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Leveraging Unlabeled Data to Predict Out-of-Distribution Performance (2201.04234v3)

Published 11 Jan 2022 in cs.LG and stat.ML

Abstract: Real-world machine learning deployments are characterized by mismatches between the source (training) and target (test) distributions that may cause performance drops. In this work, we investigate methods for predicting the target domain accuracy using only labeled source data and unlabeled target data. We propose Average Thresholded Confidence (ATC), a practical method that learns a threshold on the model's confidence, predicting accuracy as the fraction of unlabeled examples for which model confidence exceeds that threshold. ATC outperforms previous methods across several model architectures, types of distribution shifts (e.g., due to synthetic corruptions, dataset reproduction, or novel subpopulations), and datasets (Wilds, ImageNet, Breeds, CIFAR, and MNIST). In our experiments, ATC estimates target performance $2$-$4\times$ more accurately than prior methods. We also explore the theoretical foundations of the problem, proving that, in general, identifying the accuracy is just as hard as identifying the optimal predictor and thus, the efficacy of any method rests upon (perhaps unstated) assumptions on the nature of the shift. Finally, analyzing our method on some toy distributions, we provide insights concerning when it works. Code is available at https://github.com/saurabhgarg1996/ATC_code/.

Citations (114)

Summary

  • The paper introduces ATC, a novel approach that learns a confidence threshold from labeled source data to predict accuracy on unlabeled target distributions.
  • It achieves 2 to 4 times more accurate OOD performance estimates than existing methods across benchmarks such as ImageNet, CIFAR, and MNIST.
  • The study emphasizes the practical importance of minimal assumptions and the effective use of unlabeled data for reliable performance prediction in dynamic real-world environments.

An Expert Overview of "Leveraging Unlabeled Data to Predict Out-of-Distribution Performance"

The paper "Leveraging Unlabeled Data to Predict Out-of-Distribution Performance" addresses a critical gap in the deployment of ML models: predicting the accuracy of models on out-of-distribution (OOD) data using only labeled source data and unlabeled target data. This is a significant problem because ML models typically underperform when the test (target) data distribution diverges from the training (source) data distribution. The authors propose a novel method termed Average Thresholded Confidence (ATC) to address this issue.

ATC is a practical methodology that involves learning a confidence threshold on the model's predictions from the source data. It predicts the target domain accuracy by calculating the fraction of unlabeled examples for which the model's confidence exceeds this threshold. Through rigorous empirical evaluations, ATC demonstrates superior performance over existing methods across a variety of architectures and datasets, including WILDS, ImageNet, CIFAR, and MNIST. Notably, in their experiments, ATC estimates target performance 2 to 4 times more accurately than previous methods.

The authors also delve into the theoretical framework surrounding the difficulty of predicting OOD performance. They highlight the fundamental challenge: identifying the accuracy of a classifier on the target distribution is as hard as defining the optimal predictor unless specific assumptions about the nature of the distribution shift are made. This insight underscores the necessity for foundational assumptions in OOD accuracy estimation methodologies.

The empirical evaluations presented encompass several benchmark datasets under synthetic and natural distribution shifts. These include ImageNet-C and ImageNetv2, shifts due to subpopulations in BREEDS, and real-world shifts observed in the WILDS benchmark. Through these evaluations, the authors illustrate that ATC is not only simple and effective but also generalizes well across various types of OOD conditions, consistently outperforming existing baseline models such as those employing importance re-weighting and generalized disagreement measures.

The practical implications of this research are significant. In real-world settings where acquiring labeled data for every potential test distribution is impractical or cost-prohibitive, ATC provides an efficient and reliable means to estimate model performance on new data distributions. Theoretically, the work paves the way for future exploration into defining robust accuracy prediction methodologies under minimal assumptions about data shifts.

This paper could stimulate future research directions, particularly in the integration of mechanisms for automatically adjusting or learning distributional assumptions in real-time as models are deployed. As AI systems increasingly operate in dynamic environments, methodologies like ATC that leverage unlabeled data could become pivotal in maintaining robust model performance under varying conditions.

In conclusion, the paper provides a comprehensive exploration of predicting OOD performance using unlabeled data. By effectively combining theoretical insights with empirical validation, it offers a valuable tool for both academic research and practical applications, contributing significantly to the field of deployable machine learning.

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