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Faster DAN: Multi-target Queries with Document Positional Encoding for End-to-end Handwritten Document Recognition (2301.10593v1)

Published 25 Jan 2023 in cs.CV

Abstract: Recent advances in handwritten text recognition enabled to recognize whole documents in an end-to-end way: the Document Attention Network (DAN) recognizes the characters one after the other through an attention-based prediction process until reaching the end of the document. However, this autoregressive process leads to inference that cannot benefit from any parallelization optimization. In this paper, we propose Faster DAN, a two-step strategy to speed up the recognition process at prediction time: the model predicts the first character of each text line in the document, and then completes all the text lines in parallel through multi-target queries and a specific document positional encoding scheme. Faster DAN reaches competitive results compared to standard DAN, while being at least 4 times faster on whole single-page and double-page images of the RIMES 2009, READ 2016 and MAURDOR datasets. Source code and trained model weights are available at https://github.com/FactoDeepLearning/FasterDAN.

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Authors (3)
  1. Denis Coquenet (10 papers)
  2. Clément Chatelain (16 papers)
  3. Thierry Paquet (23 papers)
Citations (5)

Summary

An Analysis of "Faster DAN: Multi-target Queries with Document Positional Encoding for End-to-end Handwritten Document Recognition"

The paper "Faster DAN: Multi-target Queries with Document Positional Encoding for End-to-end Handwritten Document Recognition" introduces an enhanced method for processing handwritten documents using an attention-based model architecture. The improvement presented in this research mainly addresses the inefficiencies found in the inference time of the Document Attention Network (DAN), an existing model designed for end-to-end handwritten document recognition.

Overview

The authors propose the Faster DAN, a novel model that significantly reduces prediction time without compromising the accuracy of recognition. This goal is achieved by leveraging document structure through a two-pass strategy and a bespoke encoding scheme that allows parallel recognition of text lines within a document.

Methodology

The core advancement of the Faster DAN lies in its ability to parallelize the recognition of text lines. This is done by first performing a sequential pass to predict the initial character of each line, which also resolves layout predictions. Then, the subsequent characters within each line are predicted concurrently in a second pass. A key innovation here is the introduction of a document positional encoding that injects both line index and character position information into the model. By distinguishing between the two through positional embedding, the model maintains the context necessary for accurate recognition.

Moreover, the Faster DAN addresses the balance between leveraging past and future contexts. By incorporating contextual information from both preceding and subsequent lines, the model mitigates the traditional autoregressive shortcomings of its predecessor.

Performance and Results

Evaluations demonstrate that Faster DAN achieves a considerable reduction in prediction time—up to four times faster than the original DAN—while maintaining competitive performance levels in terms of Character Error Rate (CER), Word Error Rate (WER), and specific layout recognition metrics like Layout Ordering Error Rate (LOER) and mAP_CER. Tests were conducted on diverse datasets, including RIMES 2009, READ 2016, and MAURDOR, showcasing the model's applicability across different handwriting styles and document formats. Interestingly, the model exhibits superior layout recognition capabilities on datasets with intricate layout structures, an area where competing models often struggle.

Implications and Future Work

The implications of this research are twofold. Practically, the enhanced efficiency of Faster DAN makes it feasible to deploy in real-time applications where processing speed is critical, such as mobile OCR solutions or on-demand digitization services for archival documents. Theoretically, this paper highlights the potential of multi-target queries and enhanced positional encoding as strategies to improve document recognition tasks, possibly influencing future developments in the field of handwriting recognition and beyond.

As for future extensions, the authors suggest experimenting with paragraph-level parallelization, which could provide even more robust contextual modeling while maintaining efficiency. This direction aligns with the growing trend of hybrid models that aim to blend the benefits of different levels of granularity in document understanding.

In conclusion, Faster DAN represents an important step forward in the field of handwritten document recognition, effectively balancing precision and efficiency through its innovative approach to parallelization and context utilization.

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