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Intra-Processing Methods for Debiasing Neural Networks (2006.08564v2)

Published 15 Jun 2020 in cs.LG and stat.ML

Abstract: As deep learning models become tasked with more and more decisions that impact human lives, such as criminal recidivism, loan repayment, and face recognition for law enforcement, bias is becoming a growing concern. Debiasing algorithms are typically split into three paradigms: pre-processing, in-processing, and post-processing. However, in computer vision or natural language applications, it is common to start with a large generic model and then fine-tune to a specific use-case. Pre- or in-processing methods would require retraining the entire model from scratch, while post-processing methods only have black-box access to the model, so they do not leverage the weights of the trained model. Creating debiasing algorithms specifically for this fine-tuning use-case has largely been neglected. In this work, we initiate the study of a new paradigm in debiasing research, intra-processing, which sits between in-processing and post-processing methods. Intra-processing methods are designed specifically to debias large models which have been trained on a generic dataset and fine-tuned on a more specific task. We show how to repurpose existing in-processing methods for this use-case, and we also propose three baseline algorithms: random perturbation, layerwise optimization, and adversarial fine-tuning. All of our techniques can be used for all popular group fairness measures such as equalized odds or statistical parity difference. We evaluate these methods across three popular datasets from the AIF360 toolkit, as well as on the CelebA faces dataset. Our code is available at https://github.com/abacusai/intraprocessing_debiasing.

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Authors (3)
  1. Yash Savani (10 papers)
  2. Colin White (34 papers)
  3. Naveen Sundar Govindarajulu (13 papers)
Citations (39)

Summary

Intra-Processing Methods for Debiasing Neural Networks

The paper "Intra-Processing Methods for Debiasing Neural Networks" presents a novel approach to addressing bias in machine learning models, particularly those employing neural networks. As the application of deep learning expands into domains affecting human life, such as criminal recidivism, loan repayment, and face recognition, the presence of bias within these models becomes a critical issue. Traditional debiasing techniques are categorized into three paradigms: pre-processing, in-processing, and post-processing. However, these methods either require full retraining of the model or are limited by black-box access constraints, which are not suitable for scenarios where models undergo a fine-tuning process from generic to specific tasks, a common practice in computer vision and natural language processing applications.

This research introduces intra-processing methods, which serve as an intermediary between in-processing and post-processing. It aims specifically to debias large neural networks that have been pretrained on generic datasets and subsequently fine-tuned for specific tasks, addressing a neglected area in debiasing research. The authors repurpose existing in-processing methods and propose three baseline algorithms tailored to this new paradigm: random perturbation, layerwise optimization, and adversarial fine-tuning. These methods accommodate a variety of group fairness measures including equalized odds and statistical parity difference, tested across multiple datasets from the AIF360 toolkit and the CelebA faces dataset.

Key Contributions

  1. Introduction of Intra-Processing Paradigm: The paper marks a pioneering exploration of intra-processing algorithms, a promising framework for debiasing ML models during fine-tuning phases without requiring a complete retraining.
  2. Algorithm Development: The paper proposes three intra-processing algorithms:
    • Random Perturbation: Applies multiplicative noise to model weights iteratively, selecting perturbations that maximize fairness and accuracy objectives.
    • Layerwise Optimization: Utilizes gradient-boosted regression trees to optimize individual layer weights, offering a computationally feasible approach to black-box optimization.
    • Adversarial Fine-Tuning: Employs adversarial learning to create a differentiable bias proxy, enabling bias mitigation through gradient descent.
  3. Empirical Evaluation: Comprehensive experimental comparisons against three post-processing algorithms, demonstrating the intra-processing methods' superior ability to reduce bias while maintaining model performance across diverse datasets.

Implications

The implementation of intra-processing methods offers practical advantages in real-world scenarios where access to the training dataset is restricted. Such scenarios might include judicial applications, where entities using machine learning models for decision making require debiasing methods that do not necessitate retraining data. Furthermore, intra-processing techniques allow entities to apply fairness constraints according to their specific ethical requirements and context, fostering a more nuanced approach to fairness in AI systems.

The research also highlights the sensitivity of bias to the initial conditions in model training, providing insight into the variability of neural networks' fairness outcomes based on initialization. This observation calls for robust debiasing strategies from the outset.

Future Directions

The exploration into intra-processing methods initiates a new pathway for fairness in AI, ripe for further research. Future studies could focus on optimizing these algorithms for different architectural variations, extending their application beyond current datasets, and enhancing scalability and efficiency. Moreover, the insights gained regarding bias sensitivity could inform the development of more deterministic approaches to bias handling in neural networks.

In conclusion, this paper provides crucial advancements in the trajectory towards fair machine learning models, addressing an important gap in debiasing strategies, and enabling more ethical deployment of AI technologies.

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