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The Hardware Lottery (2009.06489v2)

Published 14 Sep 2020 in cs.CY, cs.AI, cs.AR, and cs.LG

Abstract: Hardware, systems and algorithms research communities have historically had different incentive structures and fluctuating motivation to engage with each other explicitly. This historical treatment is odd given that hardware and software have frequently determined which research ideas succeed (and fail). This essay introduces the term hardware lottery to describe when a research idea wins because it is suited to the available software and hardware and not because the idea is superior to alternative research directions. Examples from early computer science history illustrate how hardware lotteries can delay research progress by casting successful ideas as failures. These lessons are particularly salient given the advent of domain specialized hardware which make it increasingly costly to stray off of the beaten path of research ideas. This essay posits that the gains from progress in computing are likely to become even more uneven, with certain research directions moving into the fast-lane while progress on others is further obstructed.

Citations (179)

Summary

  • The paper introduces the 'hardware lottery' concept, demonstrating how hardware compatibility often drives research success.
  • It analyzes historical examples like Babbage’s engine and the GPU revolution to illustrate how hardware limitations have sidelined promising ideas.
  • The study underscores the need for adaptable hardware-software co-design to support diverse and emerging AI methodologies.

The Hardware Lottery: A Critical Examination of the Role of Hardware in Shaping AI Research Trajectories

Sara Hooker's paper, "The Hardware Lottery," presents a compelling exploration of the interplay between hardware and software in determining the success or failure of research ideas within the field of computer science, with a particular focus on artificial intelligence. Hooker introduces the concept of the "hardware lottery," which describes scenarios where a research direction becomes successful not solely based on its inherent merit, but because it aligns well with the existing hardware and software ecosystem.

Historical Context and the Hardware Lottery

Hooker emphasizes that scientific progress is frequently subjected to the limitations imposed by the contemporaneous hardware landscape. The concept of a hardware lottery is exemplified through numerous historical cases, including Charles Babbage's analytical engine, which was ahead of its time both conceptually and technologically but failed to realize its potential due to the lack of precise fabrication technologies. This historical analysis serves to highlight how innovations can languish, not due to a lack of theoretical soundness, but due to an incompatibility with existing hardware capabilities.

The paper argues that much of the AI winter, specifically the period during which deep neural networks were overlooked, can be attributed to the limitations of general-purpose hardware, such as CPUs, which were inefficient for tasks like training deep models. The resurgence of interest in neural networks in the 2000s was facilitated by the serendipitous availability of GPUs, originally designed for gaming, which provided the necessary computational parallelism needed for deep learning algorithms.

Modern Implications and the Present Landscape

Hooker extends the discussion to contemporary contexts where specialized hardware such as TPUs and other neural network accelerators are the driving forces behind the unprecedented efficiency in deep learning model training and deployment. She cautions that while these advancements optimize current mainstream deep learning approaches, they create a challenging environment for alternative methods or architectures that do not conform to the existing hardware paradigms.

In the discussion on current trends, the importance of software and its entanglement with hardware is also addressed. The historical precedence of LISP and Prolog in symbolic AI paradigms demonstrates how software environments can bias research towards certain methodologies, possibly overshadowing alternative approaches like neural networks during their nascent stages.

Future Directions and Avoiding Future Hardware Lotteries

Looking ahead, Hooker posits that the increasing fragmentation of the hardware ecosystem might lead to more pronounced hardware lotteries, where the gap between successful and sidelined research directions widens. The need for more adaptable and innovative hardware solutions is emphasized, particularly as AI research might diverge from current neural network-centric paradigms.

The paper also underscores the significance of investing in both hardware and software that are versatile enough to accommodate emergent technologies and methodologies. This includes developing field-programmable gate arrays (FPGAs), exploring neuromorphic computing, and fostering advancements in software languages that enhance portability and performance across diverse hardware systems.

Conclusion

Hooker's work provides a crucial critique of the current bias in AI research engendered by the hardware and software ecosystems. By highlighting past and potential future hardware lotteries, the paper serves as a reminder of the complex dynamics that govern research success. It advocates for an integrative approach, where achievements in AI are met with equally progressive developments in the hardware and software platforms they rely upon. The paper serves as a call to action for researchers and developers to acknowledge and address these biases, ultimately guiding the community towards a more equitable and innovative future.

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