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Learning Transformer Programs (2306.01128v2)

Published 1 Jun 2023 in cs.LG and cs.CL

Abstract: Recent research in mechanistic interpretability has attempted to reverse-engineer Transformer models by carefully inspecting network weights and activations. However, these approaches require considerable manual effort and still fall short of providing complete, faithful descriptions of the underlying algorithms. In this work, we introduce a procedure for training Transformers that are mechanistically interpretable by design. We build on RASP [Weiss et al., 2021], a programming language that can be compiled into Transformer weights. Instead of compiling human-written programs into Transformers, we design a modified Transformer that can be trained using gradient-based optimization and then automatically converted into a discrete, human-readable program. We refer to these models as Transformer Programs. To validate our approach, we learn Transformer Programs for a variety of problems, including an in-context learning task, a suite of algorithmic problems (e.g. sorting, recognizing Dyck languages), and NLP tasks including named entity recognition and text classification. The Transformer Programs can automatically find reasonable solutions, performing on par with standard Transformers of comparable size; and, more importantly, they are easy to interpret. To demonstrate these advantages, we convert Transformers into Python programs and use off-the-shelf code analysis tools to debug model errors and identify the "circuits" used to solve different sub-problems. We hope that Transformer Programs open a new path toward the goal of intrinsically interpretable machine learning.

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Authors (3)
  1. Dan Friedman (16 papers)
  2. Alexander Wettig (21 papers)
  3. Danqi Chen (84 papers)
Citations (30)

Summary

Learning Transformer Programs: An Analysis

The paper "Learning Transformer Programs" details a novel methodology for enhancing the interpretability of Transformer models by inherently integrating a mechanistic interpretability framework during the design phase. It critically addresses the gap left by existing post-hoc interpretability techniques by proposing a framework that can deterministically convert a trained Transformer into a human-readable program. This paper is a notable contribution toward improvably interpretable machine learning system builds, which are crucial in domains requiring transparency.

Methodology Overview

The authors leverage insights from RASP, a programming language tailored for Transformer networks, whereby human-written programs can be compiled into Transformer models. Rather than directly compiling human programs, this paper's approach involves training modified Transformer architectures that adhere to predefined constraints ensuring human-readability and interpretability by default. The framework effectively constrains Transformers to encode discrete, symbolic sequences in a disentangled residual stream, allowing for a clean mapping of model components to interpretable code constructs.

Key Concepts and Novel Contributions

  • Disentangled Residual Streams: The model enforces a strict separation of variables within the embedding space, which allows for direct correlations between model weights and discrete programmatic constructs.
  • Categorical Attention and Numerical Attention Mechanisms: These tailored mechanisms replicate the select and aggregate operations akin to RASP primitives. This is significant as they control variable interaction both categorically and numerically through module constraints.
  • Global Optimizations via Gumbel Softmax: Efforts to optimize discrete parameter spaces utilize the Gumbel-Softmax trick, facilitating gradient-based training of the model.
  • Program Compilation and Debugging: Post-training, the Transformer is converted into equivalent Python code, which provides advantages for debugging and interpretability, using off-the-shelf tools.

Experimental Validation and Results

The authors showcase their method across multiple problem domains, including simple algorithmic tasks such as sorting and language tasks like named entity recognition. The Transformer Programs often achieve performance comparable to standard Transformer models, with the added benefit of intrinsic interpretability. However, there is room for improvement, especially on larger scale inputs or more complex algorithmic tasks.

One notable finding is that while the Transformer Programs can express a wide variety of functions, they are often not as compact or efficient as an optimal human-written RASP program, indicating potential optimization and scalability challenges. Moreover, there remains a performance trade-off compared to state-of-the-art Transformer variants when dealing with more extensive datasets and tasks.

Implications and Future Directions

The implications of this work are significant for fields requiring model transparency and verification, such as healthcare, finance, and autonomous systems. By making architectures intrinsically interpretable, this framework paves the way for safer and more accountable AI systems.

In terms of theoretical implications, the work advances the paper of neural network interpretability by combining insights from symbolic programming and neural architectures.

For future development, the authors suggest improving discrete optimization strategies to better handle larger variables and more complex datasets. Incorporating richer module libraries into the initial architecture for increased expressivity without losing interpretability will be critical.

In summary, the approach demonstrated in "Learning Transformer Programs" offers an innovative pathway towards intrinsically interpretable models, providing a stepping stone for further research into transparent AI systems. This pathway is invaluable for progress in high-stakes AI applications where understanding model reasoning is as crucial as the predictions themselves.

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