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An Analysis of Simple Data Augmentation for Named Entity Recognition (2010.11683v1)

Published 22 Oct 2020 in cs.CL

Abstract: Simple yet effective data augmentation techniques have been proposed for sentence-level and sentence-pair natural language processing tasks. Inspired by these efforts, we design and compare data augmentation for named entity recognition, which is usually modeled as a token-level sequence labeling problem. Through experiments on two data sets from the biomedical and materials science domains (i2b2-2010 and MaSciP), we show that simple augmentation can boost performance for both recurrent and transformer-based models, especially for small training sets.

An Analysis of Simple Data Augmentation for Named Entity Recognition

The paper, "An Analysis of Simple Data Augmentation for Named Entity Recognition," presents a thorough investigation of adaptable data augmentation techniques intended for enhancing the performance of Named Entity Recognition (NER) models. In the domain-specific fields of biomedical and materials science, obtaining labeled data can be challenging and cost-intensive due to the need for specialized knowledge. This paper addresses the insufficiency by applying data augmentation strategies, predominantly employed in other NLP tasks, to NER—a task inherently distinct due to its token-level focus.

The research outlined in the paper explores several augmentation techniques without dependence on any external model training, aiming to boost the performance of NER models using limited resources. The paper utilizes both recurrent and transformer-based models, on datasets from i2b2-2010 and MaSciP, with a particular emphasis on small training sets, which often suffer from insufficient training data.

Key Findings and Techniques

The paper delineates several augmentation methods adapted for NER:

  1. Label-wise Token Replacement (LwTR): This technique involves substituting tokens randomly while preserving their original labels—ensuring label accuracy.
  2. Synonym Replacement (SR): Token replacement is carried out with synonyms sourced from WordNet, potentially increasing lexical diversity without altering NER-specific labels.
  3. Mention Replacement (MR): Here, entire entity mentions are replaced with alternatives of the same type, modifying the label sequence as necessary to maintain coherence.
  4. Shuffle within Segments (SiS): The token order within labeled segments is shuffled, preserving the label sequence, thus maintaining semantic consistency.
  5. All Methods Combined: The compilation of all techniques ensures a diverse synthetic data environment for training without relying on extensive domain-specific external models.

Results

Experiments demonstrated that these simple augmentation approaches notably enhanced NER performance, particularly in scenarios with limited training data. For small dataset sizes, augmentations yielded statistically significant improvements across different model architectures. Interestingly, while composite augmentation (utilizing all methods) showed the most consistent improvement, the paper identifies trade-offs in larger datasets where validity of augmented data can be compromised.

Practical and Theoretical Implications

The implications of this research are multifold. Practically, it empowers NER tasks in niche domains to achieve better accuracy with lower costs, reducing dependence on extensive manual annotation. Theoretically, it contributes to the discourse on leveraging pre-trained methodologies such as BERT for domain-specific applications, offering proof that even simple augmentations can complement pre-trained models effectively.

Speculative Outlook

Considering the global trend towards efficiency in training models, simple data augmentation methods herald a promising avenue for optimizing resource-strained NLP applications. Future directions could involve more sophisticated augmentation techniques possibly incorporating other linguistic resources and domain-specific embeddings, further harnessing the power of automated data transformations in low-resource settings. Additionally, exploring augmentation’s interplay with other transfer learning practices could yield compounded benefits in creating highly adaptive NER systems.

In summary, this research provides a solid foundation in enhancing NER model efficacy through pragmatic data augmentation, underscoring both the opportunities and challenges inherent in its application across specialized domains.

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Authors (2)
  1. Xiang Dai (18 papers)
  2. Heike Adel (51 papers)
Citations (179)