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Legal Extractive Summarization of U.S. Court Opinions (2305.08428v1)

Published 15 May 2023 in cs.CL
Legal Extractive Summarization of U.S. Court Opinions

Abstract: This paper tackles the task of legal extractive summarization using a dataset of 430K U.S. court opinions with key passages annotated. According to automated summary quality metrics, the reinforcement-learning-based MemSum model is best and even out-performs transformer-based models. In turn, expert human evaluation shows that MemSum summaries effectively capture the key points of lengthy court opinions. Motivated by these results, we open-source our models to the general public. This represents progress towards democratizing law and making U.S. court opinions more accessible to the general public.

Introduction

A recent exploration into the field of legal NLP (Natural Language Processing) has investigated the challenging task of extractive summarization of lengthy U.S. court opinions. This challenge is paramount given the typically extensive nature of judicial opinions which are difficult to digest even for legal professionals. Utilizing a robust dataset of over 430,000 court opinions, this paper's focal point is the training of efficient neural-net summarizers. These are designed to emulate the precision of human-crafted summaries with the primary objective of capturing the essence of legal decisions concisely.

Methodology and Models

The paper explores the specifics of the data, consisting of a sizeable number of judicial opinions coupled with human annotations outlining key passages as extractive summaries. This handpicked information aids practitioners in grasping salient case points and pertinent laws. Remarkably, the average opinion spans 86 sentences, while the abstracted summary typically comprises six, demonstrating an average compression ratio of about 15.8%. The models tested include a reinforcement-learning architecture named MemSum, which notably surpasses other baselines and even high-performance transformer-based models in extractive summarization. It's noteworthy that MemSum adeptly scales to handle documents with hundreds to thousands of sentences, which is significant for managing extensive legal texts.

Results and Evaluation

MemSum's effectiveness is evidenced by numerical superiority in ROUGE score metrics and a considerable edge over its counterparts. For better grasp, ROUGE scores measure the overlap between automated summaries and human reference, with ROUGE-1 matching unigrams, ROUGE-2 bigrams, and ROUGE-L considering the longest common subsequence. Impressively, MemSum registers bold triumphs across all ROUGE score techniques: 62.8% in ROUGE-1, 55.3% in ROUGE-2, and 61.1% in ROUGE-L. These figures represent a substantial improvement over other evaluated models.

Additionally, qualitative assessments, such as an eye-opening blind human evaluation by a trained legal professional comparing 14 essential U.S. Supreme Court cases, revealed that machine-generated summaries by MemSum nearly matched those created by humans. This not only demonstrates the model's qualitative strength but also its potential to democratize access to complex legal documents.

Conclusion and Ethical Considerations

The authors culminate their findings by underscoring the potential of MemSum to make pivotal strides in democratizing law, making primary legal documents more accessible and intelligible. Nonetheless, they conscientiously reflect on the ethical implications and limitations. While the model is a step in empowering legal research and journalism, they urge the ultimate verification with the source material given the risk of out-of-context translations. Moreover, they acknowledge the intrinsic bias potential in machine learning models and affirm their commitment to non-commercial use in the public's interest. Overall, the paper establishes a significant benchmark in the field of legal NLP, promising the legal community a valuable tool in unwrapping the detailed fabric of court opinions.

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Authors (4)
  1. Emmanuel Bauer (1 paper)
  2. Dominik Stammbach (16 papers)
  3. Nianlong Gu (10 papers)
  4. Elliott Ash (25 papers)
Citations (5)
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