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CLUB: A Contrastive Log-ratio Upper Bound of Mutual Information (2006.12013v6)

Published 22 Jun 2020 in cs.LG and stat.ML

Abstract: Mutual information (MI) minimization has gained considerable interests in various machine learning tasks. However, estimating and minimizing MI in high-dimensional spaces remains a challenging problem, especially when only samples, rather than distribution forms, are accessible. Previous works mainly focus on MI lower bound approximation, which is not applicable to MI minimization problems. In this paper, we propose a novel Contrastive Log-ratio Upper Bound (CLUB) of mutual information. We provide a theoretical analysis of the properties of CLUB and its variational approximation. Based on this upper bound, we introduce a MI minimization training scheme and further accelerate it with a negative sampling strategy. Simulation studies on Gaussian distributions show the reliable estimation ability of CLUB. Real-world MI minimization experiments, including domain adaptation and information bottleneck, demonstrate the effectiveness of the proposed method. The code is at https://github.com/Linear95/CLUB.

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Authors (6)
  1. Pengyu Cheng (23 papers)
  2. Weituo Hao (16 papers)
  3. Shuyang Dai (15 papers)
  4. Jiachang Liu (12 papers)
  5. Zhe Gan (135 papers)
  6. Lawrence Carin (203 papers)
Citations (293)

Summary

  • The paper introduces CLUB as a novel method employing a contrastive log-ratio to provide a reliable upper bound for mutual information estimation and minimization.
  • It leverages differences in conditional probabilities between positive and negative sample pairs to improve performance in simulation studies and real-world applications.
  • The approach offers computational efficiency and scalability, with proven benefits in tasks like domain adaptation and information bottleneck scenarios.

Overview of the CLUB Framework for Mutual Information Estimation and Minimization

This essay provides an analysis of the research paper introducing the Contrastive Log-ratio Upper Bound (CLUB) for Mutual Information (MI) estimation and minimization. The estimation of MI in high-dimensional spaces is inherently challenging due to the inaccessibility of true distribution forms, thereby making sample-based methods crucially important. While most existing approaches focus on lower-bound estimation techniques, they are insufficient and often unsuitable for tasks that require MI minimization.

Introduction to CLUB

The CLUB method is a novel approach designed to offer a reliable upper bound estimate of MI. The research demonstrates that, unlike previous methodologies that center around lower bounds, CLUB provides an innovative solution to facilitate MI minimization. This becomes particularly useful in applications such as domain adaptation and information bottleneck scenarios, where control over variable dependencies necessitates robust minimization frameworks.

Theoretical Underpinnings

The paper builds the foundation of the CLUB method on rigorous theoretical underpinnings, presenting a detailed analysis of its properties and the conditions under which it provides a valid upper bound. The core premise of CLUB is the bridge it forms between mutual information estimation and contrastive learning paradigms. The theory leverages the difference of conditional probabilities between positive and negative sample pairs, ensuring that the method remains resilient to numerical instability—a typical drawback in competing techniques.

Empirical Validation

Extensive empirical validation underscores CLUB’s efficacy as both an estimator and a minimizer. Through simulation studies on Gaussian distributions, CLUB proves its reliability and outperforms existing methods on bias and variance trade-offs. Further, its application to real-world tasks such as domain adaptation and information bottleneck supports its claimed effective minimization characteristic. For instance, using the CLUB in the permutation-invariant MNIST classification resulted in misclassification rates lower than many established alternatives.

Practical Implications and Computational Efficiency

The computational efficiency of CLUB rounds off its list of strengths, offering a linearly scalable computation model when the negative sampling strategy is employed. This efficiency deduces its applicability to large-scale tasks. Moreover, the innovation in negative sampling not only accelerates computation but also enriches the model's generalization capabilities, enhancing performance across varying datasets.

Future Directions

While the CLUB method offers promising advances in estimating and minimizing MI, future work could explore the integration of CLUB within architectures capable of real-time processing, further expanding its applicability to dynamic systems. Additionally, extending its utility to unsupervised and semi-supervised learning domain where learning disentangled representations are critical could prove beneficial.

In sum, the CLUB framework introduces a paradigm shift in how MI estimation and minimization can be approached, addressing computational limitations while maintaining theoretical robustness. This work holds significant promise for advancing the design of AI systems that require managing and reducing variable dependencies, which could foster further developments in AI methodologies where mutual information plays a central role.