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A Survey of Human-in-the-loop for Machine Learning (2108.00941v3)

Published 2 Aug 2021 in cs.LG

Abstract: Human-in-the-loop aims to train an accurate prediction model with minimum cost by integrating human knowledge and experience. Humans can provide training data for machine learning applications and directly accomplish tasks that are hard for computers in the pipeline with the help of machine-based approaches. In this paper, we survey existing works on human-in-the-loop from a data perspective and classify them into three categories with a progressive relationship: (1) the work of improving model performance from data processing, (2) the work of improving model performance through interventional model training, and (3) the design of the system independent human-in-the-loop. Using the above categorization, we summarize major approaches in the field; along with their technical strengths/ weaknesses, we have simple classification and discussion in natural language processing, computer vision, and others. Besides, we provide some open challenges and opportunities. This survey intends to provide a high-level summarization for human-in-the-loop and motivates interested readers to consider approaches for designing effective human-in-the-loop solutions.

Citations (431)

Summary

  • The paper surveys and categorizes human-in-the-loop strategies across data processing, model training, and system construction.
  • The paper demonstrates how integrating human expertise in data annotation and active learning refines model predictions and addresses complex tasks.
  • The paper advocates for developing standardized evaluation methods and deeper integration of human contextual intelligence to enhance system scalability.

Understanding Human-in-the-Loop for Machine Learning: A Comprehensive Survey

Human-in-the-loop (HITL) methods have increasingly become a focal point within the ML community, particularly given their potential for integrating human expertise and domain knowledge into the ML pipeline. The survey conducted by Wu et al. canvasses the existing research landscape of HITL methodologies, offering a structured exploration of its diverse applications in machine learning tasks. This paper categorizes the research on HITL into three primary facets: data processing, model training and inference, and system construction and application, providing valuable insights into the state-of-the-art approaches and identifying open challenges that persist in the field.

Data-Centric Human-in-the-Loop Approaches

The survey underscores the significant role of data in the ML lifecycle, predominantly highlighting methods that leverage human-in-the-loop strategies for data processing. The authors advocate for human involvement in data preprocessing, annotation, and iterative labeling to enhance data quality and efficiency. By integrating human oversight in annotating novel or complex datasets, such methods aim to overcome the limitations of fully automated processes, which may struggle with edge cases or nuanced scenarios.

The challenge of selecting pivotal samples that truly influence the training model's output is identified as a critical area for further research. The authors note that despite confidence-based sample selection gaining traction, this approach may not be universally effective across diverse tasks such as object detection or semantic segmentation. The paper suggests exploring methodologies akin to active learning to systematically evaluate sample importance, potentially offering a robust solution to this problem.

Enhancements in Model Training and Inference

In the field of model training, HITL offers a pragmatic approach to incorporate human intuition, particularly in complex NLP and CV tasks, such as syntactic parsing or image restoration. Researchers have developed various hybrid systems that merge human judgments with machine operations, thus refining model predictions and allowing ML applications to achieve greater accuracy and adaptability. The paper highlights models that employ human feedback to adjust the learning trajectory dynamically, proving especially effective in fields where fully autonomous systems may falter due to ambiguity or fuzzy data.

However, the use of human feedback often remains superficial, primarily focusing on incremental data labeling or correction. The authors argue for deeper integration, where human expertise can guide complex decision-making processes, infusing models with contextual intelligence that data alone cannot provide.

Application and Future Directions

The practical applications of HITL extend across sectors, including security, software development, and simulation systems. Importantly, HITL systems are not simply about manual intervention; they encapsulate the vision of designing systems that harmoniously blend machine efficiency with human sensibility. Security systems, for instance, have utilized HITL to enhance threat detection and response, leveraging human inputs for tasks that require discretion and contextual awareness.

The paper pinpoints several future directions that could enhance HITL systems, notably the creation of general multitasking frameworks and benchmarks. As the HITL framework evolves, its success will hinge on the development of standardized evaluation methods, ensuring systems are robust, generalizable, and scalable across applications. Furthermore, embedding human experiential learning and cognitive frameworks into ML models remains a promising, though challenging, pursuit.

Conclusion

The insights presented in Wu et al.'s survey amplify the significance of integrating human intellect within AI systems, arguing convincingly for HITL processes as a critical augmentation to contemporary machine learning techniques. As the field matures, addressing the outlined challenges will be crucial for advancing HITL methodologies from theoretical frameworks to practical, deployable solutions that can navigate the multifaceted challenges of real-world applications.

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