMs). Their work is grounded in empirical evidence and mathematical modeling to analyze execution costs and optimize trading strategies.

Overview of Automated Market Makers

The paper opens by detailing the role of AMMs as a significant component of decentralized exchanges (DEXs), which are gaining traction for trading cryptocurrencies. The central innovation detailed is the CPMs, where transaction rates are governed by a deterministic trading function. The focus of this paper is on CPMs and the execution strategies within these frameworks.

Trade Execution and Arbitrage Strategies

To navigate CPMs effectively, the research prioritizes the equilibrium between exchange rate risk and execution costs. Execution costs are notably influenced by the convexity of the trading function, especially within CPMs. Convexity costs are articulated as being linearly related to trade size, whereas they are nonlinearly dependent on liquidity depth and exchange rates. This paper underscores the need for advanced trading strategies that account for these variable costs.

Theoretical Models and Computational Approaches

The authors introduce models that consider exchange rate origins within centralized exchanges, CPMs, or both. Emphasis is placed on computational models that assume constant pool depth throughout trade windows. Special attention is given to deriving strategies that factor in stochastic convexity costs, aiming for computational efficiency.

The mathematical framework involves the use of stochastic optimal control and semilinear partial differential equations (PDEs) to present optimal trading strategies. However, solving these PDEs analytically requires approximations due to the complexity introduced by stochastic elements in market dynamics. A piecewise constant strategy approximation is proposed, showcasing convergence properties that allow it to function accurately in out-of-sample testing.

Implications and Future Directions

The paper's findings have significant implications for both theoretical finance and market practices. Practically, the computational advances suggested can optimize transaction costs and exploitation of arbitrage opportunities in DEXs equipped with CPMs. The research also sets a precedent for integrating sophisticated mathematical tools into DeFi trading strategies, simultaneously highlighting the latent potential of DEXs to challenge traditional financial exchanges across broader asset categories beyond cryptocurrencies.

From a theoretical standpoint, this research reinforces the viability of using stochastic control and optimization in real-time trading environments under DeFi protocols. The conclusions drawn offer a foundational backdrop for future exploration into dynamic fee structures, liquidity provision strategies, and broader CPM applications. Given the increasing adoption of DeFi technologies, understanding these dynamics is fundamental for academics and practitioners aiming to exploit these nascent financial frameworks.

Conclusion

The paper contributes profoundly to the field by not only providing detailed empirical analyses of current AMM practices but also proposing advanced computational strategies that enhance trade execution efficiency in DeFi markets. As the DeFi landscape evolves, the integration of such models will be crucial in the development of robust and adaptive trading systems capable of navigating the increasingly complex market conditions.