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Emergent inabilities? Inverse scaling over the course of pretraining (2305.14681v2)

Published 24 May 2023 in cs.CL

Abstract: Does inverse scaling only occur as a function of model size, or can it also occur over the course of training? We carry out an exploratory study investigating whether the performance of LLMs on specific tasks can decrease (while general performance remains high) during training on the LLMing task. We find 8 tasks on which Pythia 12B (Biderman et al., 2023) shows decreased performance over the course of training. Five of these tasks (TruthfulQA-MC1, TruthfulQA-MC2, Hindsight Neglect, Memo Trap, and Pattern Match Suppression) additionally show a consistent relationship whereby larger LLMs show a greater decrease in performance the more they are trained, despite showing standard (positive) scaling overall. This highlights the importance of testing performance at all relevant benchmarks any time models are trained on additional data, even if their overall performance improves

Analysis of "Emergent Inabilities? Inverse Scaling Over the Course of Pretraining"

The paper "Emergent Inabilities? Inverse Scaling Over the Course of Pretraining" by Michaelov and Bergen offers an insightful investigation into the phenomenon of inverse scaling in LLMs, emphasizing the significance of performance evaluation throughout the training process. Traditionally, the performance increase in LLMs is associated with scaling model parameters or the dataset size, yet this paper questions this assumption by examining the Pythia 12B LLM across various tasks throughout its training cycle.

The research identifies that inverse scaling—a decrease in task performance even as overall model capabilities improve—can occur not only as the number of parameters increases but also as a function of additional training data quantity. Out of twelve tasks evaluated, eight show evidence of this phenomenon, highlighting an emergent behavior where larger models experience a decline in specific task performance over time. Notably, tasks such as TruthfulQA-MC1, TruthfulQA-MC2, Hindsight Neglect, Memo Trap, and Pattern Match Suppression demonstrate this trend, underscoring a potential aspect of `outer misalignment,' where a model's training regime diverges from intended application.

The implications of these findings extend to both theoretical and practical domains in AI research. Theoretically, they challenge the conventional wisdom of consistent performance improvements with scale, suggesting that unseen factors may intervene in model behavior. Practically, the results advocate for continuous model evaluation and increased scrutiny in incremental training-based improvements, as reliance solely on broader benchmarks might obscure nuanced performance deficits.

Such emergent inabilities raise important questions about the linear assumptions underlying scaling and generalization in LLMs. Could these behaviors signify fundamental limitations in current architectural designs or training paradigms? Furthermore, this paper implies that the nonlinearities, recognized as inverse scaling, demand more attention, as they may unpredictably arise with growth in computational resources or data employed. This could influence the design principles for future LLMs, proposing a more dynamic approach towards assessing or categorizing task performances rather than static assumptions based on scalar properties.

The authors remain cautious in drawing broad conclusions, noting potential idiosyncrasies in the specific models or task sets employed. Nevertheless, this paper makes a compelling case for renewed examination of large models’ broader applicability across diverse datasets, hinting at the delicate balance between advancement in AI capabilities and controlled progress via structured evaluation methodologies.

In conclusion, Michaelov and Bergen's work prompts active dialogue around the importance and methodology of testing in AI development as models scale. It emphasizes the necessity of vigilant performance assessment to ensure not only that these powerful tools are advancing effectively but also that their application aligns with intended goals. Future developments may build upon these insights to enhance the design and functionality of increasingly sophisticated AI systems.

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Authors (2)
  1. James A. Michaelov (13 papers)
  2. Benjamin K. Bergen (31 papers)
Citations (2)
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