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On Rademacher Complexity-based Generalization Bounds for Deep Learning (2208.04284v3)

Published 8 Aug 2022 in stat.ML and cs.LG

Abstract: We show that the Rademacher complexity-based approach can generate non-vacuous generalisation bounds on Convolutional Neural Networks (CNNs) for classifying a small number of classes of images. The development of new Talagrand's contraction lemmas for high-dimensional mappings between function spaces and CNNs for general Lipschitz activation functions is a key technical contribution. Our results show that the Rademacher complexity does not depend on the network length for CNNs with some special types of activation functions such as ReLU, Leaky ReLU, Parametric Rectifier Linear Unit, Sigmoid, and Tanh.

Citations (11)

Summary

  • The paper introduces new contraction lemmas that extend Talagrand’s framework for high-dimensional CNN analysis.
  • It demonstrates that, with activations like ReLU and Tanh, CNN generalization bounds are independent of network depth.
  • Empirical results on MNIST validate the theory, offering actionable insights for network design in small label scenarios.

Rademacher Complexity-Based Generalization Bounds for Convolutional Neural Networks

This paper explores the application of Rademacher complexity to derive generalization bounds for Convolutional Neural Networks (CNNs), particularly focusing on scenarios where the number of image classes is small. The author, Lan V. Truong, contributes to the theoretical understanding of deep learning by extending Talagrand's contraction lemmas to high-dimensional mappings and function spaces, including various Lipschitz activation functions. The paper addresses the intricacies of bounding Rademacher complexity, which remains a challenging task in the context of deep learning.

Key Technical Developments

A significant advancement presented in this paper is the development of new contraction lemmas tailored for high-dimensional function spaces, which extends existing theoretical frameworks. The paper primarily examines CNNs employing specific activation functions including ReLU, Leaky ReLU, Parametric Rectifier Linear Unit, Sigmoid, and Tanh. Notably, the findings suggest that the Rademacher complexity for such CNNs is independent of the network's depth, contrasting with previous results that indicated an exponential or polynomial dependence on depth.

Contributions and Results

The paper's contributions can be summarized as follows:

  1. Development of Contraction Lemmas: The paper introduces contraction lemmas applicable to high-dimensional vector spaces, which augment Talagrand's original lemma.
  2. Layer-Wise Contraction in CNNs: Application of these lemmas on individual CNN layers, particularly focusing on layers with convolutional, dense, and dropout configurations.
  3. Empirical Evaluation: The theoretical results are validated by experiments on CNNs tasked with MNIST image classification, where non-vacuous bounds are achieved for a limited number of image classes.

These contributions bridge the gap between theoretical and empirical facets of deep learning, offering a framework that yields non-vacuous generalization bounds under particular conditions. The insights are especially relevant for scenarios involving small label spaces, as demonstrated by the numerical experiments on MNIST datasets.

Theoretical and Practical Implications

The theoretical implications of this work lie in its challenge to conventional wisdom regarding network depth and complexity measures, suggesting that under certain activation functions, complexity does not necessarily scale with network length. Practically, this could influence the design of neural networks, encouraging the use of specific activations to leverage this independence from depth in Rademacher bounds.

Speculation on Future Developments

Future research could extend these findings by exploring other architectures beyond standard CNNs, testing the robustness of these bounds across diverse datasets and activation functions. Moreover, integrating this approach with additional regularization techniques might lead to even tighter generalization bounds.

As the field of deep learning continues to evolve, establishing a deeper theoretical understanding of model generalization and complexity is crucial. This work contributes meaningfully to that endeavor, potentially guiding further research aimed at unraveling the complexities of deep neural networks.